FORM 8.5 (EPT/NON-RI) Glencore International Plc

FORM 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   Barclays Capital Securities Ltd
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 18 April 2012
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect XSTRATA PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,029,695 0.01% 10,647,960 0.15%
           
(2) Derivatives (other than
options): 9,153,391 0.13% 359,743 0.01%
           
(3) Options and agreements to
purchase/sell: 850,000 0.01% 2,325,900 0.03%
           
(4) TOTAL:
11,033,086 0.16% 13,333,603 0.19%
Class of relevant security:     Convertible Bond            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,500,000 0.07% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,500,000 0.07% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 517 4.1533 GBP
ORD Purchase 700 4.0925 GBP
ORD Purchase 800 4.0972 GBP
ORD Purchase 1,000 4.1063 GBP
ORD Purchase 1,200 50.7000 HKD
ORD Purchase 1,242 4.1078 GBP
ORD Purchase 1,467 4.0948 GBP
ORD Purchase 1,500 4.1473 GBP
ORD Purchase 1,703 4.1025 GBP
ORD Purchase 2,800 4.1035 GBP
ORD Purchase 3,860 4.1396 GBP
ORD Purchase 4,000 50.6000 HKD
ORD Purchase 4,700 50.3500 HKD
ORD Purchase 5,020 4.1125 GBP
ORD Purchase 5,200 50.5500 HKD
ORD Purchase 6,400 50.4500 HKD
ORD Purchase 7,500 50.5000 HKD
ORD Purchase 10,662 4.1158 GBP
ORD Purchase 22,566 4.1372 GBP
ORD Purchase 28,753 4.1194 GBP
ORD Purchase 35,842 4.1357 GBP
ORD Purchase 43,700 4.0966 GBP
ORD Purchase 45,100 50.4000 HKD
ORD Purchase 52,448 4.1133 GBP
ORD Purchase 123,286 4.1246 GBP
ORD Purchase 168,632 4.1251 GBP
ORD Purchase 364,950 4.1204 GBP
ORD Sale 1,000 4.1490 GBP
ORD Sale 1,685 4.0889 GBP
ORD Sale 2,273 4.1102 GBP
ORD Sale 2,798 4.0961 GBP
ORD Sale 3,413 4.1495 GBP
ORD Sale 4,692 4.0904 GBP
ORD Sale 5,020 4.1129 GBP
ORD Sale 5,432 4.1185 GBP
ORD Sale 7,751 4.1203 GBP
ORD Sale 8,271 4.1371 GBP
ORD Sale 16,889 4.0984 GBP
ORD Sale 20,700 50.4185 HKD
ORD Sale 28,568 4.1168 GBP
ORD Sale 79,326 4.1224 GBP
ORD Sale 135,118 4.1166 GBP
ORD Sale 141,025 4.1209 GBP
ORD Sale 500,000 4.1481 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 4,620 4.0987 GBP
ORD CFD Long 53,313 4.0981 GBP
ORD CFD Short 53,400 50.5052 HKD
ORD CFD Short 69,989 4.1063 GBP
ORD CFD Short 97,676 4.1112 GBP
ORD CFD Short 152,791 4.1100 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

19 Apr 2012

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays Capital Securities Ltd
are being disclosed:  
Name of offeror/offeree in relation to whose GLENCORE INTL PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased 600,000 3.7500 European 24 Apr 2012
ORD Put Options Purchased 250,000 4.4000 American 20 Apr 2012
ORD Put Options Written -1,000,000 4.8000 American 20 Apr 2012
ORD Call Options Written -75,900 4.3890 European 6 Jul 2012
ORD Call Options Written -250,000 4.6000 American 20 Apr 2012
ORD Call Options Written -1,000,000 4.8000 American 20 Apr 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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