Form 8.5 (EPT/NON-RI) Glencore International - ...

Form 8.5 (EPT/NON-RI) Glencore International - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		8 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		3,119,594		0.04%		45,862,920		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,728,679		0.57%		1,267,688		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,848,273		0.61%		47,130,608		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests		Â		Short Positions		Â
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,500,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,500,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.2000 HKD
ORD		Purchase		1,700		45.0500 HKD
ORD		Purchase		2,100		45.0714 HKD
ORD		Purchase		2,400		3.8720 GBP
ORD		Purchase		3,384		3.8727 GBP
ORD		Purchase		11,369		3.8651 GBP
ORD		Purchase		30,036		3.8659 GBP
ORD		Purchase		31,142		3.8681 GBP
ORD		Purchase		44,724		3.8686 GBP
ORD		Purchase		71,451		3.8865 GBP
ORD		Purchase		78,958		3.8630 GBP
ORD		Purchase		86,131		3.8674 GBP
ORD		Purchase		107,746		3.8751 GBP
ORD		Purchase		155,758		3.8626 GBP
ORD		Purchase		402,207		3.8767 GBP
ORD		Purchase		441,244		3.8772 GBP
ORD		Purchase		1,207,685		3.8697 GBP
ORD		Purchase		1,298,735		3.8752 GBP
ORD		Sale		1,800		45.0500 HKD
ORD		Sale		2,130		3.8720 GBP
ORD		Sale		3,384		3.8727 GBP
ORD		Sale		3,400		45.1500 HKD
ORD		Sale		4,506		3.8695 GBP
ORD		Sale		9,900		45.0000 HKD
ORD		Sale		11,173		3.8613 GBP
ORD		Sale		12,491		3.8758 GBP
ORD		Sale		23,028		3.8737 GBP
ORD		Sale		30,036		3.8659 GBP
ORD		Sale		60,501		3.8667 GBP
ORD		Sale		99,446		3.8637 GBP
ORD		Sale		118,270		3.8750 GBP
ORD		Sale		214,678		3.8579 GBP
ORD		Sale		1,207,685		3.8697 GBP
ORD		Sale		2,223,892		3.8761 GBP
ORD (traded as ADR)		Purchase		4,400		11.5200 USD
ORD (traded as ADR)		Sale		4,400		11.5200 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		44.9910 HKD
ORD		SWAP		Long		1,000		3.8655 GBP
ORD		CFD		Long		5,075		3.8728 GBP
ORD		CFD		Long		5,347		3.8661 GBP
ORD		CFD		Long		11,200		44.9780 HKD
ORD		CFD		Long		12,776		3.8735 GBP
ORD		CFD		Long		134,938		3.8746 GBP
ORD		CFD		Short		100		45.2590 HKD
ORD		SWAP		Short		12,088		3.8598 GBP
ORD		SWAP		Short		12,605		3.8726 GBP
ORD		CFD		Short		15,600		3.8505 GBP
ORD		CFD		Short		21,459		3.8536 GBP
ORD		SWAP		Short		42,511		3.8673 GBP
ORD		CFD		Short		120,046		3.8646 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		12 Mar 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.