Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 30 January 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,840,637 0.04% 45,449,607 0.64%
           
(2) Derivatives (other than
options): 43,075,462 0.61% 708,663 0.01%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,916,099 0.65% 46,158,270 0.65%
 
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,200,000 0.32% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,200,000 0.32% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 48.1500 HKD
ORD Purchase 150 3.9250 GBP
ORD Purchase 200 48.0000 HKD
ORD Purchase 300 3.9305 GBP
ORD Purchase 300 48.2000 HKD
ORD Purchase 595 3.9345 GBP
ORD Purchase 1,666 3.9502 GBP
ORD Purchase 2,100 3.9320 GBP
ORD Purchase 2,800 48.1000 HKD
ORD Purchase 2,936 3.9381 GBP
ORD Purchase 2,962 3.9411 GBP
ORD Purchase 3,310 3.9382 GBP
ORD Purchase 4,447 3.9341 GBP
ORD Purchase 4,546 3.9404 GBP
ORD Purchase 5,000 48.3000 HKD
ORD Purchase 8,070 3.9321 GBP
ORD Purchase 13,816 3.9388 GBP
ORD Purchase 25,032 3.9409 GBP
ORD Purchase 37,544 3.9311 GBP
ORD Purchase 55,711 3.9350 GBP
ORD Purchase 117,817 3.9356 GBP
ORD Purchase 173,336 3.9385 GBP
ORD Purchase 200,000 3.9600 GBP
ORD Sale 600 48.0500 HKD
ORD Sale 1,529 3.9335 GBP
ORD Sale 1,534 3.9261 GBP
ORD Sale 1,573 3.9306 GBP
ORD Sale 2,661 3.9292 GBP
ORD Sale 2,918 3.9347 GBP
ORD Sale 3,083 3.9324 GBP
ORD Sale 6,285 3.9394 GBP
ORD Sale 7,615 3.9310 GBP
ORD Sale 9,798 3.9298 GBP
ORD Sale 11,975 3.9341 GBP
ORD Sale 13,608 3.9631 GBP
ORD Sale 33,353 3.9350 GBP
ORD Sale 40,722 3.9343 GBP
ORD Sale 61,870 3.9340 GBP
ORD Sale 100,000 3.9600 GBP
ORD Sale 145,118 3.9342 GBP
ORD Sale 200,000 3.9312 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 600 47.9889 HKD
ORD CFD Long 2,500 3.9596 GBP
ORD CFD Long 3,385 3.9315 GBP
ORD CFD Long 3,007 3.9354 GBP
ORD CFD Long 13,482 3.9341 GBP
ORD CFD Long 39,000 3.9308 GBP
ORD SWAP Short 2,100 3.9320 GBP
ORD CFD Short 2,500 48.1700 HKD
ORD SWAP Short 4,068 3.9348 GBP
ORD CFD Short 8,807 3.9415 GBP
ORD CFD Short 27,138 3.9343 GBP
ORD CFD Short 100,000 3.9600 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

31 Jan 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

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