Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 27 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,770,438 0.05% 49,673,863 0.70%
           
(2) Derivatives (other than
options): 45,218,632 0.64% 2,470,169 0.03%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
48,989,070 0.69% 52,144,032 0.73%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,900,000 0.30% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,900,000 0.30% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 1 3.7880 GBP
ORD Purchase 200 44.5500 HKD
ORD Purchase 200 44.9500 HKD
ORD Purchase 300 44.6000 HKD
ORD Purchase 600 3.7773 GBP
ORD Purchase 700 44.8000 HKD
ORD Purchase 700 44.8500 HKD
ORD Purchase 840 3.8289 GBP
ORD Purchase 856 3.7953 GBP
ORD Purchase 1,007 3.8016 GBP
ORD Purchase 1,300 44.9000 HKD
ORD Purchase 1,476 3.7970 GBP
ORD Purchase 1,900 3.8017 GBP
ORD Purchase 2,000 3.7810 GBP
ORD Purchase 2,000 3.8265 GBP
ORD Purchase 2,400 3.8030 GBP
ORD Purchase 3,926 3.7960 GBP
ORD Purchase 4,200 3.8550 GBP
ORD Purchase 4,684 3.8043 GBP
ORD Purchase 5,300 3.8103 GBP
ORD Purchase 6,500 45.0000 HKD
ORD Purchase 18,016 3.8069 GBP
ORD Purchase 59,214 3.8035 GBP
ORD Purchase 67,228 3.8134 GBP
ORD Purchase 71,451 3.8220 GBP
ORD Purchase 178,026 3.8176 GBP
ORD Sale 1 3.7800 GBP
ORD Sale 200 44.5500 HKD
ORD Sale 400 44.8500 HKD
ORD Sale 635 3.8280 GBP
ORD Sale 700 3.8435 GBP
ORD Sale 840 3.8289 GBP
ORD Sale 1,746 3.7881 GBP
ORD Sale 3,783 3.8419 GBP
ORD Sale 5,276 3.7970 GBP
ORD Sale 5,670 3.8227 GBP
ORD Sale 6,333 3.8550 GBP
ORD Sale 9,900 44.9398 HKD
ORD Sale 20,057 3.7976 GBP
ORD Sale 29,570 3.8287 GBP
ORD Sale 32,411 3.8291 GBP
ORD Sale 41,984 3.8062 GBP
ORD Sale 45,870 3.8095 GBP
ORD Sale 52,210 3.8165 GBP
ORD Sale 82,201 3.8299 GBP
ORD Sale 91,592 3.8312 GBP
ORD Sale 93,068 3.8110 GBP
ORD Sale 94,287 3.8118 GBP
ORD Sale 117,102 3.8073 GBP
ORD Sale 560,398 3.8143 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 600 44.6960 HKD
ORD CFD Long 19,676 3.8390 GBP
ORD SWAP Long 36,766 3.8101 GBP
ORD SWAP Long 41,161 3.8117 GBP
ORD SWAP Long 162,972 3.8079 GBP
ORD CFD Long 519,488 3.8140 GBP
ORD SWAP Short 600 3.7773 GBP
ORD SWAP Short 1,900 3.8017 GBP
ORD SWAP Short 3,926 3.7960 GBP
ORD SWAP Short 7,700 3.8081 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

28 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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