FORM 8.3 – ENTAIN PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: |
Barclays PLC. |
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(b) | Owner or controller of interest and short |
|
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positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose |
ENTAIN PLC |
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relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
|
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offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: |
20 October 2021 |
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(f) | In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
DRAFTKINGS INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.01 ordinary | |||||
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
|
and/or controlled: |
12,200,970 |
2.08% |
5,409,783 |
0.92% |
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|
|
|
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(2) |
Cash-settled derivatives: |
|
|
|
|
|
4,826,790 |
0.82% |
9,708,334 |
1.66% |
|||
|
|
|
|
|||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|||
|
|
|
|
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TOTAL: |
17,027,760 |
2.90% |
15,118,117 |
2.58% |
||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
security |
|
|
securities |
|
|
|
|
ADR |
Purchase |
88 |
29.9650 USD |
||||
ADR |
Sale |
88 |
29.9650 USD |
||||
EUR 0.01 ordinary |
Purchase |
7 |
21.8782 GBP |
||||
EUR 0.01 ordinary |
Purchase |
11 |
21.9228 GBP |
||||
EUR 0.01 ordinary |
Purchase |
21 |
21.8752 GBP |
||||
EUR 0.01 ordinary |
Purchase |
30 |
21.9601 GBP |
||||
EUR 0.01 ordinary |
Purchase |
46 |
21.8302 GBP |
||||
EUR 0.01 ordinary |
Purchase |
64 |
21.7800 GBP |
||||
EUR 0.01 ordinary |
Purchase |
125 |
21.6400 GBP |
||||
EUR 0.01 ordinary |
Purchase |
195 |
22.0000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
276 |
21.6090 GBP |
||||
EUR 0.01 ordinary |
Purchase |
310 |
21.8000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
338 |
21.9200 GBP |
||||
EUR 0.01 ordinary |
Purchase |
338 |
21.9189 GBP |
||||
EUR 0.01 ordinary |
Purchase |
375 |
21.7968 GBP |
||||
EUR 0.01 ordinary |
Purchase |
381 |
21.9900 GBP |
||||
EUR 0.01 ordinary |
Purchase |
421 |
21.7500 GBP |
||||
EUR 0.01 ordinary |
Purchase |
544 |
21.5916 GBP |
||||
EUR 0.01 ordinary |
Purchase |
544 |
21.6140 GBP |
||||
EUR 0.01 ordinary |
Purchase |
618 |
21.6064 GBP |
||||
EUR 0.01 ordinary |
Purchase |
743 |
21.9000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,000 |
21.9500 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,123 |
21.9409 GBP |
||||
EUR 0.01 ordinary |
Purchase |
3,069 |
21.9191 GBP |
||||
EUR 0.01 ordinary |
Purchase |
10,315 |
21.6000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
14,085 |
21.6216 GBP |
||||
EUR 0.01 ordinary |
Purchase |
15,987 |
21.6028 GBP |
||||
EUR 0.01 ordinary |
Purchase |
16,060 |
21.8048 GBP |
||||
EUR 0.01 ordinary |
Sale |
2 |
21.8800 GBP |
||||
EUR 0.01 ordinary |
Sale |
4 |
21.8675 GBP |
||||
EUR 0.01 ordinary |
Sale |
45 |
21.9442 GBP |
||||
EUR 0.01 ordinary |
Sale |
58 |
21.8200 GBP |
||||
EUR 0.01 ordinary |
Sale |
93 |
21.6000 GBP |
||||
EUR 0.01 ordinary |
Sale |
97 |
21.8415 GBP |
||||
EUR 0.01 ordinary |
Sale |
195 |
22.0000 GBP |
||||
EUR 0.01 ordinary |
Sale |
210 |
21.7819 GBP |
||||
EUR 0.01 ordinary |
Sale |
258 |
21.8100 GBP |
||||
EUR 0.01 ordinary |
Sale |
295 |
21.6486 GBP |
||||
EUR 0.01 ordinary |
Sale |
329 |
21.9240 GBP |
||||
EUR 0.01 ordinary |
Sale |
338 |
21.9200 GBP |
||||
EUR 0.01 ordinary |
Sale |
338 |
21.9221 GBP |
||||
EUR 0.01 ordinary |
Sale |
381 |
21.9900 GBP |
||||
EUR 0.01 ordinary |
Sale |
421 |
21.7500 GBP |
||||
EUR 0.01 ordinary |
Sale |
535 |
21.6485 GBP |
||||
EUR 0.01 ordinary |
Sale |
577 |
21.8117 GBP |
||||
EUR 0.01 ordinary |
Sale |
598 |
21.6520 GBP |
||||
EUR 0.01 ordinary |
Sale |
701 |
21.8176 GBP |
||||
EUR 0.01 ordinary |
Sale |
743 |
21.9000 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,051 |
21.8118 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,136 |
21.8068 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,899 |
21.8287 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,000 |
21.9500 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,049 |
21.8000 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,110 |
21.8142 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,123 |
21.9409 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,323 |
21.8006 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,633 |
