Form 8.3 - ENTAIN PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: |
Barclays PLC. |
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(b) | Owner or controller of interest and short |
|
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positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose |
ENTAIN PLC |
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relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
|
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offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: |
01 October 2021 |
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(f) | In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
DRAFTKINGS INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: |
EUR 0.01 ordinary |
|
||||
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
|
and/or controlled: |
11,377,843 |
1.94% |
5,350,063 |
0.91% |
||
|
|
|
|
|||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
4,962,024 |
0.85% |
9,096,826 |
1.55% |
|||
|
|
|
|
|||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|||
|
|
|
|
|||
TOTAL: |
16,339,867 |
2.79% |
14,446,889 |
2.46% |
||
|
|
|
|
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
|
Purchase/sale |
|
Number of |
|
Price per unit |
|
security |
|
|
|
securities |
|
|
|
ADR |
Purchase |
9 |
29.4400 USD |
||||
ADR |
Sale |
9 |
29.4400 USD |
||||
EUR 0.01 ordinary |
Purchase |
21 |
21.3800 GBP |
||||
EUR 0.01 ordinary |
Purchase |
22 |
20.9313 GBP |
||||
EUR 0.01 ordinary |
Purchase |
39 |
21.4500 GBP |
||||
EUR 0.01 ordinary |
Purchase |
75 |
21.5604 GBP |
||||
EUR 0.01 ordinary |
Purchase |
139 |
21.3900 GBP |
||||
EUR 0.01 ordinary |
Purchase |
140 |
21.1109 GBP |
||||
EUR 0.01 ordinary |
Purchase |
163 |
21.2500 GBP |
||||
EUR 0.01 ordinary |
Purchase |
194 |
21.5700 GBP |
||||
EUR 0.01 ordinary |
Purchase |
219 |
21.3400 GBP |
||||
EUR 0.01 ordinary |
Purchase |
222 |
21.3200 GBP |
||||
EUR 0.01 ordinary |
Purchase |
229 |
21.5800 GBP |
||||
EUR 0.01 ordinary |
Purchase |
388 |
21.3100 GBP |
||||
EUR 0.01 ordinary |
Purchase |
437 |
21.4200 GBP |
||||
EUR 0.01 ordinary |
Purchase |
438 |
21.2200 GBP |
||||
EUR 0.01 ordinary |
Purchase |
542 |
21.1823 GBP |
||||
EUR 0.01 ordinary |
Purchase |
566 |
21.3600 GBP |
||||
EUR 0.01 ordinary |
Purchase |
639 |
21.3000 GBP |
||||
EUR 0.01 ordinary |
Purchase |
664 |
21.1364 GBP |
||||
EUR 0.01 ordinary |
Purchase |
729 |
21.1405 GBP |
||||
EUR 0.01 ordinary |
Purchase |
747 |
20.8849 GBP |
||||
EUR 0.01 ordinary |
Purchase |
758 |
21.3500 GBP |
||||
EUR 0.01 ordinary |
Purchase |
799 |
21.5768 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,027 |
21.3700 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,103 |
21.5470 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,126 |
20.9091 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,160 |
21.2600 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,410 |
21.4994 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,846 |
21.4081 GBP |
||||
EUR 0.01 ordinary |
Purchase |
1,943 |
21.5457 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,515 |
21.5600 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,620 |
21.4801 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,660 |
21.2425 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,779 |
21.5688 GBP |
||||
EUR 0.01 ordinary |
Purchase |
2,996 |
21.4633 GBP |
||||
EUR 0.01 ordinary |
Purchase |
3,519 |
21.3645 GBP |
||||
EUR 0.01 ordinary |
Purchase |
4,673 |
21.0003 GBP |
||||
EUR 0.01 ordinary |
Purchase |
5,171 |
21.5637 GBP |
||||
EUR 0.01 ordinary |
Purchase |
5,188 |
21.5177 GBP |
||||
EUR 0.01 ordinary |
Purchase |
5,294 |
21.4909 GBP |
||||
EUR 0.01 ordinary |
Purchase |
