Form 8.3 - Emis Group Plc

Form 8.3 - Emis Group Plc

Qube Research & Technologies LTD

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Qube Research & Technologies Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Emis Group Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	11/4/2023
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p Ordinary Share
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	0	0
(2) Cash-settled derivatives:	621,884	0.98	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	621,884	0.98	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	0
Details, including nature of the rights concerned and relevant percentages:	0

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. call option	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of securities	Exercise price per unit
1p Ordinary Share	Equity swap	increasing a long position	22	1630
1p Ordinary Share	Equity swap	increasing a long position	41	1626
1p Ordinary Share	Equity swap	increasing a long position	25	1626
1p Ordinary Share	Equity swap	increasing a long position	20	1630
1p Ordinary Share	Equity swap	increasing a long position	19	1626
1p Ordinary Share	Equity swap	increasing a long position	130	1628
1p Ordinary Share	Equity swap	increasing a long position	10	1626
1p Ordinary Share	Equity swap	increasing a long position	38	1628
1p Ordinary Share	Equity swap	increasing a long position	142	1614
1p Ordinary Share	Equity swap	increasing a long position	162	1628
1p Ordinary Share	Equity swap	increasing a long position	30	1630
1p Ordinary Share	Equity swap	increasing a long position	38	1632
1p Ordinary Share	Equity swap	decreasing a long position	162	1622
1p Ordinary Share	Equity swap	decreasing a long position	13	1594
1p Ordinary Share	Equity swap	decreasing a long position	160	1638
1p Ordinary Share	Equity swap	decreasing a long position	501	1630
1p Ordinary Share	Equity swap	decreasing a long position	66	1634
1p Ordinary Share	Equity swap	decreasing a long position	239	1634
1p Ordinary Share	Equity swap	decreasing a long position	164	1640
1p Ordinary Share	Equity swap	decreasing a long position	217	1630
1p Ordinary Share	Equity swap	decreasing a long position	335	1616
1p Ordinary Share	Equity swap	decreasing a long position	142	1630
1p Ordinary Share	Equity swap	decreasing a long position	240	1630
1p Ordinary Share	Equity swap	decreasing a long position	269	1630
1p Ordinary Share	Equity swap	decreasing a long position	422	1626
1p Ordinary Share	Equity swap	decreasing a long position	5	1626
1p Ordinary Share	Equity swap	decreasing a long position	446	1594
1p Ordinary Share	Equity swap	decreasing a long position	32	1592
1p Ordinary Share	Equity swap	decreasing a long position	225	1616
1p Ordinary Share	Equity swap	decreasing a long position	758	1630
1p Ordinary Share	Equity swap	decreasing a long position	289	1634
1p Ordinary Share	Equity swap	decreasing a long position	296	1606
1p Ordinary Share	Equity swap	decreasing a long position	190	1594
1p Ordinary Share	Equity swap	decreasing a long position	304	1630
1p Ordinary Share	Equity swap	decreasing a long position	157	1626
1p Ordinary Share	Equity swap	decreasing a long position	1044	1630
1p Ordinary Share	Equity swap	decreasing a long position	307	1630
1p Ordinary Share	Equity swap	decreasing a long position	304	1630
1p Ordinary Share	Equity swap	decreasing a long position	213	1614
1p Ordinary Share	Equity swap	decreasing a long position	208	1616
1p Ordinary Share	Equity swap	decreasing a long position	1335	1592
1p Ordinary Share	Equity swap	decreasing a long position	251	1630
1p Ordinary Share	Equity swap	decreasing a long position	646	1638
1p Ordinary Share	Equity swap	decreasing a long position	219	1626
1p Ordinary Share	Equity swap	decreasing a long position	190	1598
1p Ordinary Share	Equity swap	decreasing a long position	685	1626
1p Ordinary Share	Equity swap	decreasing a long position	123	1626
1p Ordinary Share	Equity swap	decreasing a long position	961	1626
1p Ordinary Share	Equity swap	decreasing a long position	203	1618
1p Ordinary Share	Equity swap	decreasing a long position	200	1620
1p Ordinary Share	Equity swap	decreasing a long position	204	1622
1p Ordinary Share	Equity swap	decreasing a long position	73	1620
1p Ordinary Share	Equity swap	decreasing a long position	235	1632
1p Ordinary Share	Equity swap	decreasing a long position	54	1640
1p Ordinary Share	Equity swap	decreasing a long position	238	1596
1p Ordinary Share	Equity swap	decreasing a long position	222	1596
