Form 8.5 (EPT/NON-RI) Glencore International - ...

Form 8.5 (EPT/NON-RI) Glencore International - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		15 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		2,522,035		0.04%		45,612,206		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,343,018		0.57%		1,283,790		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				42,865,053		0.61%		46,895,996		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,500,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,500,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.0000 HKD
ORD		Purchase		400		3.8620 GBP
ORD		Purchase		600		45.1500 HKD
ORD		Purchase		761		3.8950 GBP
ORD		Purchase		800		45.2000 HKD
ORD		Purchase		1,574		3.8786 GBP
ORD		Purchase		4,200		45.1000 HKD
ORD		Purchase		5,865		3.8756 GBP
ORD		Purchase		5,914		3.8742 GBP
ORD		Purchase		6,956		3.8647 GBP
ORD		Purchase		7,300		45.3000 HKD
ORD		Purchase		11,200		45.0500 HKD
ORD		Purchase		11,300		45.2500 HKD
ORD		Purchase		13,124		3.8698 GBP
ORD		Purchase		15,000		45.3500 HKD
ORD		Purchase		17,155		3.8750 GBP
ORD		Purchase		21,746		3.8791 GBP
ORD		Purchase		32,395		3.8741 GBP
ORD		Purchase		41,980		3.8704 GBP
ORD		Purchase		54,147		3.8743 GBP
ORD		Purchase		77,234		3.8767 GBP
ORD		Purchase		78,781		3.8716 GBP
ORD		Purchase		79,237		3.8736 GBP
ORD		Purchase		244,000		3.8654 GBP
ORD		Purchase		337,856		3.8769 GBP
ORD		Purchase		444,511		3.8785 GBP
ORD		Purchase		987,799		3.8773 GBP
ORD		Sale		207		3.8750 GBP
ORD		Sale		1,173		3.8618 GBP
ORD		Sale		1,456		3.8663 GBP
ORD		Sale		2,577		3.8803 GBP
ORD		Sale		3,642		3.8875 GBP
ORD		Sale		6,927		3.8664 GBP
ORD		Sale		16,075		3.8783 GBP
ORD		Sale		17,923		3.8678 GBP
ORD		Sale		23,010		3.8691 GBP
ORD		Sale		48,757		3.8767 GBP
ORD		Sale		50,400		45.2280 HKD
ORD		Sale		56,187		3.8765 GBP
ORD		Sale		84,181		3.8756 GBP
ORD		Sale		95,835		3.8727 GBP
ORD		Sale		227,668		3.8706 GBP
ORD		Sale		797,892		3.8785 GBP
ORD		Sale		958,445		3.8778 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		8,960		3.8721 GBP
ORD		CFD		Long		42,000		3.8779 GBP
ORD		CFD		Long		42,692		3.8578 GBP
ORD		CFD		Long		250,000		3.8781 GBP
ORD		CFD		Short		100		45.0590 HKD
ORD		CFD		Short		35,490		3.8818 GBP
ORD		CFD		Short		56,133		3.8932 GBP
ORD		SWAP		Short		81,123		3.8745 GBP
ORD		CFD		Short		46,109		3.8524 GBP
ORD		SWAP		Short		109,629		3.8759 GBP
ORD		CFD		Short		244,000		3.8654 GBP
ORD		CFD		Short		123,268		3.8782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		19 Mar 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.