Form 8.3 - ENTAIN PLC - Amendment
BARCLAYS PLC
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: |
Barclays PLC. |
(b) | Owner or controller of interest and short |
|
positions disclosed, if different from 1(a): | ||
(c) | Name of offeror/offeree in relation to whose |
ENTAIN PLC |
relevant securities this form relates: | ||
(d) | If an exempt fund manager connected with an |
|
offeror/offeree, state this and specify identity of | ||
offeror/offeree: | ||
(e) | Date position held/dealing undertaken: |
13 October 2021 |
(f) | In addition to the company in 1(c) above, is the discloser making |
YES: |
disclosures in respect of any other party to the offer? |
DRAFTKINGS INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.01 ordinary | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities owned | ||||
and/or controlled: |
12,197,271 |
2.08% |
5,397,510 |
0.92% |
|
(2) |
Cash-settled derivatives: | ||||
3,630,175 |
0.62% |
8,620,562 |
1.47% |
||
(3) |
Stock-settled derivatives (including options) | ||||
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
TOTAL: |
15,827,446 |
2.70% |
14,018,072 |
2.39% |
|
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
security |
|
securities |
|
ADR |
Purchase |
100 |
28.3000 USD |
ADR |
Sale |
100 |
28.3000 USD |
EUR 0.01 ordinary |
Purchase |
3 |
20.6400 GBP |
EUR 0.01 ordinary |
Purchase |
54 |
20.8469 GBP |
EUR 0.01 ordinary |
Purchase |
158 |
20.7500 GBP |
EUR 0.01 ordinary |
Purchase |
195 |
20.6793 GBP |
EUR 0.01 ordinary |
Purchase |
223 |
20.5900 GBP |
EUR 0.01 ordinary |
Purchase |
224 |
20.6759 GBP |
EUR 0.01 ordinary |
Purchase |
259 |
20.6770 GBP |
EUR 0.01 ordinary |
Purchase |
275 |
20.6200 GBP |
EUR 0.01 ordinary |
Purchase |
310 |
20.6300 GBP |
EUR 0.01 ordinary |
Purchase |
333 |
20.5600 GBP |
EUR 0.01 ordinary |
Purchase |
392 |
20.8100 GBP |
EUR 0.01 ordinary |
Purchase |
405 |
20.5400 GBP |
EUR 0.01 ordinary |
Purchase |
446 |
20.7600 GBP |
EUR 0.01 ordinary |
Purchase |
690 |
20.7400 GBP |
EUR 0.01 ordinary |
Purchase |
817 |
20.6700 GBP |
EUR 0.01 ordinary |
Purchase |
836 |
20.7200 GBP |
EUR 0.01 ordinary |
Purchase |
870 |
20.6000 GBP |
EUR 0.01 ordinary |
Purchase |
894 |
20.7235 GBP |
EUR 0.01 ordinary |
Purchase |
965 |
20.7300 GBP |
EUR 0.01 ordinary |
Purchase |
1,024 |
20.6037 GBP |
EUR 0.01 ordinary |
Purchase |
1,051 |
20.7100 GBP |
EUR 0.01 ordinary |
Purchase |
1,121 |
20.6651 GBP |
EUR 0.01 ordinary |
Purchase |
1,271 |
20.6950 GBP |
EUR 0.01 ordinary |
Purchase |
1,317 |
20.5800 GBP |
EUR 0.01 ordinary |
Purchase |
1,387 |
20.6800 GBP |
EUR 0.01 ordinary |
Purchase |
1,510 |
20.6924 GBP |
EUR 0.01 ordinary |
Purchase |
1,603 |
20.6900 GBP |
EUR 0.01 ordinary |
Purchase |
1,682 |
20.7000 GBP |
EUR 0.01 ordinary |
Purchase |
1,700 |
20.7720 GBP |
EUR 0.01 ordinary |
Purchase |
2,457 |
20.7370 GBP |
EUR 0.01 ordinary |
Purchase |
4,113 |
20.7825 GBP |
EUR 0.01 ordinary |
Purchase |
4,706 |
20.6772 GBP |
EUR 0.01 ordinary |
Purchase |
5,188 |
20.7147 GBP |
EUR 0.01 ordinary |
Purchase |
5,189 |
20.7011 GBP |
EUR 0.01 ordinary |
Purchase |
5,369 |
20.8281 GBP |
EUR 0.01 ordinary |
Purchase |
5,471 |
20.6955 GBP |
EUR 0.01 ordinary |
Purchase |
7,500 |
20.6984 GBP |
EUR 0.01 ordinary |
Purchase |
7,770 |
20.6600 GBP |
EUR 0.01 ordinary |
Purchase |
7,790 |
20.7776 GBP |
EUR 0.01 ordinary |
Purchase |
10,508 |
20.7937 GBP |
EUR 0.01 ordinary |
Purchase |
11,566 |
20.7388 GBP |
EUR 0.01 ordinary |
Purchase |
12,500 |
20.7006 GBP |
EUR 0.01 ordinary |
Purchase |
