FORM 8.3 - ENTAIN PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ENTAIN PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 27 September 2021 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | DRAFTKINGS INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.01 ordinary | |||||
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
|
and/or controlled: |
11,042,147 |
1.89% |
5,434,386 |
0.93% |
||
|
|
|
|
|||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
5,040,928 |
0.86% |
8,760,472 |
1.50% |
|||
|
|
|
|
|||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|||
(4) |
|
|
|
|
||
TOTAL: |
16,083,075 |
2.75% |
14,194,858 |
2.42% |
||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
Number of |
Price per unit | ||||
security |
securities |
||||||
ADR | Purchase |
1,124 |
30.4567 USD | ||||
ADR | Sale |
1,124 |
30.4567 USD | ||||
EUR 0.01 ordinary | Purchase |
9 |
22.2800 GBP | ||||
EUR 0.01 ordinary | Purchase |
69 |
21.9140 GBP | ||||
EUR 0.01 ordinary | Purchase |
77 |
22.2300 GBP | ||||
EUR 0.01 ordinary | Purchase |
122 |
21.8900 GBP | ||||
EUR 0.01 ordinary | Purchase |
124 |
22.3650 GBP | ||||
EUR 0.01 ordinary | Purchase |
126 |
22.5050 GBP | ||||
EUR 0.01 ordinary | Purchase |
133 |
22.0950 GBP | ||||
EUR 0.01 ordinary | Purchase |
135 |
21.9500 GBP | ||||
EUR 0.01 ordinary | Purchase |
138 |
22.2745 GBP | ||||
EUR 0.01 ordinary | Purchase |
147 |
21.8969 GBP | ||||
EUR 0.01 ordinary | Purchase |
148 |
21.7900 GBP | ||||
EUR 0.01 ordinary | Purchase |
195 |
21.8600 GBP | ||||
EUR 0.01 ordinary | Purchase |
197 |
21.9278 GBP | ||||
EUR 0.01 ordinary | Purchase |
200 |
22.2050 GBP | ||||
EUR 0.01 ordinary | Purchase |
224 |
21.8089 GBP | ||||
EUR 0.01 ordinary | Purchase |
245 |
22.5000 GBP | ||||
EUR 0.01 ordinary | Purchase |
256 |
22.3657 GBP | ||||
EUR 0.01 ordinary | Purchase |
267 |
21.9607 GBP | ||||
EUR 0.01 ordinary | Purchase |
269 |
22.2363 GBP | ||||
EUR 0.01 ordinary | Purchase |
277 |
22.0477 GBP | ||||
EUR 0.01 ordinary | Purchase |
286 |
21.8000 GBP | ||||
EUR 0.01 ordinary | Purchase |
313 |
22.0300 GBP | ||||
EUR 0.01 ordinary | Purchase |
406 |
22.1494 GBP | ||||
EUR 0.01 ordinary | Purchase |
540 |
22.2899 GBP | ||||
EUR 0.01 ordinary | Purchase |
556 |
21.8231 GBP | ||||
EUR 0.01 ordinary | Purchase |
566 |
22.3142 GBP | ||||
EUR 0.01 ordinary | Purchase |
592 |
22.2479 GBP | ||||
EUR 0.01 ordinary | Purchase |
611 |
22.2900 GBP | ||||
EUR 0.01 ordinary | Purchase |
882 |
22.2908 GBP | ||||
EUR 0.01 ordinary | Purchase |
964 |
21.8200 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,053 |
21.8400 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,117 |
21.8234 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,251 |
22.0539 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,254 |
22.0400 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,386 |
22.0814 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,463 |
21.9716 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,827 |
22.0210 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,964 |
22.2851 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,000 |
21.9700 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,000 |
21.7300 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,750 |
22.2980 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,100 |
22.0065 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,170 |
22.0489 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,579 |
21.8454 GBP | ||||
EUR 0.01 ordinary | Purchase |
4,049 |
22.2448 GBP | ||||
EUR 0.01 ordinary | Purchase |
4,140 |
22.2926 GBP | ||||
EUR 0.01 ordinary | Purchase |
4,396 |
22.1083 GBP | ||||
EUR 0.01 ordinary | Purchase |
4,703 |
