Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

AMENDMENT

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 23 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 6,823,645 0.10% 43,590,978 0.61%
           
(2) Derivatives (other than
options): 39,487,517 0.56% 4,555,587 0.06%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
46,311,162 0.65% 48,146,565 0.68%
 
Class of relevant security: Convertible Bond XS0475310396
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 700,000 0.03% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
700,000 0.03% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Purchase 2,000,000 112.3000 USD
Convertible Bond Sale 2,000,000 112.3000 USD
ORD Purchase 100 3.1457 GBP
ORD Purchase 100 36.9000 HKD
ORD Purchase 426 3.0678 GBP
ORD Purchase 477 3.0621 GBP
ORD Purchase 911 3.1100 GBP
ORD Purchase 2,488 3.1043 GBP
ORD Purchase 2,500 3.1469 GBP
ORD Purchase 3,732 3.1395 GBP
ORD Purchase 7,815 3.1227 GBP
ORD Purchase 30,852 3.1362 GBP
ORD Purchase 32,100 36.5289 HKD
ORD Purchase 48,978 3.1188 GBP
ORD Purchase 50,242 3.1140 GBP
ORD Purchase 100,000 3.1000 GBP
ORD Purchase 100,278 3.1248 GBP
ORD Purchase 132,382 3.1318 GBP
ORD Purchase 145,215 3.0810 GBP
ORD Purchase 239,175 3.1098 GBP
ORD Purchase 428,418 3.1278 GBP
ORD Sale 696 3.0695 GBP
ORD Sale 800 36.6500 HKD
ORD Sale 846 3.1144 GBP
ORD Sale 1,600 36.5500 HKD
ORD Sale 2,300 36.9000 HKD
ORD Sale 2,488 3.1044 GBP
ORD Sale 2,500 36.8500 HKD
ORD Sale 2,700 36.4000 HKD
ORD Sale 2,800 36.6000 HKD
ORD Sale 2,918 3.1049 GBP
ORD Sale 3,200 36.4500 HKD
ORD Sale 3,218 3.1446 GBP
ORD Sale 4,000 3.0705 GBP
ORD Sale 4,089 3.1018 GBP
ORD Sale 4,123 3.1023 GBP
ORD Sale 5,000 3.0607 GBP
ORD Sale 6,100 36.3500 HKD
ORD Sale 7,705 3.1104 GBP
ORD Sale 10,100 36.5000 HKD
ORD Sale 11,186 3.1012 GBP
ORD Sale 23,484 3.1465 GBP
ORD Sale 24,460 3.1048 GBP
ORD Sale 25,709 3.1302 GBP
ORD Sale 26,746 3.1395 GBP
ORD Sale 30,578 3.1000 GBP
ORD Sale 35,828 3.1313 GBP
ORD Sale 42,300 3.1475 GBP
ORD Sale 72,260 3.1005 GBP
ORD Sale 92,162 3.1247 GBP
ORD Sale 107,915 3.1106 GBP
ORD Sale 145,215 3.0802 GBP
ORD Sale 172,521 3.1389 GBP
ORD Sale 242,473 3.1172 GBP
ORD Sale 263,504 3.1358 GBP
ORD Sale 412,242 3.1317 GBP
ORD (traded as ADR) Purchase 3,000 9.5906 USD
ORD (traded as ADR) Sale 3,000 9.5906 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 25,166 3.1463 GBP
ORD SWAP Long 34,352 3.1477 GBP
ORD SWAP Long 65,784 3.1471 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 25 Apr 2013
Contact name: Geoff Smith
Telephone number: 0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

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