Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 22 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,302,033 0.06% 47,149,101 0.66%
           
(2) Derivatives (other than
options): 43,070,726 0.61% 3,201,415 0.05%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
47,372,759 0.67% 50,350,516 0.71%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,900,000 0.30% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,900,000 0.30% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 43.2000 HKD
ORD Purchase 484 3.7160 GBP
ORD Purchase 800 43.3500 HKD
ORD Purchase 1,000 44.2000 HKD
ORD Purchase 1,000 44.3000 HKD
ORD Purchase 1,100 44.2500 HKD
ORD Purchase 1,278 3.7310 GBP
ORD Purchase 1,766 3.7646 GBP
ORD Purchase 2,595 3.7627 GBP
ORD Purchase 2,814 3.7697 GBP
ORD Purchase 3,300 44.3500 HKD
ORD Purchase 3,600 44.4000 HKD
ORD Purchase 4,853 3.7577 GBP
ORD Purchase 7,979 3.7510 GBP
ORD Purchase 8,517 3.7583 GBP
ORD Purchase 10,548 3.7498 GBP
ORD Purchase 12,967 3.7360 GBP
ORD Purchase 26,762 3.7572 GBP
ORD Purchase 28,268 3.7605 GBP
ORD Purchase 54,769 3.7585 GBP
ORD Purchase 67,291 3.7596 GBP
ORD Purchase 100,000 3.7374 GBP
ORD Purchase 152,062 3.7575 GBP
ORD Purchase 249,101 3.7547 GBP
ORD Purchase 319,557 3.7584 GBP
ORD Sale 900 3.7295 GBP
ORD Sale 1,000 44.3000 HKD
ORD Sale 1,115 3.7360 GBP
ORD Sale 1,500 3.7660 GBP
ORD Sale 1,766 3.7646 GBP
ORD Sale 2,600 44.4000 HKD
ORD Sale 5,003 3.7649 GBP
ORD Sale 5,606 3.7631 GBP
ORD Sale 9,000 44.3500 HKD
ORD Sale 9,500 44.2500 HKD
ORD Sale 10,206 3.7499 GBP
ORD Sale 10,600 44.2518 HKD
ORD Sale 12,737 3.7605 GBP
ORD Sale 30,224 3.7681 GBP
ORD Sale 32,430 3.7674 GBP
ORD Sale 37,186 3.7622 GBP
ORD Sale 51,014 3.7699 GBP
ORD Sale 68,693 3.7615 GBP
ORD Sale 75,418 3.7677 GBP
ORD Sale 78,570 3.7616 GBP
ORD Sale 93,549 3.7691 GBP
ORD Sale 120,945 3.7593 GBP
ORD Sale 172,295 3.7601 GBP
ORD Sale 186,605 3.7611 GBP
ORD Sale 305,000 3.7562 GBP
ORD Sale 205,082 3.7604 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,490 3.7365 GBP
ORD SWAP Long 2,400 3.7523 GBP
ORD CFD Long 6,140 3.7594 GBP
ORD CFD Long 22,000 44.2577 HKD
ORD CFD Long 26,457 3.7617 GBP
ORD CFD Long 190,630 3.7601 GBP
ORD CFD Long 254,998 3.7693 GBP
ORD CFD Short 200 44.4289 HKD
ORD CFD Short 300 3.7503 GBP
ORD SWAP Short 484 3.7159 GBP
ORD SWAP Short 1,037 3.7194 GBP
ORD CFD Short 22,000 3.7465 GBP
ORD CFD Short 34,897 3.7561 GBP
ORD CFD Short 100,000 3.7374 GBP
ORD CFD Short 173,445 3.7528 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

26 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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