FORM 8.3 - ENTAIN PLC

FORM 8.3 - ENTAIN PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ENTAIN PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? DRAFTKINGS INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: EUR 0.01 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

11,657,015

1.99%

5,397,064

0.92%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,875,855

0.83%

9,316,855

1.59%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

16,532,870

2.82%

14,713,919

2.51%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security

securities

ADR Purchase

55

28.6680 USD
ADR Sale

55

28.6680 USD
EUR 0.01 ordinary Purchase

12

21.0403 GBP
EUR 0.01 ordinary Purchase

20

21.0278 GBP
EUR 0.01 ordinary Purchase

97

21.1000 GBP
EUR 0.01 ordinary Purchase

121

21.0600 GBP
EUR 0.01 ordinary Purchase

123

21.1100 GBP
EUR 0.01 ordinary Purchase

139

21.0778 GBP
EUR 0.01 ordinary Purchase

190

21.0665 GBP
EUR 0.01 ordinary Purchase

255

20.9800 GBP
EUR 0.01 ordinary Purchase

291

21.0300 GBP
EUR 0.01 ordinary Purchase

339

21.0535 GBP
EUR 0.01 ordinary Purchase

355

20.9306 GBP
EUR 0.01 ordinary Purchase

406

21.1478 GBP
EUR 0.01 ordinary Purchase

435

21.0100 GBP
EUR 0.01 ordinary Purchase

536

21.0500 GBP
EUR 0.01 ordinary Purchase

590

21.0768 GBP
EUR 0.01 ordinary Purchase

619

21.0532 GBP
EUR 0.01 ordinary Purchase

738

21.0605 GBP
EUR 0.01 ordinary Purchase

788

20.9817 GBP
EUR 0.01 ordinary Purchase

792

20.9816 GBP
EUR 0.01 ordinary Purchase

828

21.0400 GBP
EUR 0.01 ordinary Purchase

896

21.0000 GBP
EUR 0.01 ordinary Purchase

1,035

21.0200 GBP
EUR 0.01 ordinary Purchase

1,180

21.0715 GBP
EUR 0.01 ordinary Purchase

1,248

21.0864 GBP
EUR 0.01 ordinary Purchase

1,369

21.0800 GBP
EUR 0.01 ordinary Purchase

1,972

21.0368 GBP
EUR 0.01 ordinary Purchase

2,076

20.9891 GBP
EUR 0.01 ordinary Purchase

2,179

21.0561 GBP
EUR 0.01 ordinary Purchase

2,266

21.0677 GBP
EUR 0.01 ordinary Purchase

2,298

21.0585 GBP
EUR 0.01 ordinary Purchase

3,000

21.1250 GBP
EUR 0.01 ordinary Purchase

3,141

21.0821 GBP
EUR 0.01 ordinary Purchase

3,291

21.0290 GBP
EUR 0.01 ordinary Purchase

3,593

21.0550 GBP
EUR 0.01 ordinary Purchase

3,593

21.0564 GBP
EUR 0.01 ordinary Purchase

3,774

20.9892 GBP
EUR 0.01 ordinary Purchase

4,131

21.0783 GBP
EUR 0.01 ordinary Purchase

4,469

21.0805 GBP
EUR 0.01 ordinary Purchase

5,184

21.0044 GBP
EUR 0.01 ordinary Purchase

9,744

20.9849 GBP
EUR 0.01 ordinary Purchase

10,442

21.1007 GBP
EUR 0.01 ordinary Purchase

10,713

21.0734 GBP
EUR 0.01 ordinary Purchase

10,881

21.0045 GBP
EUR 0.01 ordinary Purchase

14,053

21.0111 GBP
EUR 0.01 ordinary Purchase

16,652

21.0843 GBP
EUR 0.01 ordinary Purchase

17,804

20.9889 GBP
EUR 0.01 ordinary Purchase

25,000

21.0447 GBP
EUR 0.01 ordinary Purchase

28,829

21.0518 GBP
EUR 0.01 ordinary Purchase

32,184

21.1621 GBP
EUR 0.01 ordinary Purchase

32,284

21.0816 GBP
EUR 0.01 ordinary Purchase

35,912

21.0492 GBP
EUR 0.01 ordinary Purchase

37,381

20.9890 GBP
EUR 0.01 ordinary Sale

70

20.9888 GBP
EUR 0.01 ordinary Sale

121

21.1400 GBP
EUR 0.01 ordinary Sale

121

21.0600 GBP
EUR 0.01 ordinary Sale

123

21.1100 GBP
EUR 0.01 ordinary Sale

160

21.0072 GBP
EUR 0.01 ordinary Sale

164

21.0747 GBP
EUR 0.01 ordinary Sale

255

20.9800 GBP
EUR 0.01 ordinary Sale

299

21.0300 GBP
EUR 0.01 ordinary Sale

320

21.0035 GBP
EUR 0.01 ordinary Sale

392

21.0607 GBP
EUR 0.01 ordinary Sale

397

21.0685 GBP
EUR 0.01 ordinary Sale

435

21.0100 GBP
EUR 0.01 ordinary Sale

441

21.0346 GBP
EUR 0.01 ordinary Sale

465

21.0082 GBP
EUR 0.01 ordinary Sale

486

21.0988 GBP
EUR 0.01 ordinary Sale

490

21.0262 GBP
EUR 0.01 ordinary Sale

527

21.1348 GBP
