Form 8.5 (EPT/NON-RI) Glencore International

Form 8.5 (EPT/NON-RI) Glencore International

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		16 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		4,123,148		0.06%		42,621,767		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		41,490,739		0.58%		2,308,222		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,613,887		0.64%		44,929,989		0.63%
											Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,100,000		0.05%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				1,100,000		0.05%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		2,000,000		128.6250 USD
Convertible Bond		Purchase		3,000,000		127.6250 USD
Convertible Bond		Sale		7,000,000		127.7500 USD
ORD		Purchase		100		3.8430 GBP
ORD		Purchase		200		48.8000 HKD
ORD		Purchase		800		49.1000 HKD
ORD		Purchase		1,000		3.9300 GBP
ORD		Purchase		1,000		49.0500 HKD
ORD		Purchase		1,701		3.8092 GBP
ORD		Purchase		1,800		48.5500 HKD
ORD		Purchase		2,200		3.8118 GBP
ORD		Purchase		2,400		3.8010 GBP
ORD		Purchase		3,293		3.8439 GBP
ORD		Purchase		3,500		48.7000 HKD
ORD		Purchase		4,121		3.8147 GBP
ORD		Purchase		4,400		49.0340 HKD
ORD		Purchase		4,505		3.8365 GBP
ORD		Purchase		4,977		3.8119 GBP
ORD		Purchase		5,300		48.8500 HKD
ORD		Purchase		5,442		3.8079 GBP
ORD		Purchase		5,555		3.7953 GBP
ORD		Purchase		6,187		3.8373 GBP
ORD		Purchase		6,900		49.0000 HKD
ORD		Purchase		7,200		48.9000 HKD
ORD		Purchase		9,711		3.8399 GBP
ORD		Purchase		12,604		3.8252 GBP
ORD		Purchase		14,600		3.7958 GBP
ORD		Purchase		19,551		3.8394 GBP
ORD		Purchase		21,800		48.6500 HKD
ORD		Purchase		27,227		3.7984 GBP
ORD		Purchase		41,700		48.6000 HKD
ORD		Purchase		52,000		3.8521 GBP
ORD		Purchase		63,017		3.8197 GBP
ORD		Purchase		97,445		3.8335 GBP
ORD		Purchase		236,971		3.8417 GBP
ORD		Purchase		349,690		3.8202 GBP
ORD		Purchase		378,242		3.8623 GBP
ORD		Purchase		4,094,206		3.8050 GBP
ORD		Sale		1,000		49.0500 HKD
ORD		Sale		1,000		49.1000 HKD
ORD		Sale		1,368		3.8575 GBP
ORD		Sale		2,400		49.0000 HKD
ORD		Sale		3,300		48.5500 HKD
ORD		Sale		5,671		3.7945 GBP
ORD		Sale		7,798		3.8398 GBP
ORD		Sale		16,925		3.8023 GBP
ORD		Sale		23,161		3.8016 GBP
ORD		Sale		25,000		3.8096 GBP
ORD		Sale		28,383		3.7914 GBP
ORD		Sale		28,633		3.8637 GBP
ORD		Sale		28,841		3.8167 GBP
ORD		Sale		29,988		3.8101 GBP
ORD		Sale		55,033		3.8039 GBP
ORD		Sale		55,104		3.8425 GBP
ORD		Sale		59,058		3.7963 GBP
ORD		Sale		65,392		3.8042 GBP
ORD		Sale		86,000		48.6976 HKD
ORD		Sale		114,334		3.8238 GBP
ORD		Sale		134,363		3.8047 GBP
ORD		Sale		217,786		3.9279 GBP
ORD		Sale		298,630		3.8066 GBP
ORD		Sale		327,919		3.8003 GBP
ORD		Sale		338,000		3.8397 GBP
ORD		Sale		350,000		3.8025 GBP
ORD		Sale		415,848		3.7982 GBP
ORD		Sale		781,933		3.8085 GBP
ORD		Sale		2,558,621		3.8063 GBP
ORD (traded as ADR)		Purchase		200		12.2200 USD
ORD (traded as ADR)		Sale		200		12.2200 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		3,300		48.4883 HKD
ORD		CFD		Long		4,200		3.9296 GBP
ORD		CFD		Long		4,457		3.8563 GBP
ORD		CFD		Long		4,505		3.8726 GBP
ORD		CFD		Long		7,185		3.9137 GBP
ORD		CFD		Long		14,701		3.8081 GBP
ORD		CFD		Long		21,390		3.8638 GBP
ORD		CFD		Long		28,633		3.8637 GBP
ORD		CFD		Long		80,000		3.8293 GBP
ORD		CFD		Long		338,000		3.8397 GBP
ORD		CFD		Short		3,000		3.8008 GBP
ORD		CFD		Short		3,602		3.8072 GBP
ORD		SWAP		Short		3,900		3.8000 GBP
ORD		CFD		Short		4,000		3.8403 GBP
ORD		CFD		Short		4,200		48.6787 HKD
ORD		CFD		Short		6,400		3.7928 GBP
ORD		SWAP		Short		6,540		3.7955 GBP
ORD		CFD		Short		13,382		3.8609 GBP
ORD		SWAP		Short		41,827		3.7975 GBP
ORD		CFD		Short		95,110		3.8394 GBP
ORD		CFD		Short		282,240		3.8158 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		17 Jan 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.