Holding(s) in Company
ECR Minerals plc
For filings with the FCA include the annex | |||||||||||||||||||
For filings with issuer exclude the annex | |||||||||||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ECR Minerals plc |
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2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
An acquisition or disposal of voting rights | X | ||||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||||||||
An event changing the breakdown of voting rights | |||||||||||||||||||
Other (please specify): | |||||||||||||||||||
3. Full name of person(s) subject to the notification obligation: iii |
Stephen Clayson | ||||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
JIM Nominees Ltd | ||||||||||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
29 November 2016 | ||||||||||||||||||
6. Date on which issuer notified: | 1 December 2016 | ||||||||||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
4% |
8. Notified details: | |||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||
Class/type of shares
|
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||||||||||||||||
Direct | Direct xi |
Indirect xii |
Direct | Indirect | |||||||||||||||||||||||||||
Ordinary Shares |
5,452,482 | 5,452,482 | 5,149,982 | 5,149,982 | 3.99 | ||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||
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Nominal | Delta | |||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||
5,700,910 | 3.99% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Stephen Clayson | ||||
15. Contact telephone number: | +44 (0)7771 871 847 |
View source version on businesswire.com: http://www.businesswire.com/news/home/20161202005423/en/