Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:     BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose   GLENCORE INTL PLC
  relevant securities this form relates:      
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected        
(d) Date position held/dealing undertaken:     25 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer?       XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests   Short Positions
Number   (%) Number   (%)
(1)   Relevant securities owned  
and/or controlled: 11,571,956 0.16% 44,928,652 0.63%
           
(2) Derivatives (other than
options): 40,749,935 0.57% 9,261,826 0.13%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
52,321,891 0.74% 54,190,478 0.76%
           
Class of relevant security: Convertible Bond XS0475310396
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,500,000 0.11% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
2,500,000 0.11% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale Number of   Price per unit
security       securities    
Convertible Bond   Purchase   2,000,000   116.0000 USD
Convertible Bond   Sale   200,000   116.5000 USD
ORD   Purchase   200   38.5500 HKD
ORD   Purchase   200   38.9500 HKD
ORD   Purchase   200   39.2500 HKD
ORD   Purchase   300   39.0000 HKD
ORD   Purchase   400   38.2500 HKD
ORD   Purchase   400   38.3000 HKD
ORD   Purchase   416   3.2690 GBP
ORD   Purchase   418   3.2655 GBP
ORD   Purchase   600   38.8500 HKD
ORD   Purchase   800   39.4500 HKD
ORD   Purchase   900   38.9000 HKD
ORD   Purchase   1,000   39.5000 HKD
ORD   Purchase   1,200   38.2000 HKD
ORD   Purchase   1,762   3.3047 GBP
ORD   Purchase   2,100   38.5000 HKD
ORD   Purchase   2,100   39.3190 HKD
ORD   Purchase   2,300   38.7500 HKD
ORD   Purchase   2,500   38.3500 HKD
ORD   Purchase   2,600   38.4000 HKD
ORD   Purchase   5,500   38.8000 HKD
ORD   Purchase   6,373   3.3075 GBP
ORD   Purchase   12,398   3.2953 GBP
ORD   Purchase   16,457   3.3105 GBP
ORD   Purchase   19,520   3.3072 GBP
ORD   Purchase   39,768   3.2833 GBP
ORD   Purchase   40,295   3.2799 GBP
ORD   Purchase   128,875   3.3089 GBP
ORD   Purchase   159,214   3.2875 GBP
ORD   Purchase   178,242   3.3095 GBP
ORD   Purchase   235,954   3.3087 GBP
ORD   Purchase   290,628   3.3106 GBP
ORD   Sale   300   3.3080 GBP
ORD   Sale   372   3.2703 GBP
ORD   Sale   900   38.6000 HKD
ORD   Sale   1,000   38.2500 HKD
ORD   Sale   1,000   39.1500 HKD
ORD   Sale   1,000   39.5000 HKD
ORD   Sale   1,100   38.5000 HKD
ORD   Sale   1,408   3.2920 GBP
ORD   Sale   1,532   3.2817 GBP
ORD   Sale   1,621   3.2859 GBP
ORD   Sale   2,000   38.4000 HKD
ORD   Sale   2,532   3.2925 GBP
ORD   Sale   3,600   39.2000 HKD
ORD   Sale   3,891   3.3225 GBP
ORD   Sale   5,308   3.2953 GBP
ORD   Sale   8,644   3.3029 GBP
ORD   Sale   15,900   38.5713 HKD
ORD   Sale   17,578   3.2802 GBP
ORD   Sale   19,237   3.2976 GBP
ORD   Sale   43,052   3.2926 GBP
ORD   Sale   55,629   3.2936 GBP
ORD   Sale   94,304   3.2933 GBP
ORD   Sale   131,827   3.2898 GBP
ORD   Sale   143,300   3.2865 GBP
ORD   Sale   144,042   3.2966 GBP
ORD   Sale   169,006   3.3210 GBP
ORD   Sale   190,945   3.2999 GBP
ORD   Sale   297,736   3.2980 GBP
ORD   Sale   418,476   3.2904 GBP
ORD (traded as ADR)   Purchase   600   10.1200 USD
ORD (traded as ADR)   Sale   600   10.1200 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of Price per
relevant description reference unit
security           securities  
ORD   CFD   Long   100 38.4523 HKD
ORD   CFD   Long   1,621 3.2859 GBP
ORD   CFD   Long   3,500 39.1527 HKD
ORD   CFD   Long   5,047 3.2935 GBP
ORD   CFD   Long   5,300 3.3012 GBP
ORD   SWAP   Long   5,308 3.2952 GBP
ORD   CFD   Long   11,951 3.2597 GBP
ORD   CFD   Long   14,000 3.2943 GBP
ORD   CFD   Long   29,925 3.2652 GBP
ORD   CFD   Long   70,242 3.3072 GBP
ORD   CFD   Long   368,136 3.2881 GBP
ORD   SWAP   Short   668 3.2731 GBP
ORD   CFD   Short   3,500 3.2797 GBP
ORD   CFD   Short   5,300 39.0459 HKD
ORD   CFD   Short   3,187 3.2803 GBP
ORD   SWAP   Short   20,000 3.3143 GBP
ORD   CFD   Short   27,139 3.3010 GBP
ORD   CFD   Short   40,286 3.2831 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:     26 Apr 2013
Contact name:     Geoff Smith
Telephone number:     0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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