Form 8.3 - Entain plc - Amendment
BARCLAYS PLC
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: |
Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose |
ENTAIN PLC |
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relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: |
06 October 2021 |
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(f) | In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
DRAFTKINGS INC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.01 ordinary | |||||
Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,446,329 |
1.95% |
5,343,516 |
0.91% |
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(2) |
Cash-settled derivatives: |
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4,957,683 |
0.85% |
9,195,438 |
1.57% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
16,404,012 |
2.80% |
14,538,954 |
2.48% |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
security |
|
|
securities |
|
|
|
|
ADR |
Purchase |
150 |
28.5600 USD |
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ADR |
Sale |
150 |
28.5600 USD |
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EUR 0.01 ordinary |
Purchase |
6 |
20.9212 GBP |
||||
EUR 0.01 ordinary |
Purchase |
15 |
20.9000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
50 |
20.8029 GBP |
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EUR 0.01 ordinary |
Purchase |
98 |
20.6700 GBP |
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EUR 0.01 ordinary |
Purchase |
133 |
20.9500 GBP |
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EUR 0.01 ordinary |
Purchase |
136 |
20.8000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
137 |
20.7000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
142 |
20.7500 GBP |
||||
EUR 0.01 ordinary |
Purchase |
221 |
20.8979 GBP |
||||
EUR 0.01 ordinary |
Purchase |
247 |
20.9267 GBP |
||||
EUR 0.01 ordinary |
Purchase |
250 |
20.6300 GBP |
||||
EUR 0.01 ordinary |
Purchase |
264 |
20.8100 GBP |
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EUR 0.01 ordinary |
Purchase |
392 |
20.8484 GBP |
||||
EUR 0.01 ordinary |
Purchase |
392 |
20.8763 GBP |
||||
EUR 0.01 ordinary |
Purchase |
395 |
20.8518 GBP |
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EUR 0.01 ordinary |
Purchase |
396 |
20.8225 GBP |
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EUR 0.01 ordinary |
Purchase |
406 |
20.8700 GBP |
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EUR 0.01 ordinary |
Purchase |
419 |
20.9731 GBP |
||||
EUR 0.01 ordinary |
Purchase |
445 |
20.8151 GBP |
||||
EUR 0.01 ordinary |
Purchase |
491 |
20.9150 GBP |
||||
EUR 0.01 ordinary |
Purchase |
512 |
20.8906 GBP |
||||
EUR 0.01 ordinary |
Purchase |
644 |
20.8800 GBP |
||||
EUR 0.01 ordinary |
Purchase |
648 |
20.8828 GBP |
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EUR 0.01 ordinary |
Purchase |
682 |
20.8824 GBP |
||||
EUR 0.01 ordinary |
Purchase |
699 |
20.9421 GBP |
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EUR 0.01 ordinary |
Purchase |
844 |
20.7964 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,086 |
20.8989 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,151 |
20.9162 GBP |
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EUR 0.01 ordinary |
Purchase |
1,263 |
20.8627 GBP |
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EUR 0.01 ordinary |
Purchase |
1,355 |
20.8305 GBP |
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EUR 0.01 ordinary |
Purchase |
1,430 |
20.8817 GBP |
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EUR 0.01 ordinary |
Purchase |
1,448 |
20.9200 GBP |
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EUR 0.01 ordinary |
Purchase |
1,457 |
20.8752 GBP |
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EUR 0.01 ordinary |
Purchase |
1,509 |
20.8845 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,266 |
20.7762 GBP |
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EUR 0.01 ordinary |
Purchase |
2,697 |
20.8538 GBP |
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EUR 0.01 ordinary |
Purchase |
3,134 |
20.8200 GBP |
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EUR 0.01 ordinary |
Purchase |
3,371 |
20.8814 GBP |
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EUR 0.01 ordinary |
Purchase |
3,814 |
20.8258 GBP |
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EUR 0.01 ordinary |
Purchase |
4,182 |
20.7074 GBP |
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EUR 0.01 ordinary |
Purchase |
5,633 |
20.8205 GBP |
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EUR 0.01 ordinary |
Purchase |
7,857 |
20.8488 GBP |
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EUR 0.01 ordinary |
Purchase |
8,425 |
20.9094 GBP |
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EUR 0.01 ordinary |
Purchase |
11,473 |
20.8858 GBP |
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EUR 0.01 ordinary |
Purchase |
12,822 |
20.8433 GBP |
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EUR 0.01 ordinary |
Purchase |
15,887 |
20.8661 GBP |
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EUR 0.01 ordinary |
Purchase |
25,000 |
20.6944 GBP |
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EUR 0.01 ordinary |
Purchase |
35,000 |
20.8560 GBP |
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EUR 0.01 ordinary |
Purchase |
52,502 |
20.8465 GBP |
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EUR 0.01 ordinary |
Sale |
2 |
20.8386 GBP |
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EUR 0.01 ordinary |
Sale |
91 |
20.9168 GBP |
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EUR 0.01 ordinary |
Sale |
98 |
20.6700 GBP |
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EUR 0.01 ordinary |
Sale |
133 |
20.9500 GBP |
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EUR 0.01 ordinary |
Sale |
136 |
20.8000 GBP |
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EUR 0.01 ordinary |
