Form 8.5 (EPT/NON-RI) Glencore International plc

Form 8.5 (EPT/NON-RI) Glencore International plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		14 September 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect		GLENCORE
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		14,389,093		0.21%		29,545,650		0.43%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		27,791,727		0.40%		14,821,391		0.21%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		4,863,800		0.07%		10,500,000		0.15%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			47,044,620		0.68%		54,867,041		0.79%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		3,400,000		0.15%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			3,400,000		0.15%		0		0.00%

Class of relevant security:	Â	Â	ADR	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			0		0.00%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		46.2000 HKD
ORD		Purchase		100		46.6000 HKD
ORD		Purchase		300		45.0000 HKD
ORD		Purchase		400		46.7000 HKD
ORD		Purchase		700		46.8000 HKD
ORD		Purchase		800		46.0500 HKD
ORD		Purchase		981		3.7401 GBP
ORD		Purchase		1,000		45.2000 HKD
ORD		Purchase		1,500		45.4000 HKD
ORD		Purchase		1,800		46.1000 HKD
ORD		Purchase		1,938		5.8257 USD
ORD		Purchase		2,000		45.8000 HKD
ORD		Purchase		2,281		3.7491 GBP
ORD		Purchase		3,200		45.9500 HKD
ORD		Purchase		3,700		45.2500 HKD
ORD		Purchase		4,000		45.8500 HKD
ORD		Purchase		4,400		45.7000 HKD
ORD		Purchase		5,000		45.7500 HKD
ORD		Purchase		5,000		45.9000 HKD
ORD		Purchase		5,200		45.6500 HKD
ORD		Purchase		8,100		45.3500 HKD
ORD		Purchase		8,272		3.7496 GBP
ORD		Purchase		8,600		45.5000 HKD
ORD		Purchase		8,600		45.5500 HKD
ORD		Purchase		10,000		45.6000 HKD
ORD		Purchase		10,900		46.5000 HKD
ORD		Purchase		11,300		46.2500 HKD
ORD		Purchase		11,900		46.0000 HKD
ORD		Purchase		12,778		3.7701 GBP
ORD		Purchase		13,600		46.3000 HKD
ORD		Purchase		14,943		3.7745 GBP
ORD		Purchase		15,404		3.7043 GBP
ORD		Purchase		16,286		3.7427 GBP
ORD		Purchase		24,100		46.3500 HKD
ORD		Purchase		32,600		46.4500 HKD
ORD		Purchase		33,178		3.7539 GBP
ORD		Purchase		33,900		46.4000 HKD
ORD		Purchase		59,738		3.6115 GBP
ORD		Purchase		92,931		3.7176 GBP
ORD		Purchase		95,268		3.7410 GBP
ORD		Purchase		111,256		3.7634 GBP
ORD		Purchase		253,025		3.7576 GBP
ORD		Purchase		290,404		3.7311 GBP
ORD		Purchase		370,974		3.7602 GBP
ORD		Purchase		391,173		3.7784 GBP
ORD		Purchase		557,887		3.7433 GBP
ORD		Purchase		1,215,094		3.7372 GBP
ORD		Purchase		2,597,101		3.7442 GBP
ORD		Sale		100		46.2500 HKD
ORD		Sale		596		3.6060 GBP
ORD		Sale		600		3.7535 GBP
ORD		Sale		600		45.6500 HKD
ORD		Sale		1,938		5.8257 USD
ORD		Sale		2,930		3.7017 GBP
ORD		Sale		4,958		3.7243 GBP
ORD		Sale		5,504		3.7164 GBP
ORD		Sale		5,903		3.7578 GBP
ORD		Sale		6,600		3.7295 GBP
ORD		Sale		8,822		3.7514 GBP
ORD		Sale		12,205		3.7746 GBP
ORD		Sale		13,648		3.6742 GBP
ORD		Sale		16,813		3.7574 GBP
ORD		Sale		22,255		3.7516 GBP
ORD		Sale		25,693		3.7099 GBP
ORD		Sale		37,383		3.7552 GBP
ORD		Sale		40,498		3.7585 GBP
ORD		Sale		51,962		3.7569 GBP
ORD		Sale		105,239		3.7536 GBP
ORD		Sale		124,873		3.7331 GBP
ORD		Sale		127,300		46.1838 HKD
ORD		Sale		245,745		3.7125 GBP
ORD		Sale		298,807		3.7715 GBP
ORD		Sale		299,168		3.7565 GBP
ORD		Sale		546,099		3.7571 GBP
ORD		Sale		3,071,819		3.7252 GBP
ORD (traded as ADR)		Purchase		400		12.3500 USD
ORD (traded as ADR)		Sale		400		12.3500 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		46.1914 HKD
ORD		SWAP		Long		1,200		3.7535 GBP
ORD		CFD		Long		3,182		3.7636 GBP
ORD		SWAP		Long		11,500		3.7835 GBP
ORD		CFD		Long		16,704		3.7157 GBP
ORD		CFD		Long		34,563		3.7258 GBP
ORD		SWAP		Long		52,007		3.7602 GBP
ORD		CFD		Long		72,500		3.6811 GBP
ORD		SWAP		Long		587,396		3.7043 GBP
ORD		CFD		Short		300		45.0540 HKD
ORD		SWAP		Short		2,281		3.7491 GBP
ORD		CFD		Short		2,700		45.6076 HKD
ORD		SWAP		Short		2,873		3.7708 GBP
ORD		CFD		Short		6,000		46.0401 HKD
ORD		CFD		Short		8,300		45.7234 HKD
ORD		SWAP		Short		33,178		3.7539 GBP
ORD		CFD		Short		45,753		3.7314 GBP
ORD		SWAP		Short		52,007		3.7602 GBP
ORD		CFD		Short		67,600		46.1008 HKD
ORD		CFD		Short		520,409		3.7361 GBP
ORD		SWAP		Short		587,396		3.7043 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	17 Sep 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Call Options

Purchased

363,800

4.1000

European

16 Oct 2012

ORD

Put Options

Purchased

1,000,000

3.0000

American

16 Sep 2012

ORD

Put Options

Purchased

1,000,000

3.2000

American

16 Sep 2012

ORD

Put Options

Written

-2,500,000

2.6000

American

16 Sep 2012

ORD

Put Options

Written

-1,000,000

4.8000

American

16 Sep 2012

ORD

Call Options

Purchased

2,500,000

3.6000

American

16 Sep 2012

ORD

Call Options

Written

-1,000,000

3.6000

American

16 Sep 2012

ORD

Call Options

Written

-2,500,000

3.8000

American

16 Sep 2012

ORD

Call Options

Written

-2,500,000

4.0000

American

16 Sep 2012

ORD

Call Options

Written

-1,000,000

4.8000

American

16 Sep 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.