Form 8.5 (EPT/NON-RI) Glencore International - ...

Form 8.5 (EPT/NON-RI) Glencore International - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 8 March 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 3,119,594 0.04% 45,862,920 0.65%
           
(2) Derivatives (other than
options): 40,728,679 0.57% 1,267,688 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
43,848,273 0.61% 47,130,608 0.66%
           
Class of relevant security: Convertible Bond XS0475310396
Interests   Short Positions  
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,500,000 0.15% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,500,000 0.15% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 45.2000 HKD
ORD Purchase 1,700 45.0500 HKD
ORD Purchase 2,100 45.0714 HKD
ORD Purchase 2,400 3.8720 GBP
ORD Purchase 3,384 3.8727 GBP
ORD Purchase 11,369 3.8651 GBP
ORD Purchase 30,036 3.8659 GBP
ORD Purchase 31,142 3.8681 GBP
ORD Purchase 44,724 3.8686 GBP
ORD Purchase 71,451 3.8865 GBP
ORD Purchase 78,958 3.8630 GBP
ORD Purchase 86,131 3.8674 GBP
ORD Purchase 107,746 3.8751 GBP
ORD Purchase 155,758 3.8626 GBP
ORD Purchase 402,207 3.8767 GBP
ORD Purchase 441,244 3.8772 GBP
ORD Purchase 1,207,685 3.8697 GBP
ORD Purchase 1,298,735 3.8752 GBP
ORD Sale 1,800 45.0500 HKD
ORD Sale 2,130 3.8720 GBP
ORD Sale 3,384 3.8727 GBP
ORD Sale 3,400 45.1500 HKD
ORD Sale 4,506 3.8695 GBP
ORD Sale 9,900 45.0000 HKD
ORD Sale 11,173 3.8613 GBP
ORD Sale 12,491 3.8758 GBP
ORD Sale 23,028 3.8737 GBP
ORD Sale 30,036 3.8659 GBP
ORD Sale 60,501 3.8667 GBP
ORD Sale 99,446 3.8637 GBP
ORD Sale 118,270 3.8750 GBP
ORD Sale 214,678 3.8579 GBP
ORD Sale 1,207,685 3.8697 GBP
ORD Sale 2,223,892 3.8761 GBP
ORD (traded as ADR) Purchase 4,400 11.5200 USD
ORD (traded as ADR) Sale 4,400 11.5200 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 100 44.9910 HKD
ORD SWAP Long 1,000 3.8655 GBP
ORD CFD Long 5,075 3.8728 GBP
ORD CFD Long 5,347 3.8661 GBP
ORD CFD Long 11,200 44.9780 HKD
ORD CFD Long 12,776 3.8735 GBP
ORD CFD Long 134,938 3.8746 GBP
ORD CFD Short 100 45.2590 HKD
ORD SWAP Short 12,088 3.8598 GBP
ORD SWAP Short 12,605 3.8726 GBP
ORD CFD Short 15,600 3.8505 GBP
ORD CFD Short 21,459 3.8536 GBP
ORD SWAP Short 42,511 3.8673 GBP
ORD CFD Short 120,046 3.8646 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Mar 2013
Contact name: Geoff Smith
Telephone number: 0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

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