Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		25 July 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,837,698		0.04%		16,938,824		0.24%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		15,399,231		0.22%		1,005,821		0.01%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,000,000		0.01%		2,000,000		0.03%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			19,236,929		0.27%		19,944,645		0.29%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,500,000		0.11%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			2,500,000		0.11%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		36.1500 HKD
ORD		Purchase		200		3.0180 GBP
ORD		Purchase		495		3.0382 GBP
ORD		Purchase		700		36.2500 HKD
ORD		Purchase		2,064		3.0369 GBP
ORD		Purchase		2,600		36.2000 HKD
ORD		Purchase		4,700		3.0327 GBP
ORD		Purchase		5,076		3.0407 GBP
ORD		Purchase		5,528		3.0400 GBP
ORD		Purchase		6,800		36.1897 HKD
ORD		Purchase		19,904		3.0378 GBP
ORD		Purchase		22,540		3.0309 GBP
ORD		Purchase		23,903		3.0348 GBP
ORD		Purchase		29,872		3.0332 GBP
ORD		Purchase		32,375		3.0395 GBP
ORD		Purchase		49,778		3.0364 GBP
ORD		Purchase		52,910		3.0437 GBP
ORD		Purchase		151,223		3.0354 GBP
ORD		Sale		90		3.0580 GBP
ORD		Sale		200		3.0181 GBP
ORD		Sale		300		36.4500 HKD
ORD		Sale		495		3.0382 GBP
ORD		Sale		500		36.2500 HKD
ORD		Sale		600		36.0500 HKD
ORD		Sale		840		3.0262 GBP
ORD		Sale		1,600		36.1500 HKD
ORD		Sale		2,298		3.0323 GBP
ORD		Sale		2,378		3.0290 GBP
ORD		Sale		2,600		36.2019 HKD
ORD		Sale		3,021		3.0249 GBP
ORD		Sale		3,800		36.2000 HKD
ORD		Sale		12,477		3.0346 GBP
ORD		Sale		13,149		3.0241 GBP
ORD		Sale		14,473		3.0267 GBP
ORD		Sale		18,342		3.0425 GBP
ORD		Sale		19,914		3.0341 GBP
ORD		Sale		34,568		3.0446 GBP
ORD		Sale		36,790		3.0345 GBP
ORD		Sale		38,145		3.0316 GBP
ORD		Sale		94,276		3.0350 GBP
ORD		Sale		121,422		3.0327 GBP
ORD		Sale		146,681		3.0297 GBP
ORD		Sale		276,709		3.0357 GBP
ORD (traded as ADR)		Purchase		35,200		9.3727 USD
ORD (traded as ADR)		Sale		35,200		9.3727 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		22,493		3.0312 GBP
ORD		CFD		Long		146,681		3.0297 GBP
ORD		CFD		Long		38,598		3.0323 GBP
ORD		CFD		Short		200		36.2184 HKD
ORD		CFD		Short		500		3.0287 GBP
ORD		CFD		Short		600		36.2935 HKD
ORD		CFD		Short		4,240		3.0134 GBP
ORD		SWAP		Short		5,436		3.0342 GBP
ORD		SWAP		Short		9,900		3.0338 GBP
ORD		CFD		Short		22,840		3.0481 GBP
ORD		CFD		Short		40,000		3.0363 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant	Â	Product description	Â	Number of	Â	Exercise price per
security		Â		securities		unit
ORD		Call Options		380,000		4 GBP
ORD		Call Options		760,000		4 GBP

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	27 Jul 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

3.2000

American

27 Jul 2012

ORD

Put Options

Written

-1,000,000

4.8000

American

27 Jul 2012

ORD

Call Options

Written

-1,000,000

4.8000

American

27 Jul 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.