Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		27 February 2013
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		3,770,438		0.05%		49,673,863		0.70%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		45,218,632		0.64%		2,470,169		0.03%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			48,989,070		0.69%		52,144,032		0.73%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		6,900,000		0.30%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			6,900,000		0.30%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		1		3.7880 GBP
ORD		Purchase		200		44.5500 HKD
ORD		Purchase		200		44.9500 HKD
ORD		Purchase		300		44.6000 HKD
ORD		Purchase		600		3.7773 GBP
ORD		Purchase		700		44.8000 HKD
ORD		Purchase		700		44.8500 HKD
ORD		Purchase		840		3.8289 GBP
ORD		Purchase		856		3.7953 GBP
ORD		Purchase		1,007		3.8016 GBP
ORD		Purchase		1,300		44.9000 HKD
ORD		Purchase		1,476		3.7970 GBP
ORD		Purchase		1,900		3.8017 GBP
ORD		Purchase		2,000		3.7810 GBP
ORD		Purchase		2,000		3.8265 GBP
ORD		Purchase		2,400		3.8030 GBP
ORD		Purchase		3,926		3.7960 GBP
ORD		Purchase		4,200		3.8550 GBP
ORD		Purchase		4,684		3.8043 GBP
ORD		Purchase		5,300		3.8103 GBP
ORD		Purchase		6,500		45.0000 HKD
ORD		Purchase		18,016		3.8069 GBP
ORD		Purchase		59,214		3.8035 GBP
ORD		Purchase		67,228		3.8134 GBP
ORD		Purchase		71,451		3.8220 GBP
ORD		Purchase		178,026		3.8176 GBP
ORD		Sale		1		3.7800 GBP
ORD		Sale		200		44.5500 HKD
ORD		Sale		400		44.8500 HKD
ORD		Sale		635		3.8280 GBP
ORD		Sale		700		3.8435 GBP
ORD		Sale		840		3.8289 GBP
ORD		Sale		1,746		3.7881 GBP
ORD		Sale		3,783		3.8419 GBP
ORD		Sale		5,276		3.7970 GBP
ORD		Sale		5,670		3.8227 GBP
ORD		Sale		6,333		3.8550 GBP
ORD		Sale		9,900		44.9398 HKD
ORD		Sale		20,057		3.7976 GBP
ORD		Sale		29,570		3.8287 GBP
ORD		Sale		32,411		3.8291 GBP
ORD		Sale		41,984		3.8062 GBP
ORD		Sale		45,870		3.8095 GBP
ORD		Sale		52,210		3.8165 GBP
ORD		Sale		82,201		3.8299 GBP
ORD		Sale		91,592		3.8312 GBP
ORD		Sale		93,068		3.8110 GBP
ORD		Sale		94,287		3.8118 GBP
ORD		Sale		117,102		3.8073 GBP
ORD		Sale		560,398		3.8143 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		600		44.6960 HKD
ORD		CFD		Long		19,676		3.8390 GBP
ORD		SWAP		Long		36,766		3.8101 GBP
ORD		SWAP		Long		41,161		3.8117 GBP
ORD		SWAP		Long		162,972		3.8079 GBP
ORD		CFD		Long		519,488		3.8140 GBP
ORD		SWAP		Short		600		3.7773 GBP
ORD		SWAP		Short		1,900		3.8017 GBP
ORD		SWAP		Short		3,926		3.7960 GBP
ORD		SWAP		Short		7,700		3.8081 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	28 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.