Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		15 November 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		4,326,927		0.06%		28,823,602		0.41%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		25,832,725		0.36%		2,003,771		0.03%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,000,000		0.01%		250,000		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			31,159,652		0.44%		31,077,373		0.44%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,300,000		0.10%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			2,300,000		0.10%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		41.0000 HKD
ORD		Purchase		600		3.2998 GBP
ORD		Purchase		700		3.2917 GBP
ORD		Purchase		4,790		3.2515 GBP
ORD		Purchase		17,458		3.2538 GBP
ORD		Purchase		18,080		3.2913 GBP
ORD		Purchase		20,000		3.2549 GBP
ORD		Purchase		22,504		3.2922 GBP
ORD		Purchase		24,083		3.2818 GBP
ORD		Purchase		37,861		3.2618 GBP
ORD		Purchase		47,560		3.2763 GBP
ORD		Purchase		129,497		3.2735 GBP
ORD		Purchase		150,466		3.2568 GBP
ORD		Purchase		152,570		3.2920 GBP
ORD		Purchase		310,541		3.2577 GBP
ORD		Purchase		500,000		3.2834 GBP
ORD		Purchase		1,107,067		3.2609 GBP
ORD		Purchase		1,502,265		3.2872 GBP
ORD		Purchase		1,982,500		3.2782 GBP
ORD		Sale		487		3.2588 GBP
ORD		Sale		1,500		3.2590 GBP
ORD		Sale		4,336		3.2766 GBP
ORD		Sale		8,872		3.2505 GBP
ORD		Sale		9,148		3.2855 GBP
ORD		Sale		16,496		3.2546 GBP
ORD		Sale		48,866		3.2767 GBP
ORD		Sale		78,629		3.2535 GBP
ORD		Sale		78,705		3.2816 GBP
ORD		Sale		80,355		3.2724 GBP
ORD		Sale		82,922		3.2835 GBP
ORD		Sale		115,102		3.2807 GBP
ORD		Sale		144,071		3.2768 GBP
ORD		Sale		144,476		3.2747 GBP
ORD		Sale		206,568		3.2656 GBP
ORD		Sale		280,303		3.2794 GBP
ORD		Sale		347,308		3.2625 GBP
ORD		Sale		388,510		3.2604 GBP
ORD		Sale		420,302		3.2785 GBP
ORD		Sale		433,678		3.2777 GBP
ORD		Sale		550,064		3.2488 GBP
ORD		Sale		1,399,205		3.2619 GBP
ORD		Sale		1,648,525		3.2957 GBP
ORD		Sale		1,762,404		3.2627 GBP
ORD (traded as ADR)		Purchase		1,200		10.2500 USD
ORD (traded as ADR)		Sale		1,200		10.2500 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		5,706		3.2827 GBP
ORD		SWAP		Long		6,600		3.2559 GBP
ORD		CFD		Long		26,240		3.2769 GBP
ORD		CFD		Long		27,173		3.2795 GBP
ORD		SWAP		Long		42,493		3.2851 GBP
ORD		SWAP		Long		161,627		3.2826 GBP
ORD		SWAP		Long		3,000,000		3.2570 GBP
ORD		CFD		Short		100		41.0492 HKD
ORD		CFD		Short		35,716		3.2763 GBP
ORD		SWAP		Short		86,952		3.2563 GBP
ORD		CFD		Short		251,215		3.2783 GBP
ORD		SWAP		Short		310,541		3.2577 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	16 Nov 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

3.2000

American

17 Nov 2012

ORD

Call Options

Written

-250,000

3.6000

American

17 Nov 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.