Form 8.3 - Emis Group Plc

Form 8.3 - Emis Group Plc

Qube Research & Technologies LTD

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Qube Research & Technologies Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Emis Group Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	03/4/2023
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p Ordinary Share
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	0	0
(2) Cash-settled derivatives:	677,554	1.07	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	677,554	1.07	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	0
Details, including nature of the rights concerned and relevant percentages:	0

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. call option	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of securities	Exercise price per unit
1p Ordinary Share	Equity swap	increasing a long position	4	1414
1p Ordinary Share	Equity swap	increasing a long position	236	1426
1p Ordinary Share	Equity swap	increasing a long position	224	1432
1p Ordinary Share	Equity swap	increasing a long position	169	1408
1p Ordinary Share	Equity swap	increasing a long position	626	1410
1p Ordinary Share	Equity swap	increasing a long position	279	1414
1p Ordinary Share	Equity swap	increasing a long position	95	1426
1p Ordinary Share	Equity swap	increasing a long position	228	1426
1p Ordinary Share	Equity swap	increasing a long position	10	1426
1p Ordinary Share	Equity swap	increasing a long position	129	1420
1p Ordinary Share	Equity swap	increasing a long position	150	1414
1p Ordinary Share	Equity swap	increasing a long position	304	1406
1p Ordinary Share	Equity swap	increasing a long position	186	1410
1p Ordinary Share	Equity swap	increasing a long position	186	1408
1p Ordinary Share	Equity swap	increasing a long position	109	1400
1p Ordinary Share	Equity swap	increasing a long position	240	1414
1p Ordinary Share	Equity swap	increasing a long position	147	1400
1p Ordinary Share	Equity swap	increasing a long position	136	1408
1p Ordinary Share	Equity swap	increasing a long position	264	1410
1p Ordinary Share	Equity swap	increasing a long position	239	1426
1p Ordinary Share	Equity swap	increasing a long position	239	1426
1p Ordinary Share	Equity swap	increasing a long position	130	1410
1p Ordinary Share	Equity swap	increasing a long position	275	1414
1p Ordinary Share	Equity swap	increasing a long position	119	1408
1p Ordinary Share	Equity swap	increasing a long position	85	1408
1p Ordinary Share	Equity swap	increasing a long position	52	1408
1p Ordinary Share	Equity swap	increasing a long position	404	1424
1p Ordinary Share	Equity swap	increasing a long position	251	1430
1p Ordinary Share	Equity swap	increasing a long position	322	1408
1p Ordinary Share	Equity swap	increasing a long position	35	1422
1p Ordinary Share	Equity swap	increasing a long position	236	1426
1p Ordinary Share	Equity swap	increasing a long position	65	1410
1p Ordinary Share	Equity swap	increasing a long position	331	1422
1p Ordinary Share	Equity swap	increasing a long position	242	1420
1p Ordinary Share	Equity swap	decreasing a long position	152	1427
1p Ordinary Share	Equity swap	decreasing a long position	2	1410
1p Ordinary Share	Equity swap	decreasing a long position	279	1424
1p Ordinary Share	Equity swap	decreasing a long position	347	1416
1p Ordinary Share	Equity swap	decreasing a long position	164	1432
1p Ordinary Share	Equity swap	decreasing a long position	102	1410
1p Ordinary Share	Equity swap	decreasing a long position	104	1408
1p Ordinary Share	Equity swap	decreasing a long position	179	1420
1p Ordinary Share	Equity swap	decreasing a long position	388	1412
1p Ordinary Share	Equity swap	decreasing a long position	25	1424
1p Ordinary Share	Equity swap	decreasing a long position	352	1406
1p Ordinary Share	Equity swap	decreasing a long position	103	1428
1p Ordinary Share	Equity swap	decreasing a long position	192	1424
1p Ordinary Share	Equity swap	decreasing a long position	522	1432
1p Ordinary Share	Equity swap	decreasing a long position	135	1426
1p Ordinary Share	Equity swap	decreasing a long position	251	1420
1p Ordinary Share	Equity swap	decreasing a long position	130	1418
1p Ordinary Share	Equity swap	decreasing a long position	51	1424
1p Ordinary Share	Equity swap	decreasing a long position	152	1420