14,819 |
20.7042 GBP |
EUR 0.01 ordinary |
Purchase |
17,700 |
20.7424 GBP |
EUR 0.01 ordinary |
Purchase |
24,800 |
20.6609 GBP |
EUR 0.01 ordinary |
Purchase |
30,589 |
20.6661 GBP |
EUR 0.01 ordinary |
Purchase |
35,000 |
20.7003 GBP |
EUR 0.01 ordinary |
Purchase |
88,440 |
20.6889 GBP |
EUR 0.01 ordinary |
Purchase |
95,000 |
20.6745 GBP |
EUR 0.01 ordinary |
Purchase |
273,437 |
20.6648 GBP |
EUR 0.01 ordinary |
Purchase |
369,581 |
20.6948 GBP |
EUR 0.01 ordinary |
Sale |
8 |
20.9100 GBP |
EUR 0.01 ordinary |
Sale |
9 |
20.6720 GBP |
EUR 0.01 ordinary |
Sale |
34 |
20.7900 GBP |
EUR 0.01 ordinary |
Sale |
77 |
20.7487 GBP |
EUR 0.01 ordinary |
Sale |
104 |
20.6596 GBP |
EUR 0.01 ordinary |
Sale |
106 |
20.7099 GBP |
EUR 0.01 ordinary |
Sale |
146 |
20.8274 GBP |
EUR 0.01 ordinary |
Sale |
148 |
20.6532 GBP |
EUR 0.01 ordinary |
Sale |
151 |
20.6731 GBP |
EUR 0.01 ordinary |
Sale |
158 |
20.7500 GBP |
EUR 0.01 ordinary |
Sale |
170 |
20.6200 GBP |
EUR 0.01 ordinary |
Sale |
223 |
20.5900 GBP |
EUR 0.01 ordinary |
Sale |
245 |
20.6257 GBP |
EUR 0.01 ordinary |
Sale |
258 |
20.7800 GBP |
EUR 0.01 ordinary |
Sale |
310 |
20.6300 GBP |
EUR 0.01 ordinary |
Sale |
333 |
20.5600 GBP |
EUR 0.01 ordinary |
Sale |
351 |
20.7013 GBP |
EUR 0.01 ordinary |
Sale |
392 |
20.8100 GBP |
EUR 0.01 ordinary |
Sale |
405 |
20.5400 GBP |
EUR 0.01 ordinary |
Sale |
446 |
20.7600 GBP |
EUR 0.01 ordinary |
Sale |
480 |
20.8265 GBP |
EUR 0.01 ordinary |
Sale |
565 |
20.6385 GBP |
EUR 0.01 ordinary |
Sale |
586 |
20.6740 GBP |
EUR 0.01 ordinary |
Sale |
692 |
20.7400 GBP |
EUR 0.01 ordinary |
Sale |
776 |
20.6538 GBP |
EUR 0.01 ordinary |
Sale |
817 |
20.6700 GBP |
EUR 0.01 ordinary |
Sale |
822 |
20.7352 GBP |
EUR 0.01 ordinary |
Sale |
836 |
20.7200 GBP |
EUR 0.01 ordinary |
Sale |
836 |
20.6000 GBP |
EUR 0.01 ordinary |
Sale |
879 |
20.6788 GBP |
EUR 0.01 ordinary |
Sale |
965 |
20.7300 GBP |
EUR 0.01 ordinary |
Sale |
1,051 |
20.7100 GBP |
EUR 0.01 ordinary |
Sale |
1,191 |
20.6478 GBP |
EUR 0.01 ordinary |
Sale |
1,317 |
20.5800 GBP |
EUR 0.01 ordinary |
Sale |
1,320 |
20.6800 GBP |
EUR 0.01 ordinary |
Sale |
1,366 |
20.6169 GBP |
EUR 0.01 ordinary |
Sale |
1,505 |
20.7000 GBP |
EUR 0.01 ordinary |
Sale |
1,507 |
20.6350 GBP |
EUR 0.01 ordinary |
Sale |
1,510 |
20.6950 GBP |
EUR 0.01 ordinary |
Sale |
1,513 |
20.6582 GBP |
EUR 0.01 ordinary |
Sale |
1,683 |
20.6900 GBP |
EUR 0.01 ordinary |
Sale |
1,956 |
20.6671 GBP |
EUR 0.01 ordinary |
Sale |
2,106 |
20.8000 GBP |
EUR 0.01 ordinary |
Sale |
2,321 |
20.6879 GBP |
EUR 0.01 ordinary |
Sale |
2,428 |
20.6769 GBP |
EUR 0.01 ordinary |
Sale |
2,471 |
20.7526 GBP |
EUR 0.01 ordinary |
Sale |
2,479 |
20.6561 GBP |
EUR 0.01 ordinary |
Sale |
2,481 |
20.6600 GBP |
EUR 0.01 ordinary |
Sale |
2,576 |
20.6392 GBP |
EUR 0.01 ordinary |
Sale |
3,092 |
20.5989 GBP |
EUR 0.01 ordinary |
Sale |
5,306 |
20.6863 GBP |
EUR 0.01 ordinary |
Sale |
5,316 |
20.6997 GBP |
EUR 0.01 ordinary |
Sale |
5,682 |
20.6947 GBP |
EUR 0.01 ordinary |
Sale |
5,969 |
20.6150 GBP |
EUR 0.01 ordinary |
Sale |
6,140 |
20.6643 GBP |
EUR 0.01 ordinary |
Sale |
6,330 |
20.6749 GBP |
EUR 0.01 ordinary |
Sale |
8,668 |
20.7085 GBP |
EUR 0.01 ordinary |
Sale |
9,041 |
20.6842 GBP |
EUR 0.01 ordinary |
Sale |
9,784 |
20.7059 GBP |
EUR 0.01 ordinary |
Sale |
11,941 |
20.6833 GBP |
EUR 0.01 ordinary |
Sale |
12,000 |
20.7032 GBP |
EUR 0.01 ordinary |
Sale |
12,439 |
20.7376 GBP |
EUR 0.01 ordinary |
Sale |
13,332 |
20.5712 GBP |
EUR 0.01 ordinary |
Sale |
