Holding(s) in Company
ECR Minerals plc
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ECR MINERALS PLC
(ISIN: GB00B0P4LQ95) |
||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | √ | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii |
CITY NATURAL RESOURCES HIGH YIELD TRUST PLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
AS ABOVE | ||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
13TH JANUARY 2015 | ||||
6. Date on which issuer notified: | 14TH JANUARY 2015 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
3% |
8. Notified details: | ||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||
Class/type of shares
|
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||
Ordinary Shares GB00B0P4LQ95 |
118,859,590 | 3.39% |
103,983,365 |
103,983,365 | 2.96% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||
Total (A+B+C) | ||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||
103,983,365 | 2.96% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
||
N/A |
||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: |
N/A | |
12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
13. Additional information: |
Compliance Manager, CQS Asset Management Limited |
|
14. Contact name: | Colin Woods | |
15. Contact telephone number: | 0207 201 6900 |