Holding(s) in Company
Genesis Emerging Markets Fund Ld
For filings with the FSA include the annex | Â | ||||||||||
For filings with issuer exclude the annex | |||||||||||
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Genesis Emerging Markets- GBP | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | Â | X | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||||
An event changing the breakdown of voting rights | Â | ||||||||||
Other (please specify): | Â | Â | Â | ||||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | Sarasin and Partners LLP | |||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
The Bank of New York Mellon (Brussels(Pooled))
BNP Paribas Security Services (Jersey) RBC Dexia Investor Services Bank (Luxembourg) RBC Dexia Investor Services Bank (Zurich) Sarasin & Partners LLP (London) The Bank of New York Mellon (Brussels) |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
06/09/2011 | ||||||||||
6. Date on which issuer notified: | 07/09/2011 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
7% |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
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Number of Voting Rights |
Number of shares |
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Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||||||
Direct | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||||||
GG00B4L0PD47 | 10807860 | 10807860 | 10292860 | Â | 10292860 | Â | 7.6264% | ||||||||||||||||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
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Expiration date xiii |
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Exercise/ Conversion Period xiv |
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Number of voting rights that may be acquired if the instrument is exercised/ converted. |
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% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |  |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | Â | % of voting rights xix, xx | |||||||||||||||||||||||||
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Nominal | Â | Delta | ||||||||||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||||||
10292860 | 7.6264% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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Proxy Voting: | |||||
10. Name of the proxy holder: | Â | Â | |||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Â | ||||
15. Contact telephone number: | Â |
Note: Annex should only be submitted to the FSA not the issuer | |||
Annex: Notification of major interests in sharesxxii | |||
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A: Identity of the persons or legal entity subject to the notification obligation | |||
Full name
(including legal form of legal entities) |
 | Sarasin and Partners LLP | |
Contact address
(registered office for legal entities) |
Juxon House
100 St. Pauls Churchyard London EC4M 8BU |
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Phone number & email |
0207 038 7000 Â |
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Other useful information
(at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable | |||
Full name | Robbie Shaw | ||
Contact address |
Juxon House
100 St. Pauls Churchyard London EC4M 8BU |
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Phone number & email |
0207 038 7261 |
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Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information | |||
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For notes on how to complete form TR-1 please see the FSA website. |