10,000 |
21.5467 GBP |
||||
EUR 0.01 ordinary |
Purchase |
10,000 |
21.5550 GBP |
||||
EUR 0.01 ordinary |
Purchase |
12,000 |
21.5546 GBP |
||||
EUR 0.01 ordinary |
Purchase |
12,750 |
21.5640 GBP |
||||
EUR 0.01 ordinary |
Purchase |
15,000 |
21.5708 GBP |
||||
EUR 0.01 ordinary |
Purchase |
16,087 |
21.5122 GBP |
||||
EUR 0.01 ordinary |
Purchase |
21,467 |
21.5935 GBP |
||||
EUR 0.01 ordinary |
Purchase |
25,053 |
21.5252 GBP |
||||
EUR 0.01 ordinary |
Purchase |
30,974 |
21.3107 GBP |
||||
EUR 0.01 ordinary |
Purchase |
409,990 |
21.4548 GBP |
||||
EUR 0.01 ordinary |
Sale |
11 |
21.4300 GBP |
||||
EUR 0.01 ordinary |
Sale |
15 |
21.5982 GBP |
||||
EUR 0.01 ordinary |
Sale |
21 |
21.3800 GBP |
||||
EUR 0.01 ordinary |
Sale |
30 |
21.3830 GBP |
||||
EUR 0.01 ordinary |
Sale |
57 |
21.3494 GBP |
||||
EUR 0.01 ordinary |
Sale |
99 |
21.2887 GBP |
||||
EUR 0.01 ordinary |
Sale |
121 |
21.2614 GBP |
||||
EUR 0.01 ordinary |
Sale |
139 |
21.3900 GBP |
||||
EUR 0.01 ordinary |
Sale |
163 |
21.2500 GBP |
||||
EUR 0.01 ordinary |
Sale |
174 |
21.5293 GBP |
||||
EUR 0.01 ordinary |
Sale |
188 |
21.3720 GBP |
||||
EUR 0.01 ordinary |
Sale |
197 |
20.8423 GBP |
||||
EUR 0.01 ordinary |
Sale |
200 |
21.5400 GBP |
||||
EUR 0.01 ordinary |
Sale |
219 |
21.3400 GBP |
||||
EUR 0.01 ordinary |
Sale |
222 |
21.3200 GBP |
||||
EUR 0.01 ordinary |
Sale |
309 |
21.5800 GBP |
||||
EUR 0.01 ordinary |
Sale |
374 |
21.2763 GBP |
||||
EUR 0.01 ordinary |
Sale |
388 |
21.3100 GBP |
||||
EUR 0.01 ordinary |
Sale |
410 |
21.4894 GBP |
||||
EUR 0.01 ordinary |
Sale |
416 |
21.2790 GBP |
||||
EUR 0.01 ordinary |
Sale |
437 |
21.4200 GBP |
||||
EUR 0.01 ordinary |
Sale |
438 |
21.2200 GBP |
||||
EUR 0.01 ordinary |
Sale |
441 |
21.4166 GBP |
||||
EUR 0.01 ordinary |
Sale |
446 |
21.4558 GBP |
||||
EUR 0.01 ordinary |
Sale |
566 |
21.3600 GBP |
||||
EUR 0.01 ordinary |
Sale |
700 |
21.5535 GBP |
||||
EUR 0.01 ordinary |
Sale |
799 |
21.5768 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,027 |
21.3700 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,223 |
21.5491 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,252 |
21.5188 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,361 |
21.4003 GBP |
||||
EUR 0.01 ordinary |
Sale |
1,514 |
21.2810 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,178 |
21.4148 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,444 |
21.3402 GBP |
||||
EUR 0.01 ordinary |
Sale |
2,722 |
21.3867 GBP |
||||
EUR 0.01 ordinary |
Sale |
3,045 |
21.5455 GBP |
||||
EUR 0.01 ordinary |
Sale |
3,153 |
21.5046 GBP |
||||
EUR 0.01 ordinary |
Sale |
3,415 |
21.5643 GBP |
||||
EUR 0.01 ordinary |
Sale |
3,678 |
21.5527 GBP |
||||
EUR 0.01 ordinary |
Sale |
3,941 |
21.4708 GBP |
||||
EUR 0.01 ordinary |
Sale |
4,606 |
21.5058 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,108 |
21.5536 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,706 |
21.3500 GBP |
||||
EUR 0.01 ordinary |
Sale |
5,803 |
21.2188 GBP |
||||
EUR 0.01 ordinary |
Sale |
6,000 |
21.2000 GBP |
||||
EUR 0.01 ordinary |
Sale |
6,846 |
21.4032 GBP |
||||
EUR 0.01 ordinary |
Sale |
6,979 |
21.4470 GBP |
||||
EUR 0.01 ordinary |
Sale |
8,448 |
21.4684 GBP |
||||
EUR 0.01 ordinary |
Sale |
9,836 |
21.5600 GBP |
||||
EUR 0.01 ordinary |
Sale |
10,005 |
21.2548 GBP |
||||
EUR 0.01 ordinary |
Sale |
10,221 |
21.4606 GBP |
||||
EUR 0.01 ordinary |
Sale |
10,356 |
21.4445 GBP |
||||
EUR 0.01 ordinary |
Sale |
11,333 |
21.4448 GBP |
||||
EUR 0.01 ordinary |
Sale |
13,503 |
21.5573 GBP |
||||
EUR 0.01 ordinary |
Sale |
14,624 |
21.4374 GBP |
||||
EUR 0.01 ordinary |
Sale |
19,144 |
21.4950 GBP |
||||
EUR 0.01 ordinary |
Sale |
24,000 |
21.5593 GBP |
||||
EUR 0.01 ordinary |
