FORM 8.5 (EPT/NON-RI) Glencore International Plc

FORM 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 22 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,830,091 0.10% 43,077,847 0.61%
           
(2) Derivatives (other than
options): 38,746,888 0.55% 4,451,199 0.06%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,576,979 0.64% 47,529,046 0.67%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,900,000 0.16% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,900,000 0.16% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 37.5000 HKD
ORD Purchase 1,678 3.0806 GBP
ORD Purchase 1,817 3.0837 GBP
ORD Purchase 1,828 3.0678 GBP
ORD Purchase 2,682 3.0704 GBP
ORD Purchase 3,219 3.1181 GBP
ORD Purchase 8,623 3.1279 GBP
ORD Purchase 22,812 3.0879 GBP
ORD Purchase 22,821 3.0941 GBP
ORD Purchase 30,700 37.4114 HKD
ORD Purchase 35,292 3.0917 GBP
ORD Purchase 36,773 3.1049 GBP
ORD Purchase 47,866 3.0972 GBP
ORD Purchase 142,574 3.0575 GBP
ORD Purchase 142,574 3.0790 GBP
ORD Purchase 229,962 3.0942 GBP
ORD Purchase 287,000 3.0746 GBP
ORD Purchase 302,047 3.0984 GBP
ORD Sale 100 37.2500 HKD
ORD Sale 200 37.5500 HKD
ORD Sale 200 37.6000 HKD
ORD Sale 300 37.1500 HKD
ORD Sale 300 37.8000 HKD
ORD Sale 374 3.1400 GBP
ORD Sale 762 3.1455 GBP
ORD Sale 800 37.6500 HKD
ORD Sale 1,000 37.4500 HKD
ORD Sale 1,100 37.1000 HKD
ORD Sale 1,500 37.2000 HKD
ORD Sale 1,500 37.3500 HKD
ORD Sale 1,500 37.8500 HKD
ORD Sale 1,810 3.0760 GBP
ORD Sale 5,500 37.3000 HKD
ORD Sale 5,800 37.5000 HKD
ORD Sale 8,623 3.1280 GBP
ORD Sale 10,900 37.4000 HKD
ORD Sale 12,440 3.1356 GBP
ORD Sale 16,653 3.0963 GBP
ORD Sale 23,167 3.1009 GBP
ORD Sale 32,000 3.1320 GBP
ORD Sale 33,393 3.0679 GBP
ORD Sale 63,493 3.1348 GBP
ORD Sale 71,265 3.0740 GBP
ORD Sale 141,753 3.1192 GBP
ORD Sale 151,782 3.1360 GBP
ORD Sale 164,647 3.1077 GBP
ORD Sale 176,319 3.1297 GBP
ORD Sale 265,611 3.0996 GBP
ORD (traded as ADR) Purchase 200 9.3000 USD
ORD (traded as ADR) Purchase 3,000 9.4106 USD
ORD (traded as ADR) Sale 200 9.3000 USD
ORD (traded as ADR) Sale 3,000 9.4106 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Short 629 3.1737 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

23 Apr 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

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