1p Ordinary Share	Equity swap	decreasing a long position	135	1414
1p Ordinary Share	Equity swap	decreasing a long position	123	1424
1p Ordinary Share	Equity swap	decreasing a long position	119	1428
1p Ordinary Share	Equity swap	decreasing a long position	1	1444
1p Ordinary Share	Equity swap	decreasing a long position	179	1422
1p Ordinary Share	Equity swap	decreasing a long position	35	1416
1p Ordinary Share	Equity swap	decreasing a long position	77	1420
1p Ordinary Share	Equity swap	decreasing a long position	232	1418
1p Ordinary Share	Equity swap	decreasing a long position	322	1410
1p Ordinary Share	Equity swap	decreasing a long position	150	1424
1p Ordinary Share	Equity swap	decreasing a long position	355	1432
1p Ordinary Share	Equity swap	decreasing a long position	118	1428
1p Ordinary Share	Equity swap	decreasing a long position	147	1426
1p Ordinary Share	Equity swap	decreasing a long position	349	1408
1p Ordinary Share	Equity swap	decreasing a long position	261	1424
1p Ordinary Share	Equity swap	decreasing a long position	295	1400
1p Ordinary Share	Equity swap	decreasing a long position	87	1418
1p Ordinary Share	Equity swap	decreasing a long position	77	1424
1p Ordinary Share	Equity swap	decreasing a long position	161	1410
1p Ordinary Share	Equity swap	decreasing a long position	152	1421
1p Ordinary Share	Equity swap	decreasing a long position	119	1432
1p Ordinary Share	Equity swap	decreasing a long position	438	1406
1p Ordinary Share	Equity swap	decreasing a long position	342	1416
1p Ordinary Share	Equity swap	decreasing a long position	435	1412
1p Ordinary Share	Equity swap	decreasing a long position	239	1402
1p Ordinary Share	Equity swap	decreasing a long position	191	1412
1p Ordinary Share	Equity swap	decreasing a long position	148	1408
1p Ordinary Share	Equity swap	decreasing a long position	111	1418
1p Ordinary Share	Equity swap	decreasing a long position	2	1408
1p Ordinary Share	Equity swap	decreasing a long position	251	1420
1p Ordinary Share	Equity swap	decreasing a long position	346	1406
1p Ordinary Share	Equity swap	decreasing a long position	355	1432
1p Ordinary Share	Equity swap	decreasing a long position	355	1432
1p Ordinary Share	Equity swap	decreasing a long position	404	1422
1p Ordinary Share	Equity swap	decreasing a long position	211	1432
1p Ordinary Share	Equity swap	decreasing a long position	153	1408
1p Ordinary Share	Equity swap	decreasing a long position	225	1408
1p Ordinary Share	Equity swap	decreasing a long position	100	1432
1p Ordinary Share	Equity swap	decreasing a long position	522	1432
1p Ordinary Share	Equity swap	decreasing a long position	149	1406
1p Ordinary Share	Equity swap	decreasing a long position	139	1398
1p Ordinary Share	Equity swap	decreasing a long position	131	1418
1p Ordinary Share	Equity swap	decreasing a long position	128	1412
1p Ordinary Share	Equity swap	decreasing a long position	94	1428
1p Ordinary Share	Equity swap	decreasing a long position	2	1430
1p Ordinary Share	Equity swap	decreasing a long position	124	1412
1p Ordinary Share	Equity swap	decreasing a long position	97	1426
1p Ordinary Share	Equity swap	decreasing a long position	116	1412
1p Ordinary Share	Equity swap	decreasing a long position	155	1426
1p Ordinary Share	Equity swap	decreasing a long position	155	1430
1p Ordinary Share	Equity swap	decreasing a long position	298	1400
1p Ordinary Share	Equity swap	decreasing a long position	202	1424
1p Ordinary Share	Equity swap	decreasing a long position	184	1422
1p Ordinary Share	Equity swap	decreasing a long position	380	1410
1p Ordinary Share	Equity swap	decreasing a long position	87	1422
1p Ordinary Share	Equity swap	decreasing a long position	159	1432
1p Ordinary Share	Equity swap	decreasing a long position	223	1424
1p Ordinary Share	Equity swap	decreasing a long position	432	1410
1p Ordinary Share	Equity swap	decreasing a long position	37	1428
1p Ordinary Share	Equity swap	decreasing a long position	2	1428
1p Ordinary Share	Equity swap	decreasing a long position	2	1420

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
0	0	0	0	0

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
0	0	0	0

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	4/4/2023
Contact name:	Stuart Brown
Telephone number:	00442070722969

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20230404005746/en/