Form 8.5 (EPT/NON-RI) - CATLIN GROUP PLC

Form 8.5 (EPT/NON-RI) - CATLIN GROUP PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		CATLIN GROUP PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		CATLIN GROUP PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		17 December 2014
(e)		Has the EPT previously disclosed, or is it
		today disclosing, under the Code in respect		NO
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		1,512,220		0.42%		887,422		0.24%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		550,264		0.15%		1,267,132		0.35%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		2,062,484		0.57%		2,154,554		0.59%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		60		6.4050 GBP
ORD		Purchase		78		6.5200 GBP
ORD		Purchase		119		6.4059 GBP
ORD		Purchase		206		6.0200 GBP
ORD		Purchase		239		5.9600 GBP
ORD		Purchase		444		6.0800 GBP
ORD		Purchase		501		6.0450 GBP
ORD		Purchase		651		5.9850 GBP
ORD		Purchase		664		6.0550 GBP
ORD		Purchase		702		6.0750 GBP
ORD		Purchase		721		6.0414 GBP
ORD		Purchase		771		5.9700 GBP
ORD		Purchase		808		6.4525 GBP
ORD		Purchase		849		5.9750 GBP
ORD		Purchase		855		6.0350 GBP
ORD		Purchase		997		5.9350 GBP
ORD		Purchase		1,065		5.9300 GBP
ORD		Purchase		1,096		6.0650 GBP
ORD		Purchase		1,269		6.3957 GBP
ORD		Purchase		1,304		6.4466 GBP
ORD		Purchase		1,346		6.0300 GBP
ORD		Purchase		1,429		6.0700 GBP
ORD		Purchase		1,446		6.0500 GBP
ORD		Purchase		2,104		6.5297 GBP
ORD		Purchase		3,077		5.9900 GBP
ORD		Purchase		3,280		6.0489 GBP
ORD		Purchase		3,633		6.3940 GBP
ORD		Purchase		5,118		6.4384 GBP
ORD		Purchase		6,997		6.4686 GBP
ORD		Purchase		7,786		6.4381 GBP
ORD		Purchase		9,455		6.0327 GBP
ORD		Purchase		12,561		6.1969 GBP
ORD		Purchase		13,416		6.0098 GBP
ORD		Purchase		14,033		6.5168 GBP
ORD		Purchase		27,480		6.6386 GBP
ORD		Purchase		34,691		6.4000 GBP
ORD		Purchase		44,256		6.4506 GBP
ORD		Purchase		49,255		6.6399 GBP
ORD		Purchase		50,000		6.0569 GBP
ORD		Purchase		141,740		6.4500 GBP
ORD		Purchase		206,719		6.4534 GBP
ORD		Purchase		388,832		6.6553 GBP
ORD		Purchase		694,965		6.4303 GBP
ORD		Sale		73		6.5206 GBP
ORD		Sale		83		6.5200 GBP
ORD		Sale		206		6.0200 GBP
ORD		Sale		239		5.9600 GBP
ORD		Sale		311		6.5000 GBP
ORD		Sale		444		6.0800 GBP
ORD		Sale		501		6.0450 GBP
ORD		Sale		651		5.9850 GBP
ORD		Sale		664		6.0550 GBP
ORD		Sale		702		6.0750 GBP
ORD		Sale		771		5.9700 GBP
ORD		Sale		849		5.9750 GBP
ORD		Sale		855		6.0350 GBP
ORD		Sale		997		5.9350 GBP
ORD		Sale		1,006		6.2373 GBP
ORD		Sale		1,065		5.9300 GBP
ORD		Sale		1,096		6.0650 GBP
ORD		Sale		1,171		6.4335 GBP
ORD		Sale		1,346		6.0300 GBP
ORD		Sale		1,429		6.0700 GBP
ORD		Sale		1,446		6.0500 GBP
ORD		Sale		1,720		6.0373 GBP
ORD		Sale		1,728		6.0360 GBP
ORD		Sale		2,600		6.4113 GBP
ORD		Sale		3,077		5.9900 GBP
ORD		Sale		3,267		6.5915 GBP
ORD		Sale		3,844		6.4341 GBP
ORD		Sale		4,042		5.9340 GBP
ORD		Sale		14,576		6.4766 GBP
ORD		Sale		16,687		6.0502 GBP
ORD		Sale		18,431		5.9047 GBP
ORD		Sale		21,119		6.4500 GBP
ORD		Sale		22,668		6.4625 GBP
ORD		Sale		33,806		6.4592 GBP
ORD		Sale		39,936		6.4692 GBP
ORD		Sale		42,500		6.7550 GBP
ORD		Sale		43,391		6.0429 GBP
ORD		Sale		44,466		6.0264 GBP
ORD		Sale		408,180		6.4148 GBP
ORD		Sale		419,754		6.7095 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		500		5.8550 GBP
ORD		SWAP		Long		1,004		5.9015 GBP
ORD		CFD		Long		1,006		6.2373 GBP
ORD		SWAP		Long		1,043		6.0599 GBP
ORD		CFD		Long		1,234		6.3960 GBP
ORD		SWAP		Long		1,415		5.8875 GBP
ORD		SWAP		Long		2,600		6.4113 GBP
ORD		CFD		Long		5,000		6.5094 GBP
ORD		CFD		Long		6,488		6.0660 GBP
ORD		SWAP		Long		17,508		6.0267 GBP
ORD		CFD		Long		26,494		6.7378 GBP
ORD		CFD		Long		14,421		6.0519 GBP
ORD		CFD		Long		37,095		6.4576 GBP
ORD		CFD		Long		38,938		5.9684 GBP
ORD		CFD		Long		42,500		6.7550 GBP
ORD		SWAP		Short		119		6.4059 GBP
ORD		SWAP		Short		1,269		6.3956 GBP
ORD		CFD		Short		1,304		6.4466 GBP
ORD		CFD		Short		1,900		6.4506 GBP
ORD		SWAP		Short		3,280		6.0489 GBP
ORD		CFD		Short		3,633		6.3940 GBP
ORD		SWAP		Short		4,890		6.0361 GBP
ORD		CFD		Short		5,118		6.4380 GBP
ORD		SWAP		Short		5,392		6.0320 GBP
ORD		CFD		Short		6,997		6.4686 GBP
ORD		CFD		Short		12,169		6.5473 GBP
ORD		SWAP		Short		694,965		6.4303 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		18 Dec 2014
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.