AQR Capital Management, LLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
-0-
*T
Name of person dealing (Note 1) AQR Capital Management, LLC
----------------------------------------------------------------------
Company dealt in Close Brothers Group Plc
----------------------------------------------------------------------
Class of relevant security to whichCommon Stock and Equity Swaps
the dealings being disclosed
relate (Note 2)
----------------------------------------------------------------------
Date of dealing January 30, 2008
----------------------------------------------------------------------
*T
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
-0-
*T
Long Short
---------------------------------------------------------------------------------------------------------------------
Number (%) Number (%)
---------------------------------------------------------------------------------------------------------------------
(1) Relevant securities 1,204,511 (0.81%)
---------------------------------------------------------------------------------------------------------------------
(2) Derivatives (other than options) 550,390 (0.37%)
---------------------------------------------------------------------------------------------------------------------
(3) Options and agreements to purchase/sell
---------------------------------------------------------------------------------------------------------------------
Total 1,754,901 (1.18%)
---------------------------------------------------------------------------------------------------------------------
*T
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
-0-
*T
Class of relevant security: Long Short
---------------------------------------------------------------------------------------------------------------------
Number (%) Number (%)
---------------------------------------------------------------------------------------------------------------------
(1) Relevant securities
---------------------------------------------------------------------------------------------------------------------
(2) Derivatives (other than options)
---------------------------------------------------------------------------------------------------------------------
(3) Options and agreements to
purchase/sell
---------------------------------------------------------------------------------------------------------------------
Total
---------------------------------------------------------------------------------------------------------------------
*T
(c) Rights to subscribe (Note 3)
-0-
*T
Class of relevant security: Details
------------------------------------------------------------------------------------
*T
3. DEALINGS (Note 4)
(a) Purchases and sales
-0-
*T
Purchase/sale Number of securities Price per unit (Note 5)
---------------------------------------------------------------------------------------
Purchase 59,500 £8.15
---------------------------------------------------------------------------------------
*T
(b) Derivatives transactions (other than options)
-0-
*T
Product name, Long/short (Note 6) Number of securities Price per unit (Note 5)
e.g. CFD (Note 7)
--------------------------------------------------------------------------------------------
Equity Swaps Long 147,868 £8.14
--------------------------------------------------------------------------------------------
*T
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
-0-
*T
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities toprice American, date paid/received
option purchasing, which the European etc. per unit
varying etc. option (Note 5)
relates (Note
7)
--------------------------------------------------------------------------------------------------
*T
(ii) Exercising
-0-
*T
Product name, e.g. call option Number of securities Exercise price per unit (Note 5)
------------------------------------------------------------------------------------------------------
*T
(d) Other dealings (including new securities) (Note 4)
-0-
*T
Nature of transaction (Note 8) Details Price per unit (if applicable)
(Note 5)
------------------------------------------------------------------------------------------------------
*T
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
-0-
*T
Full details of any agreement, arrangement or understanding between the person disclosing and any
other person relating to the voting rights of any relevant securities under any option referred to on
this form or relating to the voting rights or future acquisition or disposal of any relevant
securities to which any derivative referred to on this form is referenced. If none, this should be
stated.
------------------------------------------------------------------------------------------------------
None
------------------------------------------------------------------------------------------------------
*T
Is a Supplemental Form 8 attached? (Note 9) YES/NO
-0-
*T
Date of disclosure January 31, 2008
--------------------------------------------------------------------------
Contact name Kerri Falco
--------------------------------------------------------------------------
Telephone number 203-742-3712
--------------------------------------------------------------------------
If a connected EFM, name of
offeree/offeror with which connected
--------------------------------------------------------------------------
If a connected EFM, state nature of
connection (Note 10)
--------------------------------------------------------------------------
*T
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.