Form 8.3 - Entain plc - Amendment

Form 8.3 - Entain plc - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:      

Barclays PLC.

         
(b) Owner or controller of interest and short  

 

  positions disclosed, if different from 1(a):    
(c) Name of offeror/offeree in relation to whose  

ENTAIN PLC

  relevant securities this form relates:    
(d) If an exempt fund manager connected with an  

 

  offeror/offeree, state this and specify identity of  
  offeror/offeree:      
(e) Date position held/dealing undertaken:    

06 October 2021

(f) In addition to the company in 1(c) above, is the discloser making 

YES:

 

 

  disclosures in respect of any other party to the offer?  

DRAFTKINGS INC

 

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: EUR 0.01 ordinary  
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned  

 

 

 

 

  and/or controlled:  

11,446,329

1.95%

5,343,516

0.91%

     

 

 

 

 

(2)

Cash-settled derivatives:  

 

 

 

 

   

4,957,683

0.85%

9,195,438

1.57%

     

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

  and agreements to purchase/sell:

0

0.00%

0

0.00%

     

 

 

 

 

 

 

 

 

 

  TOTAL:  

16,404,012

2.80%

14,538,954

2.48%

     

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant  

Purchase/sale

 

Number of

 

Price per unit

 

security  

 

 

securities

 

 

 