22.0208 GBP | ||||
EUR 0.01 ordinary | Purchase |
5,000 |
22.1924 GBP | ||||
EUR 0.01 ordinary | Purchase |
5,000 |
21.9846 GBP | ||||
EUR 0.01 ordinary | Purchase |
6,250 |
21.9591 GBP | ||||
EUR 0.01 ordinary | Purchase |
6,381 |
21.8334 GBP | ||||
EUR 0.01 ordinary | Purchase |
6,865 |
21.8113 GBP | ||||
EUR 0.01 ordinary | Purchase |
7,982 |
22.2560 GBP | ||||
EUR 0.01 ordinary | Purchase |
9,178 |
21.8326 GBP | ||||
EUR 0.01 ordinary | Purchase |
9,834 |
22.2743 GBP | ||||
EUR 0.01 ordinary | Purchase |
12,343 |
21.8296 GBP | ||||
EUR 0.01 ordinary | Purchase |
13,316 |
22.2180 GBP | ||||
EUR 0.01 ordinary | Purchase |
17,000 |
22.0431 GBP | ||||
EUR 0.01 ordinary | Purchase |
18,000 |
21.8406 GBP | ||||
EUR 0.01 ordinary | Purchase |
24,810 |
22.0094 GBP | ||||
EUR 0.01 ordinary | Purchase |
40,018 |
21.9875 GBP | ||||
EUR 0.01 ordinary | Purchase |
100,000 |
21.8644 GBP | ||||
EUR 0.01 ordinary | Purchase |
201,764 |
22.1744 GBP | ||||
EUR 0.01 ordinary | Sale |
99 |
22.0150 GBP | ||||
EUR 0.01 ordinary | Sale |
122 |
21.8900 GBP | ||||
EUR 0.01 ordinary | Sale |
126 |
22.5050 GBP | ||||
EUR 0.01 ordinary | Sale |
133 |
22.0950 GBP | ||||
EUR 0.01 ordinary | Sale |
135 |
21.9500 GBP | ||||
EUR 0.01 ordinary | Sale |
162 |
21.8800 GBP | ||||
EUR 0.01 ordinary | Sale |
179 |
21.9000 GBP | ||||
EUR 0.01 ordinary | Sale |
195 |
21.8600 GBP | ||||
EUR 0.01 ordinary | Sale |
197 |
21.8200 GBP | ||||
EUR 0.01 ordinary | Sale |
199 |
22.0175 GBP | ||||
EUR 0.01 ordinary | Sale |
200 |
22.2400 GBP | ||||
EUR 0.01 ordinary | Sale |
241 |
22.0990 GBP | ||||
EUR 0.01 ordinary | Sale |
330 |
22.0278 GBP | ||||
EUR 0.01 ordinary | Sale |
358 |
21.8792 GBP | ||||
EUR 0.01 ordinary | Sale |
435 |
22.0300 GBP | ||||
EUR 0.01 ordinary | Sale |
517 |
22.0080 GBP | ||||
EUR 0.01 ordinary | Sale |
550 |
22.2165 GBP | ||||
EUR 0.01 ordinary | Sale |
625 |
22.0523 GBP | ||||
EUR 0.01 ordinary | Sale |
714 |
22.0283 GBP | ||||
EUR 0.01 ordinary | Sale |
733 |
22.0499 GBP | ||||
EUR 0.01 ordinary | Sale |
753 |
21.8238 GBP | ||||
EUR 0.01 ordinary | Sale |
827 |
21.8496 GBP | ||||
EUR 0.01 ordinary | Sale |
885 |
22.2498 GBP | ||||
EUR 0.01 ordinary | Sale |
914 |
21.9357 GBP | ||||
EUR 0.01 ordinary | Sale |
1,036 |
22.0319 GBP | ||||
EUR 0.01 ordinary | Sale |
1,115 |
21.8422 GBP | ||||
EUR 0.01 ordinary | Sale |
1,148 |
21.7900 GBP | ||||
EUR 0.01 ordinary | Sale |
1,152 |
21.8870 GBP | ||||
EUR 0.01 ordinary | Sale |
1,162 |
22.1357 GBP | ||||
EUR 0.01 ordinary | Sale |
1,240 |
21.9079 GBP | ||||
EUR 0.01 ordinary | Sale |
1,254 |
22.0417 GBP | ||||
EUR 0.01 ordinary | Sale |
1,254 |
22.0400 GBP | ||||
EUR 0.01 ordinary | Sale |
1,306 |
21.9072 GBP | ||||
EUR 0.01 ordinary | Sale |
1,511 |
21.8934 GBP | ||||
EUR 0.01 ordinary | Sale |
1,933 |
22.2218 GBP | ||||
EUR 0.01 ordinary | Sale |
1,937 |
21.9504 GBP | ||||
EUR 0.01 ordinary | Sale |
2,939 |
22.0711 GBP | ||||
EUR 0.01 ordinary | Sale |
2,957 |
22.2084 GBP | ||||
EUR 0.01 ordinary | Sale |
3,422 |
22.2300 GBP | ||||
EUR 0.01 ordinary | Sale |
3,843 |
21.9258 GBP | ||||
EUR 0.01 ordinary | Sale |
4,719 |
22.1909 GBP | ||||
EUR 0.01 ordinary | Sale |
4,760 |
22.2333 GBP | ||||
EUR 0.01 ordinary | Sale |
5,000 |
21.8300 GBP | ||||
EUR 0.01 ordinary | Sale |
5,710 |
21.8232 GBP | ||||
EUR 0.01 ordinary | Sale |
7,258 |
22.2311 GBP | ||||
EUR 0.01 ordinary | Sale |
9,053 |
21.8808 GBP | ||||
EUR 0.01 ordinary | Sale |
11,670 |
22.2579 GBP | ||||
EUR 0.01 ordinary | Sale |
13,400 |
21.8269 GBP | ||||
EUR 0.01 ordinary | Sale |
13,500 |
22.0315 GBP | ||||
EUR 0.01 ordinary | Sale |
14,875 |
21.8386 GBP | ||||
EUR 0.01 ordinary | Sale |
24,011 |
22.2901 GBP | ||||
EUR 0.01 ordinary | Sale |
32,000 |
