FORM 8.3 - ENTAIN PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ENTAIN PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 11 October 2021 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | DRAFTKINGS INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.01 ordinary | |||||
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
|
and/or controlled: |
11,657,015 |
1.99% |
5,397,064 |
0.92% |
||
|
|
|
|
|||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
4,875,855 |
0.83% |
9,316,855 |
1.59% |
|||
|
|
|
|
|||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|||
(4) |
|
|
|
|
||
TOTAL: |
16,532,870 |
2.82% |
14,713,919 |
2.51% |
||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale |
Number of |
Price per unit | ||||
security |
securities |
||||||
ADR | Purchase |
55 |
28.6680 USD | ||||
ADR | Sale |
55 |
28.6680 USD | ||||
EUR 0.01 ordinary | Purchase |
12 |
21.0403 GBP | ||||
EUR 0.01 ordinary | Purchase |
20 |
21.0278 GBP | ||||
EUR 0.01 ordinary | Purchase |
97 |
21.1000 GBP | ||||
EUR 0.01 ordinary | Purchase |
121 |
21.0600 GBP | ||||
EUR 0.01 ordinary | Purchase |
123 |
21.1100 GBP | ||||
EUR 0.01 ordinary | Purchase |
139 |
21.0778 GBP | ||||
EUR 0.01 ordinary | Purchase |
190 |
21.0665 GBP | ||||
EUR 0.01 ordinary | Purchase |
255 |
20.9800 GBP | ||||
EUR 0.01 ordinary | Purchase |
291 |
21.0300 GBP | ||||
EUR 0.01 ordinary | Purchase |
339 |
21.0535 GBP | ||||
EUR 0.01 ordinary | Purchase |
355 |
20.9306 GBP | ||||
EUR 0.01 ordinary | Purchase |
406 |
21.1478 GBP | ||||
EUR 0.01 ordinary | Purchase |
435 |
21.0100 GBP | ||||
EUR 0.01 ordinary | Purchase |
536 |
21.0500 GBP | ||||
EUR 0.01 ordinary | Purchase |
590 |
21.0768 GBP | ||||
EUR 0.01 ordinary | Purchase |
619 |
21.0532 GBP | ||||
EUR 0.01 ordinary | Purchase |
738 |
21.0605 GBP | ||||
EUR 0.01 ordinary | Purchase |
788 |
20.9817 GBP | ||||
EUR 0.01 ordinary | Purchase |
792 |
20.9816 GBP | ||||
EUR 0.01 ordinary | Purchase |
828 |
21.0400 GBP | ||||
EUR 0.01 ordinary | Purchase |
896 |
21.0000 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,035 |
21.0200 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,180 |
21.0715 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,248 |
21.0864 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,369 |
21.0800 GBP | ||||
EUR 0.01 ordinary | Purchase |
1,972 |
21.0368 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,076 |
20.9891 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,179 |
21.0561 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,266 |
21.0677 GBP | ||||
EUR 0.01 ordinary | Purchase |
2,298 |
21.0585 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,000 |
21.1250 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,141 |
21.0821 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,291 |
21.0290 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,593 |
21.0550 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,593 |
21.0564 GBP | ||||
EUR 0.01 ordinary | Purchase |
3,774 |
20.9892 GBP | ||||
EUR 0.01 ordinary | Purchase |
4,131 |
21.0783 GBP | ||||
EUR 0.01 ordinary | Purchase |
4,469 |
21.0805 GBP | ||||
EUR 0.01 ordinary | Purchase |
5,184 |
21.0044 GBP | ||||
EUR 0.01 ordinary | Purchase |
9,744 |
