Form 8.5 (EPT/NON-RI) Glencore International - ...

Form 8.5 (EPT/NON-RI) Glencore International - Amendment

BARCLAYS PLC

AMENDMENT

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		8 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		4,487,081		0.06%		42,921,120		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		38,212,387		0.54%		2,428,752		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				42,699,468		0.60%		45,349,872		0.64%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,100,000		0.18%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,100,000		0.18%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		40.2500 HKD
ORD		Purchase		400		41.0000 HKD
ORD		Purchase		751		3.4179 GBP
ORD		Purchase		894		3.4040 GBP
ORD		Purchase		900		40.9500 HKD
ORD		Purchase		1,700		40.4000 HKD
ORD		Purchase		2,000		40.5000 HKD
ORD		Purchase		3,300		40.6666 HKD
ORD		Purchase		4,123		3.4172 GBP
ORD		Purchase		4,363		3.4265 GBP
ORD		Purchase		8,950		3.4129 GBP
ORD		Purchase		11,951		3.4142 GBP
ORD		Purchase		14,191		3.4166 GBP
ORD		Purchase		21,798		3.4177 GBP
ORD		Purchase		34,946		3.4152 GBP
ORD		Purchase		41,000		3.4265 GBP
ORD		Purchase		78,559		3.4204 GBP
ORD		Purchase		78,752		3.4078 GBP
ORD		Purchase		85,680		3.3974 GBP
ORD		Purchase		85,760		3.4173 GBP
ORD		Purchase		86,682		3.4135 GBP
ORD		Purchase		94,251		3.4265 GBP
ORD		Purchase		113,252		3.4140 GBP
ORD		Purchase		131,108		3.4161 GBP
ORD		Purchase		215,399		3.4165 GBP
ORD		Sale		100		40.2500 HKD
ORD		Sale		390		3.4402 GBP
ORD		Sale		849		3.4019 GBP
ORD		Sale		1,000		40.4500 HKD
ORD		Sale		1,000		40.6000 HKD
ORD		Sale		1,128		3.4078 GBP
ORD		Sale		1,141		3.3950 GBP
ORD		Sale		2,000		40.6500 HKD
ORD		Sale		3,199		3.4087 GBP
ORD		Sale		4,000		40.8000 HKD
ORD		Sale		4,200		3.4129 GBP
ORD		Sale		5,100		40.5803 HKD
ORD		Sale		7,000		3.4135 GBP
ORD		Sale		9,131		3.4077 GBP
ORD		Sale		10,236		3.4044 GBP
ORD		Sale		10,426		3.4143 GBP
ORD		Sale		15,000		41.0000 HKD
ORD		Sale		16,500		3.4178 GBP
ORD		Sale		24,870		3.4207 GBP
ORD		Sale		33,705		3.4234 GBP
ORD		Sale		65,600		3.4170 GBP
ORD		Sale		98,208		3.4180 GBP
ORD		Sale		113,964		3.4179 GBP
ORD		Sale		148,524		3.4265 GBP
ORD		Sale		183,123		3.4173 GBP
ORD		Sale		245,292		3.4107 GBP
ORD (traded as ADR)		Purchase		1,200		10.4400 USD
ORD (traded as ADR)		Sale		1,200		10.4400 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		40.1919 HKD
ORD		SWAP		Long		15,250		3.4261 GBP
ORD		CFD		Long		19,700		40.8823 HKD
ORD		CFD		Long		46,832		3.4326 GBP
ORD		CFD		Long		94,525		3.3978 GBP
ORD		CFD		Long		150,459		3.4142 GBP
ORD		SWAP		Short		500		3.3880 GBP
ORD		CFD		Short		9,884		3.4179 GBP
ORD		CFD		Short		20,900		3.4167 GBP
ORD		CFD		Short		37,408		3.4077 GBP
ORD		CFD		Short		41,344		3.4078 GBP
ORD		CFD		Short		265,087		3.4180 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		10 Apr 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.