Form 8.3 - Emis Group Plc

Form 8.3 - Emis Group Plc

Qube Research & Technologies LTD

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Qube Research & Technologies Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Emis Group Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	05/4/2023
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p Ordinary Share
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	0	0
(2) Cash-settled derivatives:	656,335	1.03	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	656,335	1.03	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	0
Details, including nature of the rights concerned and relevant percentages:	0

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. call option	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of securities	Exercise price per unit
1p Ordinary Share	Equity swap	increasing a long position	399	1484
1p Ordinary Share	Equity swap	increasing a long position	209	1469
1p Ordinary Share	Equity swap	increasing a long position	344	1462
1p Ordinary Share	Equity swap	increasing a long position	295	1468
1p Ordinary Share	Equity swap	increasing a long position	322	1462
1p Ordinary Share	Equity swap	increasing a long position	236	1466
1p Ordinary Share	Equity swap	increasing a long position	232	1462
1p Ordinary Share	Equity swap	increasing a long position	265	1464
1p Ordinary Share	Equity swap	increasing a long position	232	1462
1p Ordinary Share	Equity swap	increasing a long position	269	1468
1p Ordinary Share	Equity swap	increasing a long position	212	1468
1p Ordinary Share	Equity swap	increasing a long position	228	1469
1p Ordinary Share	Equity swap	increasing a long position	13	1454
1p Ordinary Share	Equity swap	increasing a long position	258	1484
1p Ordinary Share	Equity swap	increasing a long position	265	1464
1p Ordinary Share	Equity swap	increasing a long position	87	1452
1p Ordinary Share	Equity swap	increasing a long position	243	1468
1p Ordinary Share	Equity swap	increasing a long position	223	1468
1p Ordinary Share	Equity swap	increasing a long position	572	1484
1p Ordinary Share	Equity swap	increasing a long position	218	1462
1p Ordinary Share	Equity swap	increasing a long position	240	1456
1p Ordinary Share	Equity swap	increasing a long position	380	1468
1p Ordinary Share	Equity swap	increasing a long position	193	1454
1p Ordinary Share	Equity swap	increasing a long position	194	1468
1p Ordinary Share	Equity swap	increasing a long position	379	1456
1p Ordinary Share	Equity swap	increasing a long position	238	1468
1p Ordinary Share	Equity swap	increasing a long position	205	1469
1p Ordinary Share	Equity swap	increasing a long position	225	1460
1p Ordinary Share	Equity swap	increasing a long position	228	1462
1p Ordinary Share	Equity swap	increasing a long position	294	1484
1p Ordinary Share	Equity swap	increasing a long position	373	1469
1p Ordinary Share	Equity swap	increasing a long position	219	1454
1p Ordinary Share	Equity swap	increasing a long position	235	1462
1p Ordinary Share	Equity swap	increasing a long position	259	1469
1p Ordinary Share	Equity swap	increasing a long position	224	1466
1p Ordinary Share	Equity swap	decreasing a long position	142	1456
1p Ordinary Share	Equity swap	decreasing a long position	433	1488
1p Ordinary Share	Equity swap	decreasing a long position	179	1468
1p Ordinary Share	Equity swap	decreasing a long position	140	1468
1p Ordinary Share	Equity swap	decreasing a long position	347	1472
1p Ordinary Share	Equity swap	decreasing a long position	122	1476
1p Ordinary Share	Equity swap	decreasing a long position	80	1470
1p Ordinary Share	Equity swap	decreasing a long position	95	1468
1p Ordinary Share	Equity swap	decreasing a long position	228	1468
1p Ordinary Share	Equity swap	decreasing a long position	424	1494
1p Ordinary Share	Equity swap	decreasing a long position	55	1476
1p Ordinary Share	Equity swap	decreasing a long position	589	1468
1p Ordinary Share	Equity swap	decreasing a long position	200	1468
1p Ordinary Share	Equity swap	decreasing a long position	217	1470
1p Ordinary Share	Equity swap	decreasing a long position	68	1466
1p Ordinary Share	Equity swap	decreasing a long position	149	1468
1p Ordinary Share	Equity swap	decreasing a long position	278	1470
1p Ordinary Share	Equity swap	decreasing a long position	68	1472
1p Ordinary Share	Equity swap	decreasing a long position	509	1478
1p Ordinary Share	Equity swap	decreasing a long position	159	1470
1p Ordinary Share	Equity swap	decreasing a long position	183	1480
1p Ordinary Share	Equity swap	decreasing a long position	459	1462
