Form 8.5 (EPT/NON-RI) - Glencore International

Form 8.5 (EPT/NON-RI) - Glencore International

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		22 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,418,610		0.03%		43,470,822		0.61%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		41,838,654		0.59%		898,719		0.01%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,257,264		0.62%		44,369,541		0.62%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		800,000		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				800,000		0.04%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Sale		300,000		127.1250 USD
ORD		Purchase		100		3.8643 GBP
ORD		Purchase		233		3.8440 GBP
ORD		Purchase		1,084		3.8375 GBP
ORD		Purchase		2,227		3.8439 GBP
ORD		Purchase		3,661		3.8453 GBP
ORD		Purchase		3,913		3.8495 GBP
ORD		Purchase		6,237		3.8498 GBP
ORD		Purchase		7,154		3.8562 GBP
ORD		Purchase		9,204		3.8582 GBP
ORD		Purchase		9,458		3.8491 GBP
ORD		Purchase		10,702		3.8438 GBP
ORD		Purchase		18,065		3.8422 GBP
ORD		Purchase		19,600		47.0346 HKD
ORD		Purchase		63,013		3.8481 GBP
ORD		Purchase		121,523		3.8468 GBP
ORD		Purchase		158,748		3.8541 GBP
ORD		Purchase		363,252		3.8454 GBP
ORD		Sale		100		3.8645 GBP
ORD		Sale		100		47.1500 HKD
ORD		Sale		200		47.4500 HKD
ORD		Sale		600		46.9000 HKD
ORD		Sale		700		47.4000 HKD
ORD		Sale		1,100		47.1000 HKD
ORD		Sale		1,980		3.8446 GBP
ORD		Sale		3,435		3.8484 GBP
ORD		Sale		3,700		47.0500 HKD
ORD		Sale		3,921		3.8281 GBP
ORD		Sale		4,012		3.8386 GBP
ORD		Sale		5,166		3.8472 GBP
ORD		Sale		9,159		3.8463 GBP
ORD		Sale		12,303		3.8493 GBP
ORD		Sale		13,618		3.8605 GBP
ORD		Sale		14,082		3.8479 GBP
ORD		Sale		14,243		3.8432 GBP
ORD		Sale		17,500		47.0000 HKD
ORD		Sale		22,926		3.8516 GBP
ORD		Sale		36,585		3.8430 GBP
ORD		Sale		72,749		3.8454 GBP
ORD		Sale		153,673		3.8441 GBP
ORD		Sale		873,409		3.8382 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		2,717		3.8501 GBP
ORD		CFD		Long		3,466		3.8260 GBP
ORD		CFD		Long		4,300		46.9263 HKD
ORD		CFD		Long		6,755		3.8332 GBP
ORD		CFD		Long		88,150		3.8406 GBP
ORD		CFD		Long		86,161		3.8494 GBP
ORD		SWAP		Short		73		3.8421 GBP
ORD		CFD		Short		1,084		3.8380 GBP
ORD		CFD		Short		1,477		3.8697 GBP
ORD		CFD		Short		4,825		3.8363 GBP
ORD		SWAP		Short		10,702		3.8438 GBP
ORD		CFD		Short		158,748		3.8541 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	23 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.