Sale |
46,858 |
21.4475 GBP |
||||
EUR 0.01 ordinary |
Sale |
92,206 |
21.4559 GBP |
||||
EUR 0.01 ordinary |
Sale |
96,004 |
21.5149 GBP |
||||
EUR 0.01 ordinary |
Sale |
112,695 |
21.4275 GBP |
||||
EUR 0.01 ordinary |
Sale |
114,176 |
21.5072 GBP |
(b) Cash-settled derivative transactions
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
EUR 0.01 ordinary |
CFD |
Long |
6 |
21.5983 GBP |
|||
EUR 0.01 ordinary |
CFD |
Long |
9 |
21.5977 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
11 |
21.4295 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
30 |
21.3829 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
50 |
21.4576 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
57 |
21.3493 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
99 |
21.2888 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
121 |
21.2613 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
188 |
21.3720 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
348 |
21.4106 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
374 |
21.2763 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
416 |
21.2790 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
446 |
21.4558 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
1,361 |
21.4003 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
2,178 |
21.4148 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
2,722 |
21.3867 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
5,000 |
21.5643 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
5,803 |
21.2188 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
10,221 |
21.4606 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
11,333 |
21.4448 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
30,397 |
21.5194 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
49,522 |
21.4672 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Long |
57,635 |
21.5244 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
22 |
20.9313 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
75 |
21.5788 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
81 |
21.5604 GBP |
|||
EUR 0.01 ordinary |
CFD |
Short |
408 |
21.1034 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
548 |
20.9000 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
1,410 |
21.4994 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
1,417 |
21.3574 GBP |
|||
EUR 0.01 ordinary |
CFD |
Short |
1,499 |
21.4325 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
1,797 |
21.5614 GBP |
|||
EUR 0.01 ordinary |
CFD |
Short |
1,943 |
21.5457 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
2,526 |
21.4366 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
2,757 |
21.5601 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
2,779 |
21.5688 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
3,391 |
21.4945 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
4,000 |
20.8890 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
5,171 |
21.5637 GBP |
|||
EUR 0.01 ordinary |
CFD |
Short |
5,294 |
21.4909 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
6,772 |
21.5600 GBP |
|||
EUR 0.01 ordinary |
CFD |
Short |
7,040 |
21.3993 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
10,000 |
21.5467 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
10,000 |
21.5550 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
10,804 |
21.5176 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
12,750 |
21.5640 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
15,000 |
21.5708 GBP |
|||
EUR 0.01 ordinary |
SWAP |
Short |
38,888 |
21.4387 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: |
4 Oct 2021 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211004005432/en/