EUR 0.01 ordinary Sale

529

21.0500 GBP
EUR 0.01 ordinary Sale

597

21.1000 GBP
EUR 0.01 ordinary Sale

625

21.0235 GBP
EUR 0.01 ordinary Sale

629

21.0400 GBP
EUR 0.01 ordinary Sale

681

21.0532 GBP
EUR 0.01 ordinary Sale

896

21.0000 GBP
EUR 0.01 ordinary Sale

960

21.0700 GBP
EUR 0.01 ordinary Sale

965

21.0790 GBP
EUR 0.01 ordinary Sale

1,076

21.0343 GBP
EUR 0.01 ordinary Sale

1,126

21.0696 GBP
EUR 0.01 ordinary Sale

1,130

20.9638 GBP
EUR 0.01 ordinary Sale

1,627

21.1459 GBP
EUR 0.01 ordinary Sale

1,701

21.0837 GBP
EUR 0.01 ordinary Sale

1,887

21.0265 GBP
EUR 0.01 ordinary Sale

2,239

21.0174 GBP
EUR 0.01 ordinary Sale

2,460

21.0004 GBP
EUR 0.01 ordinary Sale

2,778

21.0707 GBP
EUR 0.01 ordinary Sale

2,971

21.0441 GBP
EUR 0.01 ordinary Sale

3,370

21.0200 GBP
EUR 0.01 ordinary Sale

3,373

21.0378 GBP
EUR 0.01 ordinary Sale

3,593

21.0550 GBP
EUR 0.01 ordinary Sale

3,653

21.0336 GBP
EUR 0.01 ordinary Sale

4,969

21.0303 GBP
EUR 0.01 ordinary Sale

5,113

21.0802 GBP
EUR 0.01 ordinary Sale

7,183

21.0040 GBP
EUR 0.01 ordinary Sale

8,773

21.0956 GBP
EUR 0.01 ordinary Sale

13,659

21.0647 GBP
EUR 0.01 ordinary Sale

18,165

21.0734 GBP
EUR 0.01 ordinary Sale

20,550

21.0179 GBP
EUR 0.01 ordinary Sale

29,458

21.0800 GBP
EUR 0.01 ordinary Sale

67,653

21.0713 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per
relevant description

reference

unit
security

securities

EUR 0.01 ordinary CFD Long

9

21.0611 GBP
EUR 0.01 ordinary SWAP Long

70

20.9889 GBP
EUR 0.01 ordinary SWAP Long

320

21.0035 GBP
EUR 0.01 ordinary SWAP Long

331

21.0472 GBP
EUR 0.01 ordinary SWAP Long

397

21.0685 GBP
EUR 0.01 ordinary SWAP Long

486

21.0988 GBP
EUR 0.01 ordinary SWAP Long

527

21.1348 GBP
EUR 0.01 ordinary SWAP Long

947

21.0705 GBP
EUR 0.01 ordinary SWAP Long

1,130

20.9638 GBP
EUR 0.01 ordinary CFD Long

1,887

21.0265 GBP
EUR 0.01 ordinary SWAP Long

3,511

20.9998 GBP
EUR 0.01 ordinary SWAP Long

3,672

21.0080 GBP
EUR 0.01 ordinary CFD Long

3,808

21.0614 GBP
EUR 0.01 ordinary SWAP Long

6,197

21.0800 GBP
EUR 0.01 ordinary SWAP Long

7,271

21.0804 GBP
EUR 0.01 ordinary CFD Long

10,920

21.0159 GBP
EUR 0.01 ordinary SWAP Long

14,879

21.0924 GBP
EUR 0.01 ordinary SWAP Long

20,550

21.0179 GBP
EUR 0.01 ordinary CFD Long

39,062

21.0664 GBP
EUR 0.01 ordinary SWAP Short

19

21.0568 GBP
EUR 0.01 ordinary CFD Short

339

21.0535 GBP
EUR 0.01 ordinary CFD Short

355

20.9306 GBP
EUR 0.01 ordinary CFD Short

510

20.9816 GBP
EUR 0.01 ordinary CFD Short

619

21.0532 GBP
EUR 0.01 ordinary SWAP Short

738

21.0605 GBP
EUR 0.01 ordinary CFD Short

1,070

20.9817 GBP
EUR 0.01 ordinary SWAP Short

1,083

21.0047 GBP
EUR 0.01 ordinary CFD Short

2,076

20.9891 GBP
EUR 0.01 ordinary CFD Short

3,593

21.0564 GBP
EUR 0.01 ordinary CFD Short

3,774

20.9892 GBP
EUR 0.01 ordinary CFD Short

5,184

21.0044 GBP
EUR 0.01 ordinary CFD Short

5,671

21.0487 GBP
EUR 0.01 ordinary SWAP Short

7,520

21.1042 GBP
EUR 0.01 ordinary SWAP Short

8,000

21.0842 GBP
EUR 0.01 ordinary SWAP Short

9,744

20.9849 GBP
EUR 0.01 ordinary CFD Short

10,442

21.1007 GBP
EUR 0.01 ordinary CFD Short

10,713

21.0734 GBP
EUR 0.01 ordinary CFD Short

10,881

21.0045 GBP
EUR 0.01 ordinary CFD Short

14,053

21.0111 GBP
EUR 0.01 ordinary CFD Short

17,804

20.9889 GBP
EUR 0.01 ordinary SWAP Short

23,668

21.0426 GBP
EUR 0.01 ordinary SWAP Short

25,000

21.0447 GBP
EUR 0.01 ordinary CFD Short

32,184

21.1621 GBP
EUR 0.01 ordinary CFD Short

32,284

21.0816 GBP
EUR 0.01 ordinary CFD Short

37,381

20.9890 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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Entain (ENT)
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