22.1830 GBP | ||||
EUR 0.01 ordinary | Sale |
79,762 |
22.2312 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing |
Number of |
Price per | |||
relevant | description |
reference |
unit | ||||
security |
securities |
||||||
EUR 0.01 ordinary | SWAP | Long |
241 |
22.0991 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
517 |
22.0080 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
550 |
22.2165 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
625 |
22.0523 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
714 |
22.0282 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
733 |
22.0499 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
765 |
21.9502 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
827 |
21.8496 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
885 |
22.2498 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
1,036 |
22.0319 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
1,162 |
22.1357 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
1,937 |
21.9504 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
2,939 |
22.0711 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
4,358 |
22.2300 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
4,719 |
22.1909 GBP | |||
EUR 0.01 ordinary | CFD | Long |
7,854 |
21.9197 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
23,762 |
22.2801 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
25,729 |
22.3884 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
30,999 |
22.2250 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
32,000 |
22.1830 GBP | |||
EUR 0.01 ordinary | CFD | Short |
17 |
21.8929 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
56 |
22.2482 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
69 |
21.9140 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
277 |
22.0477 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
281 |
21.9481 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
556 |
21.8231 GBP | |||
EUR 0.01 ordinary | CFD | Short |
1,124 |
22.2267 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
1,463 |
21.9716 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
1,467 |
21.8084 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
3,346 |
22.2836 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
4,049 |
22.2448 GBP | |||
EUR 0.01 ordinary | CFD | Short |
4,396 |
22.1083 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
4,732 |
21.7893 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
4,914 |
21.8409 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
5,000 |
21.9846 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
5,000 |
22.1924 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
7,611 |
21.8547 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
14,292 |
22.2315 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
17,000 |
22.0431 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
17,000 |
22.2537 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
38,501 |
22.1776 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
40,018 |
21.9875 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
40,635 |
22.2290 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
100,000 |
21.8644 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
115,397 |
22.1076 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
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|
|
|
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|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
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|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Sep 2021 | ||||||
Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210928005655/en/