13,551 |
20.6825 GBP |
EUR 0.01 ordinary |
Sale |
13,968 |
20.7076 GBP |
EUR 0.01 ordinary |
Sale |
18,128 |
20.7189 GBP |
EUR 0.01 ordinary |
Sale |
21,671 |
20.6954 GBP |
EUR 0.01 ordinary |
Sale |
25,717 |
20.7700 GBP |
EUR 0.01 ordinary |
Sale |
29,054 |
20.6673 GBP |
EUR 0.01 ordinary |
Sale |
32,866 |
20.6614 GBP |
EUR 0.01 ordinary |
Sale |
38,699 |
20.7894 GBP |
EUR 0.01 ordinary |
Sale |
43,142 |
20.7889 GBP |
EUR 0.01 ordinary |
Sale |
49,406 |
20.6653 GBP |
EUR 0.01 ordinary |
Sale |
61,688 |
20.7001 GBP |
EUR 0.01 ordinary |
Sale |
69,885 |
20.6765 GBP |
EUR 0.01 ordinary |
Sale |
144,984 |
20.6667 GBP |
NB: The below transactions which were previously disclosed have been cancelled | |||
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
security |
|
securities |
|
EUR 0.01 ordinary |
Purchase |
20,652 |
20.6948 GBP |
(b) Cash-settled derivative transactions
Class of |
Product |
Nature of dealing |
Number of |
Price per |
relevant |
description |
|
reference |
unit |
security |
|
|
securities |
|
EUR 0.01 ordinary |
SWAP |
Long |
1 |
20.7386 GBP |
EUR 0.01 ordinary |
CFD |
Long |
13 |
20.6876 GBP |
EUR 0.01 ordinary |
CFD |
Long |
18 |
20.6877 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
77 |
20.7486 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
87 |
20.8290 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
104 |
20.6595 GBP |
EUR 0.01 ordinary |
CFD |
Long |
110 |
20.6880 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
140 |
20.6300 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
146 |
20.8274 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
151 |
20.6731 GBP |
EUR 0.01 ordinary |
CFD |
Long |
480 |
20.8265 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
501 |
20.9500 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
565 |
20.6385 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
586 |
20.6740 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
1,507 |
20.6350 GBP |
EUR 0.01 ordinary |
CFD |
Long |
2,180 |
20.6879 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
2,576 |
20.6392 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
3,092 |
20.5989 GBP |
EUR 0.01 ordinary |
CFD |
Long |
4,315 |
20.7302 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
6,000 |
20.6625 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
11,389 |
20.7470 GBP |
EUR 0.01 ordinary |
SWAP |
Long |
13,332 |
20.5712 GBP |
EUR 0.01 ordinary |
CFD |
Short |
92 |
20.6616 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
115 |
20.6369 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
200 |
20.7700 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
240 |
20.6000 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
1,250 |
20.6840 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
2,700 |
20.6418 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
2,957 |
20.6601 GBP |
EUR 0.01 ordinary |
CFD |
Short |
3,167 |
20.7548 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
8,609 |
20.7658 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
35,000 |
20.7003 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
66,944 |
20.6617 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
89,513 |
20.6595 GBP |
EUR 0.01 ordinary |
SWAP |
Short |
132,915 |
20.6692 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
|||
Date of disclosure: |
15 Oct 2021 |
|||
Contact name: |
Large Holdings Regulatory Operations |
|||
Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211015005347/en/