Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 19 March 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,500,645 0.05% 45,460,937 0.64%
           
(2) Derivatives (other than
options): 40,354,603 0.57% 1,374,762 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
43,855,248 0.62% 46,835,699 0.66%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,500,000 0.20% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
4,500,000 0.20% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 782 3.7100 GBP
ORD Purchase 1,059 3.6819 GBP
ORD Purchase 2,000 44.8000 HKD
ORD Purchase 2,142 3.7330 GBP
ORD Purchase 2,489 3.7165 GBP
ORD Purchase 2,782 3.7035 GBP
ORD Purchase 3,107 3.6985 GBP
ORD Purchase 3,263 3.7221 GBP
ORD Purchase 5,769 3.7170 GBP
ORD Purchase 9,818 3.6997 GBP
ORD Purchase 10,920 3.7178 GBP
ORD Purchase 11,458 3.7040 GBP
ORD Purchase 15,711 3.7240 GBP
ORD Purchase 35,218 3.7131 GBP
ORD Purchase 35,238 3.7123 GBP
ORD Purchase 46,416 3.7149 GBP
ORD Purchase 47,114 3.7017 GBP
ORD Purchase 95,400 3.6990 GBP
ORD Purchase 139,073 3.6905 GBP
ORD Purchase 158,269 3.7130 GBP
ORD Purchase 225,146 3.7117 GBP
ORD Purchase 233,988 3.7104 GBP
ORD Purchase 414,853 3.7078 GBP
ORD Purchase 625,000 3.7047 GBP
ORD Purchase 860,000 3.7074 GBP
ORD Sale 67 3.7040 GBP
ORD Sale 2,085 3.7037 GBP
ORD Sale 2,100 44.8000 HKD
ORD Sale 2,433 3.7220 GBP
ORD Sale 3,070 3.6905 GBP
ORD Sale 3,075 3.6909 GBP
ORD Sale 3,262 3.7221 GBP
ORD Sale 3,846 3.7032 GBP
ORD Sale 5,000 3.7029 GBP
ORD Sale 8,000 3.7005 GBP
ORD Sale 9,430 3.7127 GBP
ORD Sale 14,941 3.7330 GBP
ORD Sale 20,430 3.7114 GBP
ORD Sale 28,493 3.6983 GBP
ORD Sale 31,342 3.7136 GBP
ORD Sale 46,597 3.7334 GBP
ORD Sale 58,899 3.7142 GBP
ORD Sale 78,931 3.7182 GBP
ORD Sale 80,355 3.7295 GBP
ORD Sale 135,325 3.7326 GBP
ORD Sale 144,184 3.7012 GBP
ORD Sale 229,985 3.6990 GBP
ORD Sale 252,551 3.7093 GBP
ORD Sale 256,475 3.7055 GBP
ORD Sale 375,942 3.7007 GBP
ORD Sale 840,810 3.7024 GBP
ORD (traded as ADR) Purchase 800 11.2500 USD
ORD (traded as ADR) Sale 800 11.2500 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 100 44.7410 HKD
ORD SWAP Long 751 3.6836 GBP
ORD CFD Long 5,022 3.7277 GBP
ORD CFD Long 229,234 3.6988 GBP
ORD CFD Short 800 3.7313 GBP
ORD SWAP Short 13,200 3.7065 GBP
ORD SWAP Short 17,374 3.7076 GBP
ORD SWAP Short 32,023 3.7071 GBP
ORD CFD Short 32,263 3.7232 GBP
ORD CFD Short 32,803 3.6937 GBP
ORD CFD Short 68,320 3.7231 GBP
ORD CFD Short 135,055 3.7093 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

21 Mar 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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