Sale |
137 |
20.7000 GBP |
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EUR 0.01 ordinary |
Sale |
142 |
20.9800 GBP |
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EUR 0.01 ordinary |
Sale |
142 |
20.7500 GBP |
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EUR 0.01 ordinary |
Sale |
238 |
20.9200 GBP |
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EUR 0.01 ordinary |
Sale |
276 |
20.8100 GBP |
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EUR 0.01 ordinary |
Sale |
313 |
20.8944 GBP |
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EUR 0.01 ordinary |
Sale |
355 |
20.8800 GBP |
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EUR 0.01 ordinary |
Sale |
406 |
20.8700 GBP |
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EUR 0.01 ordinary |
Sale |
425 |
20.9091 GBP |
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EUR 0.01 ordinary |
Sale |
438 |
20.7957 GBP |
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EUR 0.01 ordinary |
Sale |
445 |
20.9133 GBP |
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EUR 0.01 ordinary |
Sale |
447 |
20.8381 GBP |
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EUR 0.01 ordinary |
Sale |
830 |
20.8284 GBP |
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EUR 0.01 ordinary |
Sale |
873 |
20.8567 GBP |
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EUR 0.01 ordinary |
Sale |
899 |
20.8565 GBP |
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EUR 0.01 ordinary |
Sale |
916 |
20.8615 GBP |
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EUR 0.01 ordinary |
Sale |
1,196 |
20.8867 GBP |
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EUR 0.01 ordinary |
Sale |
1,260 |
20.7954 GBP |
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EUR 0.01 ordinary |
Sale |
1,474 |
20.8475 GBP |
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EUR 0.01 ordinary |
Sale |
1,757 |
20.8508 GBP |
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EUR 0.01 ordinary |
Sale |
1,868 |
20.8932 GBP |
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EUR 0.01 ordinary |
Sale |
2,924 |
20.8543 GBP |
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EUR 0.01 ordinary |
Sale |
3,134 |
20.8200 GBP |
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EUR 0.01 ordinary |
Sale |
3,273 |
20.9020 GBP |
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EUR 0.01 ordinary |
Sale |
3,355 |
20.8872 GBP |
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EUR 0.01 ordinary |
Sale |
3,700 |
20.8608 GBP |
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EUR 0.01 ordinary |
Sale |
4,668 |
20.8311 GBP |
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EUR 0.01 ordinary |
Sale |
5,216 |
20.8549 GBP |
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EUR 0.01 ordinary |
Sale |
8,000 |
20.7618 GBP |
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EUR 0.01 ordinary |
Sale |
10,581 |
20.8467 GBP |
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EUR 0.01 ordinary |
Sale |
14,727 |
20.9000 GBP |
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EUR 0.01 ordinary |
Sale |
58,702 |
20.8694 GBP |
(b) Cash-settled derivative transactions
Class of |
Product |
|
Nature of dealing |
|
Number of |
Price per |
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relevant |
description |
|
|
|
reference |
unit |
|
security |
|
|
|
|
securities |
|
|
EUR 0.01 ordinary |
SWAP |
Long |
2 |
20.8386 GBP |
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EUR 0.01 ordinary |
CFD |
Long |
3 |
20.8566 GBP |
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EUR 0.01 ordinary |
CFD |
Long |
5 |
20.8560 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
62 |
20.8267 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
198 |
20.8067 GBP |
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EUR 0.01 ordinary |
CFD |
Long |
891 |
20.8565 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
5,000 |
20.8758 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
8,000 |
20.7618 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
13,229 |
20.8556 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
18,243 |
20.8708 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
18,850 |
20.9000 GBP |
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EUR 0.01 ordinary |
SWAP |
Long |
26,080 |
20.8419 GBP |
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EUR 0.01 ordinary |
CFD |
Short |
150 |
20.9298 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
250 |
20.6300 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
445 |
20.8151 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
487 |
20.9000 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
832 |
20.8400 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
1,000 |
20.8820 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
1,000 |
20.9656 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
2,266 |
20.7762 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
3,521 |
20.9001 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
3,814 |
20.8258 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
4,336 |
20.8071 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
5,633 |
20.8205 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
8,425 |
20.9094 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
11,009 |
20.9078 GBP |
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EUR 0.01 ordinary |
CFD |
Short |
14,031 |
20.8936 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
15,887 |
20.8661 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
25,000 |
20.6944 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
35,000 |
20.8560 GBP |
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EUR 0.01 ordinary |
SWAP |
Short |
35,905 |
20.8010 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: |
8 Oct 2021 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211008005408/en/