Form 8.5 (EPT/NON-RI) Glencore International Plc

Form 8.5 (EPT/NON-RI) Glencore International Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		7 March 2013
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		3,116,063		0.04%		45,809,939		0.65%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		40,799,199		0.57%		1,284,235		0.02%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			43,915,262		0.62%		47,094,174		0.66%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		3,500,000		0.15%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			3,500,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Sale		300,000		122.0000 USD
Convertible Bond		Sale		1,000,000		122.1250 USD
ORD		Purchase		1,895		3.8491 GBP
ORD		Purchase		2,280		3.8647 GBP
ORD		Purchase		2,322		3.8648 GBP
ORD		Purchase		6,297		3.8496 GBP
ORD		Purchase		9,500		45.3100 HKD
ORD		Purchase		10,815		3.8672 GBP
ORD		Purchase		11,007		3.8605 GBP
ORD		Purchase		21,437		3.8684 GBP
ORD		Purchase		22,059		3.8489 GBP
ORD		Purchase		31,671		3.8617 GBP
ORD		Purchase		31,709		3.8606 GBP
ORD		Purchase		44,975		3.8584 GBP
ORD		Purchase		46,064		3.8588 GBP
ORD		Purchase		63,626		3.8991 GBP
ORD		Purchase		78,901		3.8570 GBP
ORD		Purchase		116,133		3.8609 GBP
ORD		Purchase		123,681		3.8594 GBP
ORD		Purchase		205,906		3.8419 GBP
ORD		Sale		100		45.5500 HKD
ORD		Sale		112		3.8509 GBP
ORD		Sale		300		45.4000 HKD
ORD		Sale		900		45.3000 HKD
ORD		Sale		1,000		45.0000 HKD
ORD		Sale		1,371		3.8436 GBP
ORD		Sale		2,713		3.8544 GBP
ORD		Sale		3,140		3.8495 GBP
ORD		Sale		4,687		3.8637 GBP
ORD		Sale		6,297		3.8496 GBP
ORD		Sale		7,300		45.3500 HKD
ORD		Sale		15,057		3.8560 GBP
ORD		Sale		18,655		3.8565 GBP
ORD		Sale		22,059		3.8489 GBP
ORD		Sale		27,821		3.8625 GBP
ORD		Sale		45,579		3.8579 GBP
ORD		Sale		50,918		3.8427 GBP
ORD		Sale		51,039		3.8428 GBP
ORD		Sale		67,033		3.8418 GBP
ORD		Sale		81,153		3.8524 GBP
ORD		Sale		170,271		3.8572 GBP
ORD		Sale		178,138		3.8633 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		45.4909 HKD
ORD		CFD		Long		3,000		3.8696 GBP
ORD		CFD		Long		26,653		3.8531 GBP
ORD		CFD		Long		169,339		3.8640 GBP
ORD		CFD		Short		7,726		3.8635 GBP
ORD		SWAP		Short		21,100		3.8613 GBP
ORD		SWAP		Short		46,064		3.8588 GBP
ORD		SWAP		Short		123,876		3.8575 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	8 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.