FORM 8.3 - CARILLION PLC

FORM 8.3 - CARILLION PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

1.	Â	KEY INFORMATION	Â	Â
(a)		Identity of the person whose positions/dealings		Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CARILLION PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		25 July 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		BALFOUR BEATTY PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		532,568		0.12%		4,583,870		1.07%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,314,847		1.00%		320,045		0.07%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				4,847,415		1.13%		4,903,915		1.14%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		51		3.6880 GBP
ORD		Purchase		131		3.7300 GBP
ORD		Purchase		352		3.6370 GBP
ORD		Purchase		1,173		3.6490 GBP
ORD		Purchase		1,260		3.6340 GBP
ORD		Purchase		1,316		3.7050 GBP
ORD		Purchase		1,556		3.8193 GBP
ORD		Purchase		1,799		3.6040 GBP
ORD		Purchase		1,900		3.7340 GBP
ORD		Purchase		3,518		3.7270 GBP
ORD		Purchase		4,965		3.7212 GBP
ORD		Purchase		5,125		3.6500 GBP
ORD		Purchase		9,300		3.6330 GBP
ORD		Purchase		22,318		3.6778 GBP
ORD		Purchase		24,658		3.6511 GBP
ORD		Purchase		31,424		3.6619 GBP
ORD		Purchase		52,993		3.6718 GBP
ORD		Purchase		55,337		3.6615 GBP
ORD		Purchase		65,807		3.6452 GBP
ORD		Purchase		74,957		3.6673 GBP
ORD		Purchase		218,533		3.7048 GBP
ORD		Sale		131		3.7300 GBP
ORD		Sale		162		3.6114 GBP
ORD		Sale		352		3.6370 GBP
ORD		Sale		1,173		3.6490 GBP
ORD		Sale		1,260		3.6340 GBP
ORD		Sale		1,316		3.7050 GBP
ORD		Sale		1,799		3.6040 GBP
ORD		Sale		3,346		3.6185 GBP
ORD		Sale		3,518		3.7270 GBP
ORD		Sale		4,222		3.6282 GBP
ORD		Sale		4,578		3.6300 GBP
ORD		Sale		6,368		3.6602 GBP
ORD		Sale		8,978		3.7544 GBP
ORD		Sale		10,756		3.6524 GBP
ORD		Sale		15,057		3.6122 GBP
ORD		Sale		23,103		3.6779 GBP
ORD		Sale		29,416		3.7213 GBP
ORD		Sale		38,616		3.6715 GBP
ORD		Sale		59,342		3.6862 GBP
ORD		Sale		64,141		3.6482 GBP
ORD		Sale		139,877		3.6971 GBP
ORD		Sale		175,337		3.6860 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		426		3.7887 GBP
ORD		CFD		Long		718		3.8016 GBP
ORD		SWAP		Long		942		3.6983 GBP
ORD		CFD		Long		1,674		3.8197 GBP
ORD		CFD		Long		1,674		3.8229 GBP
ORD		CFD		Long		2,392		3.7506 GBP
ORD		CFD		Long		2,687		3.7277 GBP
ORD		SWAP		Long		3,311		3.7442 GBP
ORD		CFD		Long		5,000		3.7347 GBP
ORD		SWAP		Long		8,978		3.7543 GBP
ORD		CFD		Long		19,694		3.6513 GBP
ORD		SWAP		Long		23,143		3.6162 GBP
ORD		CFD		Long		25,581		3.6396 GBP
ORD		CFD		Long		28,602		3.6909 GBP
ORD		SWAP		Long		28,990		3.7498 GBP
ORD		SWAP		Long		32,120		3.7159 GBP
ORD		CFD		Long		38,560		3.6539 GBP
ORD		SWAP		Long		52,852		3.7444 GBP
ORD		SWAP		Long		101,854		3.6489 GBP
ORD		SWAP		Long		135,607		3.6919 GBP
ORD		CFD		Short		1,391		3.6619 GBP
ORD		SWAP		Short		1,413		3.6834 GBP
ORD		CFD		Short		1,578		3.6843 GBP
ORD		CFD		Short		1,556		3.8193 GBP
ORD		CFD		Short		3,518		3.7272 GBP
ORD		CFD		Short		4,025		3.6604 GBP
ORD		SWAP		Short		9,654		3.6371 GBP
ORD		CFD		Short		12,969		3.6475 GBP
ORD		CFD		Short		15,245		3.6216 GBP
ORD		CFD		Short		16,179		3.7000 GBP
ORD		CFD		Short		23,600		3.7423 GBP
ORD		CFD		Short		30,353		3.6498 GBP
ORD		SWAP		Short		33,815		3.6408 GBP
ORD		SWAP		Short		38,704		3.7701 GBP
ORD		SWAP		Short		56,607		3.6399 GBP
ORD		SWAP		Short		119,551		3.6946 GBP
ORD		CFD		Short		59,788		3.6970 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		28 Jul 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.