Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		14 August 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		3,112,381		0.05%		20,719,733		0.30%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		19,045,384		0.28%		1,172,994		0.02%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,000,000		0.01%		2,000,000		0.03%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			23,157,765		0.34%		23,892,727		0.35%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,500,000		0.11%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			2,500,000		0.11%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		35		3.4790 GBP
ORD		Purchase		299		3.4620 GBP
ORD		Purchase		500		3.4600 GBP
ORD		Purchase		552		3.4669 GBP
ORD		Purchase		1,100		3.4573 GBP
ORD		Purchase		1,980		3.4675 GBP
ORD		Purchase		2,853		3.4833 GBP
ORD		Purchase		2,900		41.8551 HKD
ORD		Purchase		3,000		42.2000 HKD
ORD		Purchase		4,699		3.4517 GBP
ORD		Purchase		6,722		3.4498 GBP
ORD		Purchase		8,700		42.1000 HKD
ORD		Purchase		9,000		42.1500 HKD
ORD		Purchase		9,037		3.4774 GBP
ORD		Purchase		10,000		41.8500 HKD
ORD		Purchase		10,672		3.4712 GBP
ORD		Purchase		11,278		3.4540 GBP
ORD		Purchase		18,000		41.9000 HKD
ORD		Purchase		21,284		3.4765 GBP
ORD		Purchase		25,568		3.4748 GBP
ORD		Purchase		31,200		42.0000 HKD
ORD		Purchase		38,049		3.4805 GBP
ORD		Purchase		46,167		3.4750 GBP
ORD		Purchase		48,667		3.4537 GBP
ORD		Purchase		51,500		41.8000 HKD
ORD		Purchase		62,952		3.4738 GBP
ORD		Purchase		65,017		3.4551 GBP
ORD		Purchase		65,100		41.9500 HKD
ORD		Purchase		89,192		3.4623 GBP
ORD		Purchase		366,599		3.4691 GBP
ORD		Sale		200		41.8500 HKD
ORD		Sale		500		41.7500 HKD
ORD		Sale		900		42.0000 HKD
ORD		Sale		1,027		3.4578 GBP
ORD		Sale		1,400		41.8000 HKD
ORD		Sale		1,509		3.4712 GBP
ORD		Sale		5,948		3.4670 GBP
ORD		Sale		7,672		3.4713 GBP
ORD		Sale		11,674		3.4779 GBP
ORD		Sale		15,200		3.4718 GBP
ORD		Sale		16,186		3.4590 GBP
ORD		Sale		24,618		3.4651 GBP
ORD		Sale		37,830		3.4587 GBP
ORD		Sale		55,356		3.4621 GBP
ORD		Sale		69,076		3.4717 GBP
ORD		Sale		128,800		41.9102 HKD
ORD		Sale		139,262		3.4860 GBP
ORD		Sale		139,262		3.4880 GBP
ORD		Sale		139,262		3.4885 GBP
ORD		Sale		146,390		3.4594 GBP
ORD		Sale		153,319		3.4269 GBP
ORD		Sale		159,737		3.4637 GBP
ORD		Sale		226,380		3.4686 GBP
ORD		Sale		455,551		3.4635 GBP
ORD (traded as ADR)		Purchase		324		10.8600 USD
ORD (traded as ADR)		Purchase		1,732		10.8684 USD
ORD (traded as ADR)		Sale		324		10.8600 USD
ORD (traded as ADR)		Sale		1,732		10.8684 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		41.7997 HKD
ORD		SWAP		Long		1,500		3.4736 GBP
ORD		CFD		Long		4,641		3.4582 GBP
ORD		SWAP		Long		22,540		3.4600 GBP
ORD		CFD		Long		67,700		3.4596 GBP
ORD		CFD		Long		100,000		3.4645 GBP
ORD		CFD		Long		139,146		3.4662 GBP
ORD		CFD		Long		75,418		3.4598 GBP
ORD		CFD		Long		156,343		3.4630 GBP
ORD		SWAP		Long		156,343		3.4630 GBP
ORD		SWAP		Short		1,000		3.4587 GBP
ORD		SWAP		Short		1,600		3.4581 GBP
ORD		CFD		Short		18,737		3.4735 GBP
ORD		CFD		Short		67,700		42.0138 HKD
ORD		CFD		Short		76,369		3.4792 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	21 Aug 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

3.2000

American

16 Aug 2012

ORD

Put Options

Written

-1,000,000

4.8000

American

16 Aug 2012

ORD

Call Options

Written

-1,000,000

4.8000

American

16 Aug 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.