Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 5 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,125,378 0.04% 45,469,588 0.64%
           
(2) Derivatives (other than
options): 43,571,599 0.61% 1,300,446 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
46,696,977 0.66% 46,770,034 0.66%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,700,000 0.19% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,700,000 0.19% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Sale 2,500,000 125.3750 USD
ORD Purchase 100 47.0500 HKD
ORD Purchase 174 3.8310 GBP
ORD Purchase 400 47.6000 HKD
ORD Purchase 800 47.3000 HKD
ORD Purchase 1,024 3.8382 GBP
ORD Purchase 1,200 47.3041 HKD
ORD Purchase 1,633 3.8175 GBP
ORD Purchase 2,184 3.8462 GBP
ORD Purchase 2,334 3.8326 GBP
ORD Purchase 3,425 3.8480 GBP
ORD Purchase 4,210 3.8300 GBP
ORD Purchase 8,782 3.8453 GBP
ORD Purchase 22,764 3.8425 GBP
ORD Purchase 24,543 3.8420 GBP
ORD Purchase 26,044 3.8446 GBP
ORD Purchase 41,282 3.8393 GBP
ORD Purchase 51,068 3.8491 GBP
ORD Purchase 81,659 3.8485 GBP
ORD Purchase 109,706 3.8439 GBP
ORD Purchase 144,314 3.8408 GBP
ORD Purchase 199,870 3.8447 GBP
ORD Purchase 249,600 3.8449 GBP
ORD Purchase 254,991 3.8391 GBP
ORD Purchase 300,000 3.8720 GBP
ORD Sale 100 47.3000 HKD
ORD Sale 100 47.3500 HKD
ORD Sale 174 3.8310 GBP
ORD Sale 247 3.8165 GBP
ORD Sale 400 47.6000 HKD
ORD Sale 600 47.1000 HKD
ORD Sale 1,156 3.8339 GBP
ORD Sale 2,100 3.8780 GBP
ORD Sale 2,865 3.8338 GBP
ORD Sale 3,208 3.8437 GBP
ORD Sale 4,840 3.8481 GBP
ORD Sale 5,057 3.8316 GBP
ORD Sale 5,272 3.8160 GBP
ORD Sale 22,947 3.8426 GBP
ORD Sale 37,921 3.8479 GBP
ORD Sale 41,805 3.8380 GBP
ORD Sale 56,028 3.8420 GBP
ORD Sale 57,161 3.8340 GBP
ORD Sale 85,400 3.8367 GBP
ORD Sale 91,049 3.8423 GBP
ORD Sale 197,997 3.8364 GBP
ORD Sale 207,685 3.8353 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 2,100 3.8780 GBP
ORD SWAP Long 5,272 3.8160 GBP
ORD CFD Long 85,400 3.8366 GBP
ORD CFD Long 197,997 3.8364 GBP
ORD CFD Short 500 47.5475 HKD
ORD CFD Short 600 3.8350 GBP
ORD CFD Short 800 47.3600 HKD
ORD CFD Short 29,848 3.8421 GBP
ORD SWAP Short 31,506 3.8412 GBP
ORD SWAP Short 41,649 3.8454 GBP
ORD CFD Short 67,620 3.8393 GBP
ORD CFD Short 150,148 3.8372 GBP
ORD SWAP Short 225,973 3.8436 GBP
ORD CFD Short 300,000 3.8720 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

6 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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Glencore (GLEN)
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