Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 25 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,689,197 0.07% 48,418,617 0.68%
           
(2) Derivatives (other than
options): 43,644,785 0.61% 3,370,247 0.05%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
48,333,982 0.68% 51,788,864 0.73%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,900,000 0.30% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,900,000 0.30% 0 0.00%
Class of relevant security:     ADR            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
0 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 3.7759 GBP
ORD Purchase 679 3.8195 GBP
ORD Purchase 1,000 44.1000 HKD
ORD Purchase 1,300 44.1500 HKD
ORD Purchase 1,600 44.3500 HKD
ORD Purchase 2,000 44.4000 HKD
ORD Purchase 2,200 44.2000 HKD
ORD Purchase 3,552 3.7805 GBP
ORD Purchase 6,000 44.4500 HKD
ORD Purchase 6,500 44.5000 HKD
ORD Purchase 7,435 3.7952 GBP
ORD Purchase 9,115 3.7883 GBP
ORD Purchase 15,259 3.8311 GBP
ORD Purchase 15,461 3.7738 GBP
ORD Purchase 19,672 3.7733 GBP
ORD Purchase 31,346 3.8130 GBP
ORD Purchase 37,610 3.7818 GBP
ORD Purchase 47,912 3.7837 GBP
ORD Purchase 55,496 3.7954 GBP
ORD Purchase 72,304 3.8091 GBP
ORD Purchase 264,128 3.8087 GBP
ORD Purchase 281,814 3.8072 GBP
ORD Purchase 415,987 3.7986 GBP
ORD Purchase 595,350 3.8065 GBP
ORD Purchase 739,582 3.8078 GBP
ORD Purchase 2,010,629 3.8084 GBP
ORD Sale 100 3.7759 GBP
ORD Sale 1,915 3.7875 GBP
ORD Sale 1,930 3.7929 GBP
ORD Sale 2,200 44.2000 HKD
ORD Sale 3,125 3.7836 GBP
ORD Sale 4,888 3.7982 GBP
ORD Sale 8,372 3.8188 GBP
ORD Sale 13,998 3.7770 GBP
ORD Sale 16,100 44.4540 HKD
ORD Sale 24,548 3.8082 GBP
ORD Sale 28,939 3.7892 GBP
ORD Sale 29,707 3.7991 GBP
ORD Sale 33,914 3.7865 GBP
ORD Sale 48,009 3.8326 GBP
ORD Sale 74,277 3.8002 GBP
ORD Sale 84,469 3.8195 GBP
ORD Sale 94,706 3.8013 GBP
ORD Sale 133,361 3.8005 GBP
ORD Sale 181,847 3.7958 GBP
ORD Sale 224,965 3.8018 GBP
ORD Sale 226,158 3.8003 GBP
ORD Sale 288,855 3.8010 GBP
ORD Sale 4,000,000 3.8079 GBP
ORD (traded as ADR) Purchase 5,000 11.3352 USD
ORD (traded as ADR) Sale 5,000 11.3352 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 17,774 3.7870 GBP
ORD CFD Long 11,134 3.7885 GBP
ORD SWAP Long 67,881 3.8014 GBP
ORD SWAP Long 70,570 3.8021 GBP
ORD CFD Long 93,820 3.7922 GBP
ORD SWAP Long 319,671 3.8016 GBP
ORD SWAP Short 1,800 3.7824 GBP
ORD CFD Short 2,300 44.1843 HKD
ORD SWAP Short 6,400 3.7777 GBP
ORD SWAP Short 15,461 3.7738 GBP
ORD SWAP Short 23,224 3.7744 GBP
ORD CFD Short 46,260 3.8014 GBP
ORD CFD Short 50,000 3.7788 GBP
ORD CFD Short 122,585 3.7830 GBP
ORD CFD Short 291,163 3.8059 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

27 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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