20.9849 GBP | ||||
EUR 0.01 ordinary | Purchase |
10,442 |
21.1007 GBP | ||||
EUR 0.01 ordinary | Purchase |
10,713 |
21.0734 GBP | ||||
EUR 0.01 ordinary | Purchase |
10,881 |
21.0045 GBP | ||||
EUR 0.01 ordinary | Purchase |
14,053 |
21.0111 GBP | ||||
EUR 0.01 ordinary | Purchase |
16,652 |
21.0843 GBP | ||||
EUR 0.01 ordinary | Purchase |
17,804 |
20.9889 GBP | ||||
EUR 0.01 ordinary | Purchase |
25,000 |
21.0447 GBP | ||||
EUR 0.01 ordinary | Purchase |
28,829 |
21.0518 GBP | ||||
EUR 0.01 ordinary | Purchase |
32,184 |
21.1621 GBP | ||||
EUR 0.01 ordinary | Purchase |
32,284 |
21.0816 GBP | ||||
EUR 0.01 ordinary | Purchase |
35,912 |
21.0492 GBP | ||||
EUR 0.01 ordinary | Purchase |
37,381 |
20.9890 GBP | ||||
EUR 0.01 ordinary | Sale |
70 |
20.9888 GBP | ||||
EUR 0.01 ordinary | Sale |
121 |
21.1400 GBP | ||||
EUR 0.01 ordinary | Sale |
121 |
21.0600 GBP | ||||
EUR 0.01 ordinary | Sale |
123 |
21.1100 GBP | ||||
EUR 0.01 ordinary | Sale |
160 |
21.0072 GBP | ||||
EUR 0.01 ordinary | Sale |
164 |
21.0747 GBP | ||||
EUR 0.01 ordinary | Sale |
255 |
20.9800 GBP | ||||
EUR 0.01 ordinary | Sale |
299 |
21.0300 GBP | ||||
EUR 0.01 ordinary | Sale |
320 |
21.0035 GBP | ||||
EUR 0.01 ordinary | Sale |
392 |
21.0607 GBP | ||||
EUR 0.01 ordinary | Sale |
397 |
21.0685 GBP | ||||
EUR 0.01 ordinary | Sale |
435 |
21.0100 GBP | ||||
EUR 0.01 ordinary | Sale |
441 |
21.0346 GBP | ||||
EUR 0.01 ordinary | Sale |
465 |
21.0082 GBP | ||||
EUR 0.01 ordinary | Sale |
486 |
21.0988 GBP | ||||
EUR 0.01 ordinary | Sale |
490 |
21.0262 GBP | ||||
EUR 0.01 ordinary | Sale |
527 |
21.1348 GBP | ||||
EUR 0.01 ordinary | Sale |
529 |
21.0500 GBP | ||||
EUR 0.01 ordinary | Sale |
597 |
21.1000 GBP | ||||
EUR 0.01 ordinary | Sale |
625 |
21.0235 GBP | ||||
EUR 0.01 ordinary | Sale |
629 |
21.0400 GBP | ||||
EUR 0.01 ordinary | Sale |
681 |
21.0532 GBP | ||||
EUR 0.01 ordinary | Sale |
896 |
21.0000 GBP | ||||
EUR 0.01 ordinary | Sale |
960 |
21.0700 GBP | ||||
EUR 0.01 ordinary | Sale |
965 |
21.0790 GBP | ||||
EUR 0.01 ordinary | Sale |
1,076 |
21.0343 GBP | ||||
EUR 0.01 ordinary | Sale |
1,126 |
21.0696 GBP | ||||
EUR 0.01 ordinary | Sale |
1,130 |
20.9638 GBP | ||||
EUR 0.01 ordinary | Sale |
1,627 |
21.1459 GBP | ||||
EUR 0.01 ordinary | Sale |
1,701 |
21.0837 GBP | ||||
EUR 0.01 ordinary | Sale |
1,887 |
21.0265 GBP | ||||
EUR 0.01 ordinary | Sale |
2,239 |
21.0174 GBP | ||||
EUR 0.01 ordinary | Sale |
2,460 |
21.0004 GBP | ||||
EUR 0.01 ordinary | Sale |
2,778 |
21.0707 GBP | ||||
EUR 0.01 ordinary | Sale |
2,971 |
21.0441 GBP | ||||
EUR 0.01 ordinary | Sale |
3,370 |
21.0200 GBP | ||||
EUR 0.01 ordinary | Sale |
3,373 |
21.0378 GBP | ||||
EUR 0.01 ordinary | Sale |
3,593 |
21.0550 GBP | ||||
EUR 0.01 ordinary | Sale |
3,653 |
21.0336 GBP | ||||
EUR 0.01 ordinary | Sale |
4,969 |
21.0303 GBP | ||||
EUR 0.01 ordinary | Sale |
5,113 |
21.0802 GBP | ||||
EUR 0.01 ordinary | Sale |
7,183 |
21.0040 GBP | ||||
EUR 0.01 ordinary | Sale |
8,773 |
21.0956 GBP | ||||
EUR 0.01 ordinary | Sale |
13,659 |
21.0647 GBP | ||||
EUR 0.01 ordinary | Sale |
18,165 |
21.0734 GBP | ||||
EUR 0.01 ordinary | Sale |
20,550 |
21.0179 GBP | ||||
EUR 0.01 ordinary | Sale |
29,458 |
21.0800 GBP | ||||
EUR 0.01 ordinary | Sale |