21.7844 GBP |
||||
EUR 0.01 ordinary |
Sale |
3,152 |
21.6065 GBP |
||||
EUR 0.01 ordinary |
Sale |
4,092 |
21.9263 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,439 |
21.8799 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,801 |
21.8052 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,882 |
21.6024 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,946 |
21.5982 GBP |
||||
EUR 0.01 ordinary |
Sale |
7,088 |
21.7646 GBP |
||||
EUR 0.01 ordinary |
Sale |
7,463 |
21.6094 GBP |
||||
EUR 0.01 ordinary |
Sale |
8,922 |
21.9778 GBP |
||||
EUR 0.01 ordinary |
Sale |
9,179 |
21.6282 GBP |
||||
EUR 0.01 ordinary |
Sale |
9,841 |
21.7502 GBP |
||||
EUR 0.01 ordinary |
Sale |
10,627 |
21.7547 GBP |
||||
EUR 0.01 ordinary |
Sale |
12,256 |
21.7436 GBP |
||||
EUR 0.01 ordinary |
Sale |
12,522 |
21.8156 GBP |
||||
EUR 0.01 ordinary |
Sale |
13,100 |
21.7315 GBP |
||||
EUR 0.01 ordinary |
Sale |
16,438 |
21.6148 GBP |
||||
EUR 0.01 ordinary |
Sale |
25,000 |
21.6369 GBP |
||||
EUR 0.01 ordinary |
Sale |
31,340 |
21.7942 GBP |
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EUR 0.01 ordinary |
Sale |
108,982 |
21.7978 GBP |
(b) Cash-settled derivative transactions
Class of |
Product |
|
Nature of dealing |
|
Number of |
Price per |
|
relevant |
description |
|
|
|
reference |
unit |
|
security |
|
|
|
|
securities |
|
|
EUR 0.01 ordinary |
CFD |
Long |
3 |
21.8400 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
3 |
21.8766 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
4 |
21.8425 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
4 |
21.8685 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
8 |
21.8787 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
23 |
21.8417 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
45 |
21.9441 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
67 |
21.8414 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
250 |
21.9300 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
258 |
21.8100 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
295 |
21.6486 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
329 |
21.9240 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
535 |
21.6485 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
576 |
21.9933 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
577 |
21.8117 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
598 |
21.6520 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
973 |
21.5998 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
1,051 |
21.8118 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
3,152 |
21.6065 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
4,092 |
21.9263 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
5,439 |
21.8799 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
5,801 |
21.8052 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
5,882 |
21.6024 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
5,946 |
21.5982 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
7,088 |
21.7646 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
7,463 |
21.6094 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
8,922 |
21.9778 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
9,179 |
21.6282 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
11,549 |
21.8338 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
13,100 |
21.7315 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
14,011 |
21.7760 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
18,257 |
21.8311 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
25,000 |
21.6369 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
44,581 |
21.7649 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
87,004 |
21.7924 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
11 |
21.9228 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
30 |
21.9601 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
46 |
21.8302 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
250 |
21.8022 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
375 |
21.7968 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
410 |
21.8000 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
4,182 |
21.6000 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
13,355 |
21.6217 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
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|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
21 Oct 2021 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211021005507/en/