Form 8.5 (EPT/NON-RI) Glencore International Pl...

Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 10 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,422,430 0.06% 42,120,374 0.59%
           
(2) Derivatives (other than
options): 37,749,904 0.53% 2,459,105 0.03%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
42,172,334 0.59% 44,579,479 0.63%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,100,000 0.13% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,100,000 0.13% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Sale 1,000,000 118.7000 USD
ORD Purchase 200 42.1500 HKD
ORD Purchase 257 3.5870 GBP
ORD Purchase 723 3.6065 GBP
ORD Purchase 800 42.8500 HKD
ORD Purchase 1,100 42.5500 HKD
ORD Purchase 1,300 42.6000 HKD
ORD Purchase 1,390 3.5904 GBP
ORD Purchase 1,800 42.7000 HKD
ORD Purchase 2,000 42.2000 HKD
ORD Purchase 2,400 42.2500 HKD
ORD Purchase 2,921 3.5915 GBP
ORD Purchase 3,400 42.8000 HKD
ORD Purchase 3,877 3.5954 GBP
ORD Purchase 4,400 42.7500 HKD
ORD Purchase 7,164 3.5750 GBP
ORD Purchase 9,577 3.5750 GBP
ORD Purchase 18,136 3.5982 GBP
ORD Purchase 20,903 3.6074 GBP
ORD Purchase 27,281 3.6105 GBP
ORD Purchase 52,308 3.5956 GBP
ORD Purchase 69,559 3.5996 GBP
ORD Purchase 90,700 3.5902 GBP
ORD Purchase 134,628 3.6107 GBP
ORD Purchase 145,318 3.5934 GBP
ORD Purchase 541,497 3.5968 GBP
ORD Sale 100 42.0000 HKD
ORD Sale 257 3.5870 GBP
ORD Sale 612 3.6010 GBP
ORD Sale 1,969 3.6049 GBP
ORD Sale 9,335 3.5750 GBP
ORD Sale 10,535 3.5992 GBP
ORD Sale 12,215 3.5943 GBP
ORD Sale 12,498 3.5788 GBP
ORD Sale 13,339 3.5962 GBP
ORD Sale 17,400 42.5962 HKD
ORD Sale 28,037 3.5924 GBP
ORD Sale 48,593 3.6020 GBP
ORD Sale 57,980 3.5963 GBP
ORD Sale 65,823 3.5996 GBP
ORD Sale 65,972 3.5968 GBP
ORD Sale 99,771 3.5930 GBP
ORD Sale 172,000 3.5980 GBP
ORD Sale 243,476 3.5916 GBP
ORD (traded as ADR) Purchase 54 10.9600 USD
ORD (traded as ADR) Purchase 136 10.8900 USD
ORD (traded as ADR) Purchase 2,000 10.9140 USD
ORD (traded as ADR) Sale 54 10.9600 USD
ORD (traded as ADR) Sale 136 10.8900 USD
ORD (traded as ADR) Sale 2,000 10.9140 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 76,250 3.5746 GBP
ORD SWAP Short 779 3.5883 GBP
ORD SWAP Short 136,561 3.6106 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

12 Apr 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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