Form 8.3 - Emis Group Plc

Form 8.3 - Emis Group Plc

Qube Research & Technologies LTD

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Qube Research & Technologies Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Emis Group Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	04/4/2023
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p Ordinary Share
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	0	0
(2) Cash-settled derivatives:	667306	1.05	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	667,306	1.05	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	0
Details, including nature of the rights concerned and relevant percentages:	0

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. call option	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of securities	Exercise price per unit
1p Ordinary Share	Equity swap	increasing a long position	34	1500
1p Ordinary Share	Equity swap	decreasing a long position	245	1460
1p Ordinary Share	Equity swap	decreasing a long position	100	1466
1p Ordinary Share	Equity swap	decreasing a long position	218	1466
1p Ordinary Share	Equity swap	decreasing a long position	12	1456
1p Ordinary Share	Equity swap	decreasing a long position	218	1466
1p Ordinary Share	Equity swap	decreasing a long position	119	1458
1p Ordinary Share	Equity swap	decreasing a long position	104	1462
1p Ordinary Share	Equity swap	decreasing a long position	228	1464
1p Ordinary Share	Equity swap	decreasing a long position	197	1466
1p Ordinary Share	Equity swap	decreasing a long position	143	1468
1p Ordinary Share	Equity swap	decreasing a long position	100	1464
1p Ordinary Share	Equity swap	decreasing a long position	7	1466
1p Ordinary Share	Equity swap	decreasing a long position	246	1456
1p Ordinary Share	Equity swap	decreasing a long position	257	1460
1p Ordinary Share	Equity swap	decreasing a long position	17	1466
1p Ordinary Share	Equity swap	decreasing a long position	10	1464
1p Ordinary Share	Equity swap	decreasing a long position	222	1470
1p Ordinary Share	Equity swap	decreasing a long position	240	1436
1p Ordinary Share	Equity swap	decreasing a long position	100	1456
1p Ordinary Share	Equity swap	decreasing a long position	1	1456
1p Ordinary Share	Equity swap	decreasing a long position	242	1470
1p Ordinary Share	Equity swap	decreasing a long position	212	1460
1p Ordinary Share	Equity swap	decreasing a long position	29	1466
1p Ordinary Share	Equity swap	decreasing a long position	193	1452
1p Ordinary Share	Equity swap	decreasing a long position	180	1434
1p Ordinary Share	Equity swap	decreasing a long position	170	1466
1p Ordinary Share	Equity swap	decreasing a long position	157	1464
1p Ordinary Share	Equity swap	decreasing a long position	100	1454
1p Ordinary Share	Equity swap	decreasing a long position	58	1456
1p Ordinary Share	Equity swap	decreasing a long position	202	1466
1p Ordinary Share	Equity swap	decreasing a long position	149	1464
1p Ordinary Share	Equity swap	decreasing a long position	160	1460
1p Ordinary Share	Equity swap	decreasing a long position	123	1470
1p Ordinary Share	Equity swap	decreasing a long position	100	1456
1p Ordinary Share	Equity swap	decreasing a long position	100	1466
1p Ordinary Share	Equity swap	decreasing a long position	25	1468
1p Ordinary Share	Equity swap	decreasing a long position	195	1460
1p Ordinary Share	Equity swap	decreasing a long position	140	1466
1p Ordinary Share	Equity swap	decreasing a long position	153	1460
1p Ordinary Share	Equity swap	decreasing a long position	219	1466
1p Ordinary Share	Equity swap	decreasing a long position	38	1456
1p Ordinary Share	Equity swap	decreasing a long position	128	1464
1p Ordinary Share	Equity swap	decreasing a long position	156	1458
1p Ordinary Share	Equity swap	decreasing a long position	11	1466
1p Ordinary Share	Equity swap	decreasing a long position	39	1440
1p Ordinary Share	Equity swap	decreasing a long position	196	1462
1p Ordinary Share	Equity swap	decreasing a long position	148	1460
1p Ordinary Share	Equity swap	decreasing a long position	97	1464
1p Ordinary Share	Equity swap	decreasing a long position	210	1458
1p Ordinary Share	Equity swap	decreasing a long position	43	1464
1p Ordinary Share	Equity swap	decreasing a long position	41	1460
1p Ordinary Share	Equity swap	decreasing a long position	100	1460
1p Ordinary Share	Equity swap	decreasing a long position	147	1460
1p Ordinary Share	Equity swap	decreasing a long position	297	1464
1p Ordinary Share	Equity swap	decreasing a long position	263	1472
1p Ordinary Share	Equity swap	decreasing a long position	234	1456
1p Ordinary Share	Equity swap	decreasing a long position	255	1460
1p Ordinary Share	Equity swap	decreasing a long position	246	1456
1p Ordinary Share	Equity swap	decreasing a long position	100	1460
1p Ordinary Share	Equity swap	decreasing a long position	86	1460
1p Ordinary Share	Equity swap	decreasing a long position	4	1460
1p Ordinary Share	Equity swap	decreasing a long position	69	1464
1p Ordinary Share	Equity swap	decreasing a long position	165	1444
1p Ordinary Share	Equity swap	decreasing a long position	232	1466
1p Ordinary Share	Equity swap	decreasing a long position	351	1470
1p Ordinary Share	Equity swap	decreasing a long position	100	1468
1p Ordinary Share	Equity swap	decreasing a long position	200	1466
1p Ordinary Share	Equity swap	decreasing a long position	205	1464
1p Ordinary Share	Equity swap	decreasing a long position	379	1460
1p Ordinary Share	Equity swap	decreasing a long position	51	1456

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
0	0	0	0	0

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
0	0	0	0

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	5/4/2023
Contact name:	Stuart Brown
Telephone number:	00442070722969

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20230405005483/en/