Holding(s) in Company

Holding(s) in Company

ECR Minerals plc

For filings with the FCA include the annex
For filings with issuer exclude the annex
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
ECR Minerals Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X

An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments

 
An event changing the breakdown of voting rights  
Other (please specify):    
3. Full name of person(s) subject to the
notification obligation: iii
1Yorkville Advisors Global, LLC

2 Yorkville Advisors Global, LP

3 YA Global Master SPV, Ltd.

4. Full name of shareholder(s)
(if different from 3.):iv
Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date on
which the threshold is crossed or
reached: v
November 10, 2015
6. Date on which issuer notified: November 10, 2015
7. Threshold(s) that is/are crossed or
reached: vi, vii
4.00 %
 
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of voting rights x
Direct Direct xi Indirect xii Direct Indirect

 

 

Ordinary Shares

0

0

264,623,917

264,623,917

  4.86%  
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument

Exercise
price

Expiration
date xvii

Exercise/
Conversion
period xviii

Number of voting rights
instrument refers to

% of voting rights xix, xx
       

 

Nominal Delta
   
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
264,623,917 4.86%
 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville
Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd.

 
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 

13. Additional information:
 
14. Contact name: Troy Rillo
15. Contact telephone number: 001.908.906.5127
 

Companies

ECR Minerals (ECR)
UK 100