Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		16 October 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		3,086,170		0.04%		32,053,553		0.45%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		28,931,770		0.41%		911,028		0.01%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,363,800		0.02%		250,000		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			33,381,740		0.47%		33,214,581		0.47%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		4,700,000		0.20%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			4,700,000		0.20%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		5,000,000		121.6250 USD
Convertible Bond		Sale		2,000,000		122.2500 USD
ORD		Purchase		200		41.9500 HKD
ORD		Purchase		200		42.3500 HKD
ORD		Purchase		500		42.2000 HKD
ORD		Purchase		800		3.3929 GBP
ORD		Purchase		800		42.3000 HKD
ORD		Purchase		900		42.1000 HKD
ORD		Purchase		1,100		41.9000 HKD
ORD		Purchase		1,913		3.3748 GBP
ORD		Purchase		2,247		3.3964 GBP
ORD		Purchase		2,745		3.3865 GBP
ORD		Purchase		3,100		42.2500 HKD
ORD		Purchase		4,079		3.3810 GBP
ORD		Purchase		4,600		42.0500 HKD
ORD		Purchase		8,708		3.3539 GBP
ORD		Purchase		8,800		3.3894 GBP
ORD		Purchase		9,500		42.0000 HKD
ORD		Purchase		10,374		3.3927 GBP
ORD		Purchase		13,046		3.3891 GBP
ORD		Purchase		32,591		3.3877 GBP
ORD		Purchase		34,856		3.3738 GBP
ORD		Purchase		62,308		3.3919 GBP
ORD		Purchase		73,146		3.3879 GBP
ORD		Purchase		77,323		3.3899 GBP
ORD		Purchase		174,959		3.3911 GBP
ORD		Purchase		233,592		3.3902 GBP
ORD		Purchase		413,968		3.3861 GBP
ORD		Sale		100		41.9500 HKD
ORD		Sale		200		42.0500 HKD
ORD		Sale		200		42.3000 HKD
ORD		Sale		200		42.3500 HKD
ORD		Sale		400		42.0000 HKD
ORD		Sale		579		3.3963 GBP
ORD		Sale		855		3.3695 GBP
ORD		Sale		1,125		3.3950 GBP
ORD		Sale		1,335		3.3873 GBP
ORD		Sale		2,160		3.3947 GBP
ORD		Sale		2,560		3.3956 GBP
ORD		Sale		3,600		41.9763 HKD
ORD		Sale		6,081		3.3884 GBP
ORD		Sale		8,216		3.3941 GBP
ORD		Sale		11,075		3.3905 GBP
ORD		Sale		15,896		3.3829 GBP
ORD		Sale		16,900		42.0834 HKD
ORD		Sale		24,942		3.3883 GBP
ORD		Sale		30,200		3.3918 GBP
ORD		Sale		31,000		3.3833 GBP
ORD		Sale		42,737		3.3863 GBP
ORD		Sale		54,288		3.3933 GBP
ORD		Sale		88,622		3.3902 GBP
ORD		Sale		198,901		3.3817 GBP
ORD		Sale		339,169		3.3898 GBP
ORD		Sale		426,630		3.3558 GBP
ORD		Sale		7,000,000		3.3865 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,000		3.3751 GBP
ORD		SWAP		Long		1,500		3.3924 GBP
ORD		CFD		Long		7,647		3.3945 GBP
ORD		SWAP		Long		13,300		3.3962 GBP
ORD		CFD		Long		31,000		3.3833 GBP
ORD		SWAP		Long		84,488		3.3928 GBP
ORD		CFD		Long		170,751		3.3798 GBP
ORD		CFD		Short		100		41.9503 HKD
ORD		CFD		Short		100		42.0531 HKD
ORD		CFD		Short		4,079		3.3810 GBP
ORD		CFD		Short		6,341		3.3720 GBP
ORD		CFD		Short		8,708		3.3539 GBP
ORD		SWAP		Short		33,939		3.3891 GBP
ORD		CFD		Short		34,856		3.3738 GBP
ORD		CFD		Short		41,834		3.3925 GBP
ORD		SWAP		Short		105,630		3.3900 GBP
ORD		CFD		Short		123,542		3.3912 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant	Â	Product description	Â	Number of	Â	Exercise price per
security		Â		securities		unit
ORD		Call Options		363,800		4.1 GBP
ORD		Call Options		727,600		4.1 GBP

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	17 Oct 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Call Options

Purchased

363,800

3.8500

European

13 Nov 2012

ORD

Put Options

Purchased

1,000,000

3.2000

American

18 Oct 2012

ORD

Call Options

Written

-250,000

3.6000

American

18 Oct 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.