67,653 |
21.0713 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing |
Number of |
Price per | |||
relevant | description |
reference |
unit | ||||
security |
securities |
||||||
EUR 0.01 ordinary | CFD | Long |
9 |
21.0611 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
70 |
20.9889 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
320 |
21.0035 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
331 |
21.0472 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
397 |
21.0685 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
486 |
21.0988 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
527 |
21.1348 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
947 |
21.0705 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
1,130 |
20.9638 GBP | |||
EUR 0.01 ordinary | CFD | Long |
1,887 |
21.0265 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
3,511 |
20.9998 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
3,672 |
21.0080 GBP | |||
EUR 0.01 ordinary | CFD | Long |
3,808 |
21.0614 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
6,197 |
21.0800 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
7,271 |
21.0804 GBP | |||
EUR 0.01 ordinary | CFD | Long |
10,920 |
21.0159 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
14,879 |
21.0924 GBP | |||
EUR 0.01 ordinary | SWAP | Long |
20,550 |
21.0179 GBP | |||
EUR 0.01 ordinary | CFD | Long |
39,062 |
21.0664 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
19 |
21.0568 GBP | |||
EUR 0.01 ordinary | CFD | Short |
339 |
21.0535 GBP | |||
EUR 0.01 ordinary | CFD | Short |
355 |
20.9306 GBP | |||
EUR 0.01 ordinary | CFD | Short |
510 |
20.9816 GBP | |||
EUR 0.01 ordinary | CFD | Short |
619 |
21.0532 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
738 |
21.0605 GBP | |||
EUR 0.01 ordinary | CFD | Short |
1,070 |
20.9817 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
1,083 |
21.0047 GBP | |||
EUR 0.01 ordinary | CFD | Short |
2,076 |
20.9891 GBP | |||
EUR 0.01 ordinary | CFD | Short |
3,593 |
21.0564 GBP | |||
EUR 0.01 ordinary | CFD | Short |
3,774 |
20.9892 GBP | |||
EUR 0.01 ordinary | CFD | Short |
5,184 |
21.0044 GBP | |||
EUR 0.01 ordinary | CFD | Short |
5,671 |
21.0487 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
7,520 |
21.1042 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
8,000 |
21.0842 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
9,744 |
20.9849 GBP | |||
EUR 0.01 ordinary | CFD | Short |
10,442 |
21.1007 GBP | |||
EUR 0.01 ordinary | CFD | Short |
10,713 |
21.0734 GBP | |||
EUR 0.01 ordinary | CFD | Short |
10,881 |
21.0045 GBP | |||
EUR 0.01 ordinary | CFD | Short |
14,053 |
21.0111 GBP | |||
EUR 0.01 ordinary | CFD | Short |
17,804 |
20.9889 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
23,668 |
21.0426 GBP | |||
EUR 0.01 ordinary | SWAP | Short |
25,000 |
21.0447 GBP | |||
EUR 0.01 ordinary | CFD | Short |
32,184 |
21.1621 GBP | |||
EUR 0.01 ordinary | CFD | Short |
32,284 |
21.0816 GBP | |||
EUR 0.01 ordinary | CFD | Short |
37,381 |
20.9890 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Oct 2021 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: |
020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211012005560/en/