Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		4 December 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		5,017,105		0.07%		36,857,777		0.52%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		36,451,813		0.51%		2,987,795		0.04%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,000,000		0.01%		250,000		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			42,468,918		0.60%		40,095,572		0.56%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		1,800,000		0.08%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			1,800,000		0.08%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		400,000		122.0000 USD
ORD		Purchase		100		3.4195 GBP
ORD		Purchase		244		3.4210 GBP
ORD		Purchase		646		3.4292 GBP
ORD		Purchase		999		3.4253 GBP
ORD		Purchase		2,079		3.4340 GBP
ORD		Purchase		2,452		3.4308 GBP
ORD		Purchase		2,600		42.0000 HKD
ORD		Purchase		4,000		3.4305 GBP
ORD		Purchase		4,053		3.4303 GBP
ORD		Purchase		4,414		3.4350 GBP
ORD		Purchase		8,680		3.4159 GBP
ORD		Purchase		15,020		3.4272 GBP
ORD		Purchase		19,914		3.4221 GBP
ORD		Purchase		20,040		3.4297 GBP
ORD		Purchase		26,453		3.4247 GBP
ORD		Purchase		40,752		3.4254 GBP
ORD		Purchase		50,000		3.4228 GBP
ORD		Purchase		74,012		3.4351 GBP
ORD		Purchase		334,381		3.4242 GBP
ORD		Sale		100		42.4000 HKD
ORD		Sale		100		43.0000 HKD
ORD		Sale		300		42.2000 HKD
ORD		Sale		620		3.4275 GBP
ORD		Sale		2,253		3.4233 GBP
ORD		Sale		2,452		3.4308 GBP
ORD		Sale		2,800		3.4268 GBP
ORD		Sale		5,832		3.4267 GBP
ORD		Sale		6,277		3.4273 GBP
ORD		Sale		8,171		3.4337 GBP
ORD		Sale		11,102		3.4194 GBP
ORD		Sale		17,790		3.4287 GBP
ORD		Sale		30,678		3.4253 GBP
ORD		Sale		38,153		3.4313 GBP
ORD		Sale		44,998		3.4237 GBP
ORD		Sale		53,977		3.4178 GBP
ORD		Sale		211,886		3.4264 GBP
ORD		Sale		418,012		3.4310 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		500		42.3475 HKD
ORD		CFD		Long		2,600		3.4281 GBP
ORD		CFD		Long		12,569		3.4313 GBP
ORD		CFD		Long		20,287		3.4266 GBP
ORD		CFD		Long		197,640		3.4260 GBP
ORD		SWAP		Long		762,500		3.4542 GBP
ORD		SWAP		Long		1,067,500		3.4612 GBP
ORD		CFD		Short		2,600		42.0507 HKD
ORD		SWAP		Short		9,700		3.4225 GBP
ORD		CFD		Short		12,562		3.4279 GBP
ORD		CFD		Short		21,534		3.4257 GBP
ORD		SWAP		Short		43,423		3.4235 GBP
ORD		SWAP		Short		74,012		3.4352 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	5 Dec 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

3.2000

American

6 Dec 2012

ORD

Call Options

Written

-250,000

3.6000

American

6 Dec 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.