Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		29 January 2013
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,695,652		0.04%		45,323,118		0.64%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		43,156,201		0.61%		706,763		0.01%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			45,851,853		0.65%		46,029,881		0.65%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		6,200,000		0.32%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			6,200,000		0.32%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		300		3.9095 GBP
ORD		Purchase		600		47.7500 HKD
ORD		Purchase		1,254		3.9270 GBP
ORD		Purchase		1,518		3.9587 GBP
ORD		Purchase		1,800		47.8000 HKD
ORD		Purchase		2,800		47.9000 HKD
ORD		Purchase		5,100		47.8500 HKD
ORD		Purchase		5,166		3.9127 GBP
ORD		Purchase		13,667		3.9600 GBP
ORD		Purchase		32,813		3.9209 GBP
ORD		Purchase		34,281		3.9110 GBP
ORD		Purchase		85,315		3.9418 GBP
ORD		Purchase		143,707		3.9245 GBP
ORD		Purchase		221,179		3.9350 GBP
ORD		Purchase		250,000		3.9064 GBP
ORD		Purchase		750,000		3.9354 GBP
ORD		Purchase		1,771,417		3.8917 GBP
ORD		Sale		100		3.8840 GBP
ORD		Sale		100		3.9190 GBP
ORD		Sale		100		47.8000 HKD
ORD		Sale		100		47.8500 HKD
ORD		Sale		200		3.9050 GBP
ORD		Sale		200		47.9000 HKD
ORD		Sale		384		3.9030 GBP
ORD		Sale		2,552		3.8998 GBP
ORD		Sale		2,910		3.8969 GBP
ORD		Sale		4,422		3.9600 GBP
ORD		Sale		5,795		3.9085 GBP
ORD		Sale		6,145		3.8990 GBP
ORD		Sale		6,464		3.8977 GBP
ORD		Sale		9,289		3.9141 GBP
ORD		Sale		9,498		3.9118 GBP
ORD		Sale		10,300		47.8490 HKD
ORD		Sale		14,595		3.9114 GBP
ORD		Sale		25,124		3.9428 GBP
ORD		Sale		38,971		3.9078 GBP
ORD		Sale		50,475		3.9215 GBP
ORD		Sale		61,000		3.9145 GBP
ORD		Sale		62,988		3.9183 GBP
ORD		Sale		65,766		3.9157 GBP
ORD		Sale		81,330		3.9105 GBP
ORD		Sale		134,440		3.9335 GBP
ORD		Sale		142,965		3.9128 GBP
ORD		Sale		178,998		3.8972 GBP
ORD		Sale		247,571		3.9572 GBP
ORD		Sale		605,057		3.9366 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		400		47.8029 HKD
ORD		CFD		Long		3,399		3.8837 GBP
ORD		CFD		Long		3,802		3.9591 GBP
ORD		CFD		Long		5,795		3.9085 GBP
ORD		CFD		Long		18,444		3.9057 GBP
ORD		CFD		Long		61,000		3.9145 GBP
ORD		CFD		Long		247,571		3.9572 GBP
ORD		CFD		Short		100		3.9161 GBP
ORD		CFD		Short		2,521		3.9666 GBP
ORD		SWAP		Short		4,034		3.9527 GBP
ORD		CFD		Short		18,267		3.9143 GBP
ORD		CFD		Short		72,114		3.9471 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	30 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.