Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		16 November 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		4,313,247		0.06%		28,208,999		0.40%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		25,634,368		0.36%		1,989,534		0.03%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,000,000		0.01%		250,000		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			30,947,615		0.44%		30,448,533		0.43%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		2,300,000		0.10%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			2,300,000		0.10%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		40.6000 HKD
ORD		Purchase		628		3.2217 GBP
ORD		Purchase		653		3.2159 GBP
ORD		Purchase		1,100		40.7818 HKD
ORD		Purchase		1,900		3.2550 GBP
ORD		Purchase		2,994		3.2155 GBP
ORD		Purchase		3,081		3.2340 GBP
ORD		Purchase		3,398		3.2384 GBP
ORD		Purchase		3,905		3.2132 GBP
ORD		Purchase		6,903		3.2205 GBP
ORD		Purchase		13,156		3.2193 GBP
ORD		Purchase		15,285		3.2264 GBP
ORD		Purchase		23,069		3.2253 GBP
ORD		Purchase		31,258		3.2327 GBP
ORD		Purchase		44,591		3.2199 GBP
ORD		Purchase		58,586		3.2194 GBP
ORD		Purchase		81,377		3.2511 GBP
ORD		Purchase		89,272		3.2292 GBP
ORD		Purchase		100,000		3.2171 GBP
ORD		Purchase		219,179		3.2268 GBP
ORD		Purchase		219,302		3.2203 GBP
ORD		Purchase		315,079		3.2285 GBP
ORD		Purchase		2,135,000		3.2249 GBP
ORD		Sale		100		40.6000 HKD
ORD		Sale		300		3.2495 GBP
ORD		Sale		910		3.2110 GBP
ORD		Sale		1,000		40.8000 HKD
ORD		Sale		1,113		3.2070 GBP
ORD		Sale		3,753		3.2196 GBP
ORD		Sale		5,500		3.2165 GBP
ORD		Sale		6,000		3.2133 GBP
ORD		Sale		8,728		3.2154 GBP
ORD		Sale		10,860		3.2084 GBP
ORD		Sale		13,005		3.2244 GBP
ORD		Sale		22,009		3.2130 GBP
ORD		Sale		22,744		3.2149 GBP
ORD		Sale		71,829		3.2159 GBP
ORD		Sale		111,036		3.2294 GBP
ORD		Sale		117,824		3.2201 GBP
ORD		Sale		118,461		3.2152 GBP
ORD		Sale		166,180		3.2160 GBP
ORD		Sale		176,615		3.2221 GBP
ORD		Sale		270,000		3.2330 GBP
ORD		Sale		300,000		3.2117 GBP
ORD		Sale		361,450		3.2167 GBP
ORD		Sale		911,226		3.2246 GBP
ORD (traded as ADR)		Purchase		1,400		10.3100 USD
ORD (traded as ADR)		Sale		1,400		10.3100 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,200		3.2372 GBP
ORD		SWAP		Long		4,800		3.2140 GBP
ORD		SWAP		Long		11,500		3.2148 GBP
ORD		CFD		Long		15,471		3.2360 GBP
ORD		SWAP		Long		19,800		3.2127 GBP
ORD		CFD		Long		77,724		3.2202 GBP
ORD		CFD		Short		100		40.6487 HKD
ORD		SWAP		Short		1,900		3.2550 GBP
ORD		CFD		Short		9,388		3.2153 GBP
ORD		CFD		Short		12,885		3.2173 GBP
ORD		CFD		Short		23,649		3.2229 GBP
ORD		CFD		Short		81,377		3.2511 GBP
ORD		CFD		Short		185,316		3.2268 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	19 Nov 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

3.2000

American

18 Nov 2012

ORD

Call Options

Written

-250,000

3.6000

American

18 Nov 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.