1p Ordinary Share	Equity swap	decreasing a long position	195	1596
1p Ordinary Share	Equity swap	decreasing a long position	394	1594
1p Ordinary Share	Equity swap	decreasing a long position	161	1620
1p Ordinary Share	Equity swap	decreasing a long position	218	1632
1p Ordinary Share	Equity swap	decreasing a long position	18	1626
1p Ordinary Share	Equity swap	decreasing a long position	186	1594
1p Ordinary Share	Equity swap	decreasing a long position	170	1596
1p Ordinary Share	Equity swap	decreasing a long position	1040	1630
1p Ordinary Share	Equity swap	decreasing a long position	134	1626
1p Ordinary Share	Equity swap	decreasing a long position	3	1628
1p Ordinary Share	Equity swap	decreasing a long position	172	1606
1p Ordinary Share	Equity swap	decreasing a long position	539	1598
1p Ordinary Share	Equity swap	decreasing a long position	153	1626
1p Ordinary Share	Equity swap	decreasing a long position	221	1588
1p Ordinary Share	Equity swap	decreasing a long position	254	1618
1p Ordinary Share	Equity swap	decreasing a long position	757	1630
1p Ordinary Share	Equity swap	decreasing a long position	273	1630
1p Ordinary Share	Equity swap	decreasing a long position	11	1626
1p Ordinary Share	Equity swap	decreasing a long position	40	1626
1p Ordinary Share	Equity swap	decreasing a long position	177	1620
1p Ordinary Share	Equity swap	decreasing a long position	146	1606
1p Ordinary Share	Equity swap	decreasing a long position	412	1630
1p Ordinary Share	Equity swap	decreasing a long position	200	1626
1p Ordinary Share	Equity swap	decreasing a long position	321	1618
1p Ordinary Share	Equity swap	decreasing a long position	150	1606
1p Ordinary Share	Equity swap	decreasing a long position	20	1632
1p Ordinary Share	Equity swap	decreasing a long position	276	1606
1p Ordinary Share	Equity swap	decreasing a long position	298	1630
1p Ordinary Share	Equity swap	decreasing a long position	84	1630
1p Ordinary Share	Equity swap	decreasing a long position	190	1606
1p Ordinary Share	Equity swap	decreasing a long position	338	1630
1p Ordinary Share	Equity swap	decreasing a long position	452	1594
1p Ordinary Share	Equity swap	decreasing a long position	260	1634
1p Ordinary Share	Equity swap	decreasing a long position	387	1630
1p Ordinary Share	Equity swap	decreasing a long position	205	1618
1p Ordinary Share	Equity swap	decreasing a long position	122	1616
1p Ordinary Share	Equity swap	decreasing a long position	100	1620
1p Ordinary Share	Equity swap	decreasing a long position	185	1634
1p Ordinary Share	Equity swap	decreasing a long position	110	1616
1p Ordinary Share	Equity swap	decreasing a long position	215	1628
1p Ordinary Share	Equity swap	decreasing a long position	192	1594
1p Ordinary Share	Equity swap	decreasing a long position	163	1620
1p Ordinary Share	Equity swap	decreasing a long position	157	1630
1p Ordinary Share	Equity swap	decreasing a long position	222	1590
1p Ordinary Share	Equity swap	decreasing a long position	178	1594
1p Ordinary Share	Equity swap	decreasing a long position	241	1626
1p Ordinary Share	Equity swap	decreasing a long position	211	1618
1p Ordinary Share	Equity swap	decreasing a long position	156	1632
1p Ordinary Share	Equity swap	decreasing a long position	467	1630
1p Ordinary Share	Equity swap	decreasing a long position	172	1622
1p Ordinary Share	Equity swap	decreasing a long position	277	1630
1p Ordinary Share	Equity swap	decreasing a long position	223	1626
1p Ordinary Share	Equity swap	decreasing a long position	304	1620
1p Ordinary Share	Equity swap	decreasing a long position	780	1596
1p Ordinary Share	Equity swap	decreasing a long position	157	1606
1p Ordinary Share	Equity swap	decreasing a long position	112	1614
1p Ordinary Share	Equity swap	decreasing a long position	871	1626
1p Ordinary Share	Equity swap	decreasing a long position	128	1616
1p Ordinary Share	Equity swap	decreasing a long position	187	1598
1p Ordinary Share	Equity swap	decreasing a long position	454	1634
1p Ordinary Share	Equity swap	decreasing a long position	102	1640
1p Ordinary Share	Equity swap	decreasing a long position	1392	1592
1p Ordinary Share	Equity swap	decreasing a long position	482	1616
1p Ordinary Share	Equity swap	decreasing a long position	188	1620

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
0	0	0	0	0

0.

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
0	0	0	0

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	12/4/2023
Contact name:	Stuart Brown
Telephone number:	00442070722969

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20230412005396/en/