ADR

Purchase

150

28.5600 USD

ADR

Sale

150

28.5600 USD

EUR 0.01 ordinary

Purchase

6

20.9212 GBP

EUR 0.01 ordinary

Purchase

15

20.9000 GBP

EUR 0.01 ordinary

Purchase

50

20.8029 GBP

EUR 0.01 ordinary

Purchase

98

20.6700 GBP

EUR 0.01 ordinary

Purchase

133

20.9500 GBP

EUR 0.01 ordinary

Purchase

136

20.8000 GBP

EUR 0.01 ordinary

Purchase

137

20.7000 GBP

EUR 0.01 ordinary

Purchase

142

20.7500 GBP

EUR 0.01 ordinary

Purchase

221

20.8979 GBP

EUR 0.01 ordinary

Purchase

247

20.9267 GBP

EUR 0.01 ordinary

Purchase

250

20.6300 GBP

EUR 0.01 ordinary

Purchase

264

20.8100 GBP

EUR 0.01 ordinary

Purchase

392

20.8484 GBP

EUR 0.01 ordinary

Purchase

392

20.8763 GBP

EUR 0.01 ordinary

Purchase

395

20.8518 GBP

EUR 0.01 ordinary

Purchase

396

20.8225 GBP

EUR 0.01 ordinary

Purchase

406

20.8700 GBP

EUR 0.01 ordinary

Purchase

419

20.9731 GBP

EUR 0.01 ordinary

Purchase

445

20.8151 GBP

EUR 0.01 ordinary

Purchase

491

20.9150 GBP

EUR 0.01 ordinary

Purchase

512

20.8906 GBP

EUR 0.01 ordinary

Purchase

644

20.8800 GBP

EUR 0.01 ordinary

Purchase

648

20.8828 GBP

EUR 0.01 ordinary

Purchase

682

20.8824 GBP

EUR 0.01 ordinary

Purchase

699

20.9421 GBP

EUR 0.01 ordinary

Purchase

844

20.7964 GBP

EUR 0.01 ordinary

Purchase

1,086

20.8989 GBP

EUR 0.01 ordinary

Purchase

1,151

20.9162 GBP

EUR 0.01 ordinary

Purchase

1,263

20.8627 GBP

EUR 0.01 ordinary

Purchase

1,355

20.8305 GBP

EUR 0.01 ordinary

Purchase

1,430

20.8817 GBP

EUR 0.01 ordinary

Purchase

1,448

20.9200 GBP

EUR 0.01 ordinary

Purchase

1,457

20.8752 GBP

EUR 0.01 ordinary

Purchase

1,509

20.8845 GBP

EUR 0.01 ordinary

Purchase

2,266

20.7762 GBP

EUR 0.01 ordinary

Purchase

2,697

20.8538 GBP

EUR 0.01 ordinary

Purchase

3,134

20.8200 GBP

EUR 0.01 ordinary

Purchase

3,371

20.8814 GBP

EUR 0.01 ordinary

Purchase

3,814

20.8258 GBP

EUR 0.01 ordinary

Purchase

4,182

20.7074 GBP

EUR 0.01 ordinary

Purchase

5,633

20.8205 GBP

EUR 0.01 ordinary

Purchase

7,857

20.8488 GBP

EUR 0.01 ordinary

Purchase

8,425

20.9094 GBP

EUR 0.01 ordinary

Purchase

11,473

20.8858 GBP

EUR 0.01 ordinary

Purchase

12,822

20.8433 GBP

EUR 0.01 ordinary

Purchase

15,887

20.8661 GBP

EUR 0.01 ordinary

Purchase

25,000

20.6944 GBP

EUR 0.01 ordinary

Purchase

35,000

20.8560 GBP

EUR 0.01 ordinary

Purchase

52,502

20.8465 GBP

EUR 0.01 ordinary

Sale

2

20.8386 GBP

EUR 0.01 ordinary

Sale

91

20.9168 GBP

EUR 0.01 ordinary

Sale

98

20.6700 GBP

EUR 0.01 ordinary

Sale

133

20.9500 GBP

EUR 0.01 ordinary

Sale

136

20.8000 GBP

EUR 0.01 ordinary

Sale

137

20.7000 GBP

EUR 0.01 ordinary

Sale

142

20.9800 GBP

EUR 0.01 ordinary

Sale

142

20.7500 GBP

EUR 0.01 ordinary

Sale

238

20.9200 GBP

EUR 0.01 ordinary

Sale

276

20.8100 GBP

EUR 0.01 ordinary

Sale

313

20.8944 GBP

EUR 0.01 ordinary

Sale

355

20.8800 GBP

EUR 0.01 ordinary

Sale

406

20.8700 GBP

EUR 0.01 ordinary

Sale

425

20.9091 GBP

EUR 0.01 ordinary

Sale

438

20.7957 GBP

EUR 0.01 ordinary

Sale

445

20.9133 GBP

EUR 0.01 ordinary

Sale

447

20.8381 GBP

EUR 0.01 ordinary

Sale

830

20.8284 GBP

EUR 0.01 ordinary

Sale

873

20.8567 GBP

EUR 0.01 ordinary

Sale

899

20.8565 GBP

EUR 0.01 ordinary

Sale

916

20.8615 GBP

EUR 0.01 ordinary

Sale

1,196

20.8867 GBP

EUR 0.01 ordinary

Sale

1,260

20.7954 GBP

EUR 0.01 ordinary

Sale

1,474

20.8475 GBP

EUR 0.01 ordinary

Sale

1,757

20.8508 GBP

EUR 0.01 ordinary

Sale

1,868

20.8932 GBP

EUR 0.01 ordinary

Sale

2,924

20.8543 GBP

EUR 0.01 ordinary

Sale

3,134

20.8200 GBP

EUR 0.01 ordinary

Sale

3,273

20.9020 GBP

EUR 0.01 ordinary

Sale

3,355

20.8872 GBP

EUR 0.01 ordinary

Sale

3,700

20.8608 GBP

EUR 0.01 ordinary

Sale

4,668

20.8311 GBP

EUR 0.01 ordinary

Sale

5,216

20.8549 GBP

EUR 0.01 ordinary

Sale

8,000

20.7618 GBP

EUR 0.01 ordinary

Sale

10,581

20.8467 GBP

EUR 0.01 ordinary

Sale

14,727

20.9000 GBP

EUR 0.01 ordinary

Sale

58,702

20.8694 GBP

(b) Cash-settled derivative transactions

Class of  

Product

 

Nature of dealing

 

Number of

Price per

relevant  

description

 

 

 

reference

unit

security  

 

 

 

 

securities

 

EUR 0.01 ordinary

 SWAP 

Long

2

20.8386 GBP

EUR 0.01 ordinary

 CFD 

Long

3

20.8566 GBP

EUR 0.01 ordinary

 CFD 

Long

5

20.8560 GBP

EUR 0.01 ordinary

 SWAP 

Long

62

20.8267 GBP

EUR 0.01 ordinary

 SWAP 

Long

198

20.8067 GBP

EUR 0.01 ordinary

 CFD 

Long

891

20.8565 GBP

EUR 0.01 ordinary

 SWAP 

Long

5,000

20.8758 GBP

EUR 0.01 ordinary

 SWAP 

Long

8,000

20.7618 GBP

EUR 0.01 ordinary

 SWAP 

Long

13,229

20.8556 GBP

EUR 0.01 ordinary

 SWAP 

Long

18,243

20.8708 GBP

EUR 0.01 ordinary

 SWAP 

Long

18,850

20.9000 GBP

EUR 0.01 ordinary

 SWAP 

Long

26,080

20.8419 GBP

EUR 0.01 ordinary

 CFD 

Short

150

20.9298 GBP

EUR 0.01 ordinary

 SWAP 

Short

250

20.6300 GBP

EUR 0.01 ordinary

 SWAP 

Short

445

20.8151 GBP

EUR 0.01 ordinary

 SWAP 

Short

487

20.9000 GBP

EUR 0.01 ordinary

 SWAP 

Short

832

20.8400 GBP

EUR 0.01 ordinary

 SWAP 

Short

1,000

20.8820 GBP

EUR 0.01 ordinary

 SWAP 

Short

1,000

20.9656 GBP

EUR 0.01 ordinary

 SWAP 

Short

2,266

20.7762 GBP

EUR 0.01 ordinary

 SWAP 

Short

3,521

20.9001 GBP

EUR 0.01 ordinary

 SWAP 

Short

3,814

20.8258 GBP

EUR 0.01 ordinary

 SWAP 

Short

4,336

20.8071 GBP

EUR 0.01 ordinary

 SWAP 

Short

5,633

20.8205 GBP

EUR 0.01 ordinary

 SWAP 

Short

8,425

20.9094 GBP

EUR 0.01 ordinary

 SWAP 

Short

11,009

20.9078 GBP

EUR 0.01 ordinary

 CFD 

Short

14,031

20.8936 GBP

EUR 0.01 ordinary

 SWAP 

Short

15,887

20.8661 GBP

EUR 0.01 ordinary

 SWAP 

Short

25,000

20.6944 GBP

EUR 0.01 ordinary

 SWAP 

Short

35,000

20.8560 GBP

EUR 0.01 ordinary

 SWAP 

Short

35,905

20.8010 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

8 Oct 2021

     
Contact name:

Large Holdings Regulatory Operations

   
Telephone number:

020 3134 7213

     

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Entain (ENT)
UK 100

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