1p Ordinary Share	Equity swap	decreasing a long position	120	1488
1p Ordinary Share	Equity swap	decreasing a long position	257	1456
1p Ordinary Share	Equity swap	decreasing a long position	300	1456
1p Ordinary Share	Equity swap	decreasing a long position	19	1466
1p Ordinary Share	Equity swap	decreasing a long position	241	1470
1p Ordinary Share	Equity swap	decreasing a long position	478	1462
1p Ordinary Share	Equity swap	decreasing a long position	264	1472
1p Ordinary Share	Equity swap	decreasing a long position	131	1470
1p Ordinary Share	Equity swap	decreasing a long position	143	1468
1p Ordinary Share	Equity swap	decreasing a long position	53	1456
1p Ordinary Share	Equity swap	decreasing a long position	668	1458
1p Ordinary Share	Equity swap	decreasing a long position	232	1468
1p Ordinary Share	Equity swap	decreasing a long position	203	1464
1p Ordinary Share	Equity swap	decreasing a long position	134	1456
1p Ordinary Share	Equity swap	decreasing a long position	285	1480
1p Ordinary Share	Equity swap	decreasing a long position	362	1466
1p Ordinary Share	Equity swap	decreasing a long position	56	1470
1p Ordinary Share	Equity swap	decreasing a long position	322	1456
1p Ordinary Share	Equity swap	decreasing a long position	75	1456
1p Ordinary Share	Equity swap	decreasing a long position	200	1466
1p Ordinary Share	Equity swap	decreasing a long position	295	1490
1p Ordinary Share	Equity swap	decreasing a long position	164	1466
1p Ordinary Share	Equity swap	decreasing a long position	9	1498
1p Ordinary Share	Equity swap	decreasing a long position	359	1466
1p Ordinary Share	Equity swap	decreasing a long position	100	1466
1p Ordinary Share	Equity swap	decreasing a long position	279	1456
1p Ordinary Share	Equity swap	decreasing a long position	142	1478
1p Ordinary Share	Equity swap	decreasing a long position	261	1466
1p Ordinary Share	Equity swap	decreasing a long position	321	1464
1p Ordinary Share	Equity swap	decreasing a long position	351	1478
1p Ordinary Share	Equity swap	decreasing a long position	139	1470
1p Ordinary Share	Equity swap	decreasing a long position	157	1480
1p Ordinary Share	Equity swap	decreasing a long position	604	1470
1p Ordinary Share	Equity swap	decreasing a long position	158	1470
1p Ordinary Share	Equity swap	decreasing a long position	157	1470
1p Ordinary Share	Equity swap	decreasing a long position	149	1470
1p Ordinary Share	Equity swap	decreasing a long position	269	1470
1p Ordinary Share	Equity swap	decreasing a long position	364	1466
1p Ordinary Share	Equity swap	decreasing a long position	186	1460
1p Ordinary Share	Equity swap	decreasing a long position	143	1462
1p Ordinary Share	Equity swap	decreasing a long position	150	1470
1p Ordinary Share	Equity swap	decreasing a long position	82	1456
1p Ordinary Share	Equity swap	decreasing a long position	100	1466
1p Ordinary Share	Equity swap	decreasing a long position	126	1470
1p Ordinary Share	Equity swap	decreasing a long position	72	1464
1p Ordinary Share	Equity swap	decreasing a long position	282	1476
1p Ordinary Share	Equity swap	decreasing a long position	595	1466
1p Ordinary Share	Equity swap	decreasing a long position	132	1468
1p Ordinary Share	Equity swap	decreasing a long position	650	1456
1p Ordinary Share	Equity swap	decreasing a long position	20	1470
1p Ordinary Share	Equity swap	decreasing a long position	119	1470
1p Ordinary Share	Equity swap	decreasing a long position	393	1456
1p Ordinary Share	Equity swap	decreasing a long position	620	1460
1p Ordinary Share	Equity swap	decreasing a long position	14	1470
1p Ordinary Share	Equity swap	decreasing a long position	150	1468
1p Ordinary Share	Equity swap	decreasing a long position	212	1478
1p Ordinary Share	Equity swap	decreasing a long position	254	1466
1p Ordinary Share	Equity swap	decreasing a long position	245	1476
1p Ordinary Share	Equity swap	decreasing a long position	300	1476
1p Ordinary Share	Equity swap	decreasing a long position	500	1472
1p Ordinary Share	Equity swap	decreasing a long position	94	1494
1p Ordinary Share	Equity swap	decreasing a long position	26	1470
1p Ordinary Share	Equity swap	decreasing a long position	242	1466
1p Ordinary Share	Equity swap	decreasing a long position	327	1466

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
0	0	0	0	0

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
0	0	0	0

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	6/4/2023
Contact name:	Stuart Brown
Telephone number:	00442070722969

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20230406005393/en/