Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		9 August 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		4,200,510		0.06%		18,452,868		0.27%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		18,743,167		0.27%		1,975,839		0.03%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,000,000		0.01%		2,000,000		0.03%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			23,943,677		0.34%		22,428,707		0.32%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,500,000		0.11%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			2,500,000		0.11%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		400		3.4234 GBP
ORD		Purchase		500		41.3000 HKD
ORD		Purchase		600		3.4357 GBP
ORD		Purchase		700		41.2500 HKD
ORD		Purchase		772		5.3000 USD
ORD		Purchase		840		3.4145 GBP
ORD		Purchase		1,000		41.4500 HKD
ORD		Purchase		1,538		3.4250 GBP
ORD		Purchase		1,700		41.4000 HKD
ORD		Purchase		2,400		41.6500 HKD
ORD		Purchase		4,500		40.8688 HKD
ORD		Purchase		4,900		41.5000 HKD
ORD		Purchase		5,000		40.7000 HKD
ORD		Purchase		5,270		3.4172 GBP
ORD		Purchase		5,272		3.4275 GBP
ORD		Purchase		6,000		41.5500 HKD
ORD		Purchase		8,200		41.6000 HKD
ORD		Purchase		10,061		3.4247 GBP
ORD		Purchase		14,700		41.3500 HKD
ORD		Purchase		14,920		3.4173 GBP
ORD		Purchase		20,000		40.7500 HKD
ORD		Purchase		27,190		3.4330 GBP
ORD		Purchase		28,067		3.4269 GBP
ORD		Purchase		44,192		3.4208 GBP
ORD		Purchase		74,430		3.4254 GBP
ORD		Purchase		195,369		3.4405 GBP
ORD		Purchase		348,853		3.4280 GBP
ORD		Purchase		686,969		3.4248 GBP
ORD		Purchase		2,576,000		3.4292 GBP
ORD		Sale		100		41.3000 HKD
ORD		Sale		200		3.4390 GBP
ORD		Sale		200		40.8000 HKD
ORD		Sale		200		41.1000 HKD
ORD		Sale		400		3.4343 GBP
ORD		Sale		400		40.9000 HKD
ORD		Sale		400		40.9500 HKD
ORD		Sale		400		41.5000 HKD
ORD		Sale		600		40.7500 HKD
ORD		Sale		772		5.0460 USD
ORD		Sale		1,022		3.4153 GBP
ORD		Sale		1,400		3.4280 GBP
ORD		Sale		2,600		40.8500 HKD
ORD		Sale		4,989		3.4320 GBP
ORD		Sale		12,034		3.4296 GBP
ORD		Sale		16,992		3.4254 GBP
ORD		Sale		25,503		3.4287 GBP
ORD		Sale		34,300		40.9180 HKD
ORD		Sale		42,480		3.4242 GBP
ORD		Sale		77,636		3.4253 GBP
ORD		Sale		117,864		3.4297 GBP
ORD		Sale		139,262		3.4380 GBP
ORD		Sale		218,291		3.4328 GBP
ORD		Sale		344,411		3.4247 GBP
ORD		Sale		347,009		3.4257 GBP
ORD		Sale		459,770		3.4256 GBP
ORD		Sale		465,992		3.4265 GBP
ORD		Sale		1,372,542		3.4269 GBP
ORD		Sale		2,700,000		3.4090 GBP
ORD (traded as ADR)		Purchase		86		10.6700 USD
ORD (traded as ADR)		Purchase		86		10.6900 USD
ORD (traded as ADR)		Sale		86		10.6700 USD
ORD (traded as ADR)		Sale		86		10.6900 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		400		41.4475 HKD
ORD		SWAP		Long		1,400		3.4280 GBP
ORD		CFD		Long		1,485		3.4149 GBP
ORD		SWAP		Long		2,500		3.4325 GBP
ORD		SWAP		Long		1,850,000		3.4236 GBP
ORD		SWAP		Long		12,034		3.4297 GBP
ORD		CFD		Long		49,715		3.4191 GBP
ORD		CFD		Long		107,210		3.4294 GBP
ORD		CFD		Long		2,700,000		3.4090 GBP
ORD		CFD		Short		2,000		3.4332 GBP
ORD		CFD		Short		10,259		3.4253 GBP
ORD		CFD		Short		19,694		3.4245 GBP
ORD		CFD		Short		30,800		41.5413 HKD
ORD		CFD		Short		34,829		3.4158 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	13 Aug 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

320.0000

American

11 Aug 2012

ORD

Put Options

Written

-1,000,000

480.0000

American

11 Aug 2012

ORD

Call Options

Written

-1,000,000

480.0000

American

11 Aug 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.