Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		4 February 2013
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,609,419		0.04%		45,661,624		0.64%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		44,126,597		0.62%		1,297,569		0.02%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			46,736,016		0.66%		46,959,193		0.66%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		6,200,000		0.32%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			6,200,000		0.32%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		619		3.9485 GBP
ORD		Purchase		538		3.9105 GBP
ORD		Purchase		1,483		3.8691 GBP
ORD		Purchase		1,989		3.8625 GBP
ORD		Purchase		2,003		3.9175 GBP
ORD		Purchase		4,100		48.0500 HKD
ORD		Purchase		4,100		48.1500 HKD
ORD		Purchase		4,700		48.3000 HKD
ORD		Purchase		5,493		3.8904 GBP
ORD		Purchase		7,300		48.2500 HKD
ORD		Purchase		8,900		48.2000 HKD
ORD		Purchase		14,256		3.8720 GBP
ORD		Purchase		16,986		3.8863 GBP
ORD		Purchase		24,900		3.8738 GBP
ORD		Purchase		40,911		3.9009 GBP
ORD		Purchase		85,089		3.8958 GBP
ORD		Purchase		106,674		3.8782 GBP
ORD		Purchase		166,300		3.9043 GBP
ORD		Sale		451		3.9105 GBP
ORD		Sale		686		3.9250 GBP
ORD		Sale		3,317		3.9003 GBP
ORD		Sale		3,506		3.9368 GBP
ORD		Sale		4,927		3.9091 GBP
ORD		Sale		4,976		3.8836 GBP
ORD		Sale		6,111		3.9268 GBP
ORD		Sale		6,400		3.8839 GBP
ORD		Sale		12,299		3.8982 GBP
ORD		Sale		13,698		3.8819 GBP
ORD		Sale		18,450		3.9078 GBP
ORD		Sale		29,100		48.2005 HKD
ORD		Sale		44,934		3.8817 GBP
ORD		Sale		62,525		3.8913 GBP
ORD		Sale		77,300		3.8720 GBP
ORD		Sale		116,524		3.9530 GBP
ORD		Sale		223,044		3.8800 GBP
ORD		Sale		660,000		3.8677 GBP
ORD		Sale		364,541		3.8867 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		2,698		3.9221 GBP
ORD		CFD		Long		12,280		3.9322 GBP
ORD		CFD		Long		29,507		3.8973 GBP
ORD		SWAP		Long		116,524		3.9530 GBP
ORD		CFD		Long		660,000		3.8677 GBP
ORD		CFD		Short		10,387		3.9304 GBP
ORD		CFD		Short		32,440		3.8519 GBP
ORD		CFD		Short		80,818		3.8733 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	6 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.