FORM 8.3 - ENTAIN PLC

FORM 8.3 - ENTAIN PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ENTAIN PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? DRAFTKINGS INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: EUR 0.01 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

12,319,930

2.10%

5,436,489

0.93%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,829,290

0.82%

9,810,088

1.67%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

17,149,220

2.92%

15,246,577

2.60%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security

securities

ADR Purchase

13

29.3060 USD
ADR Sale

13

29.3060 USD
EUR 0.01 ordinary Purchase

10

21.2470 GBP
EUR 0.01 ordinary Purchase

131

21.2800 GBP
EUR 0.01 ordinary Purchase

141

21.2600 GBP
EUR 0.01 ordinary Purchase

145

21.4050 GBP
EUR 0.01 ordinary Purchase

148

21.3000 GBP
EUR 0.01 ordinary Purchase

155

21.4100 GBP
EUR 0.01 ordinary Purchase

188

21.3100 GBP
EUR 0.01 ordinary Purchase

212

21.2867 GBP
EUR 0.01 ordinary Purchase

235

21.3600 GBP
EUR 0.01 ordinary Purchase

287

21.2653 GBP
EUR 0.01 ordinary Purchase

347

21.2900 GBP
EUR 0.01 ordinary Purchase

419

21.3699 GBP
EUR 0.01 ordinary Purchase

455

21.3159 GBP
EUR 0.01 ordinary Purchase

460

21.2950 GBP
EUR 0.01 ordinary Purchase

546

21.3519 GBP
EUR 0.01 ordinary Purchase

574

21.3062 GBP
EUR 0.01 ordinary Purchase

635

21.3584 GBP
EUR 0.01 ordinary Purchase

655

21.3518 GBP
EUR 0.01 ordinary Purchase

739

21.2905 GBP
EUR 0.01 ordinary Purchase

841

21.3307 GBP
EUR 0.01 ordinary Purchase

1,245

21.3400 GBP
EUR 0.01 ordinary Purchase

1,273

21.2930 GBP
EUR 0.01 ordinary Purchase

1,372

21.3099 GBP
EUR 0.01 ordinary Purchase

1,416

21.3500 GBP
EUR 0.01 ordinary Purchase

1,891

21.3345 GBP
EUR 0.01 ordinary Purchase

4,278

21.2943 GBP
EUR 0.01 ordinary Purchase

5,575

21.3554 GBP
EUR 0.01 ordinary Purchase

17,634

21.3700 GBP
EUR 0.01 ordinary Purchase

18,747

21.3602 GBP
EUR 0.01 ordinary Purchase

35,707

21.3523 GBP
EUR 0.01 ordinary Sale

1

21.3600 GBP
EUR 0.01 ordinary Sale

71

21.3221 GBP
EUR 0.01 ordinary Sale

144

21.2900 GBP
EUR 0.01 ordinary Sale

155

21.4100 GBP
EUR 0.01 ordinary Sale

159

21.3698 GBP
EUR 0.01 ordinary Sale

188

21.3100 GBP
EUR 0.01 ordinary Sale

394

21.3464 GBP
EUR 0.01 ordinary Sale

394

21.3304 GBP
EUR 0.01 ordinary Sale

539

21.3491 GBP
EUR 0.01 ordinary Sale

1,245

21.3400 GBP
EUR 0.01 ordinary Sale

2,000

21.3682 GBP
EUR 0.01 ordinary Sale

2,949

21.3500 GBP
EUR 0.01 ordinary Sale

4,252

21.3284 GBP
EUR 0.01 ordinary Sale

4,530

21.3336 GBP
EUR 0.01 ordinary Sale

4,623

21.3632 GBP
EUR 0.01 ordinary Sale

6,413

21.3504 GBP
EUR 0.01 ordinary Sale

6,924

21.3700 GBP
EUR 0.01 ordinary Sale

28,212

21.3646 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per
relevant description

reference

unit
security

securities

EUR 0.01 ordinary SWAP Long

29

21.2900 GBP
EUR 0.01 ordinary SWAP Long

159

21.3697 GBP
EUR 0.01 ordinary SWAP Long

394

21.3304 GBP
EUR 0.01 ordinary CFD Long

394

21.3464 GBP
EUR 0.01 ordinary SWAP Long

424

21.3486 GBP
EUR 0.01 ordinary SWAP Long

1,062

21.2528 GBP
EUR 0.01 ordinary SWAP Long

2,000

21.3682 GBP
EUR 0.01 ordinary SWAP Long

2,151

21.3166 GBP
EUR 0.01 ordinary CFD Long

3,916

21.3471 GBP
EUR 0.01 ordinary SWAP Long

4,252

21.3284 GBP
EUR 0.01 ordinary SWAP Long

4,623

21.3632 GBP
EUR 0.01 ordinary SWAP Long

5,351

21.3698 GBP
EUR 0.01 ordinary SWAP Short

554

21.2920 GBP
EUR 0.01 ordinary SWAP Short

635

21.3583 GBP
EUR 0.01 ordinary CFD Short

875

21.1937 GBP
EUR 0.01 ordinary CFD Short

3,801

21.3369 GBP
EUR 0.01 ordinary SWAP Short

5,091

21.3268 GBP
EUR 0.01 ordinary SWAP Short

9,923

21.3417 GBP
EUR 0.01 ordinary SWAP Short

13,177

21.3371 GBP
EUR 0.01 ordinary CFD Short

13,636

21.3658 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Entain (ENT)
UK 100

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