Form 8.5 (EPT/NON-RI) Glencore International

Form 8.5 (EPT/NON-RI) Glencore International

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		23 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		2,418,568		0.03%		43,675,877		0.62%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		42,007,543		0.59%		913,882		0.01%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,426,111		0.63%		44,589,759		0.63%
											Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		800,000		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				800,000		0.04%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		235		3.8625 GBP
ORD		Purchase		480		3.8375 GBP
ORD		Purchase		500		47.2000 HKD
ORD		Purchase		556		3.8601 GBP
ORD		Purchase		700		47.4000 HKD
ORD		Purchase		1,066		3.8549 GBP
ORD		Purchase		1,900		47.1500 HKD
ORD		Purchase		2,063		3.8748 GBP
ORD		Purchase		4,700		47.3500 HKD
ORD		Purchase		5,460		3.8450 GBP
ORD		Purchase		7,800		47.1000 HKD
ORD		Purchase		13,884		3.8398 GBP
ORD		Purchase		14,506		3.8511 GBP
ORD		Purchase		21,203		3.8639 GBP
ORD		Purchase		57,994		3.8547 GBP
ORD		Purchase		67,836		3.8483 GBP
ORD		Purchase		79,995		3.8524 GBP
ORD		Purchase		115,943		3.8521 GBP
ORD		Purchase		119,479		3.8531 GBP
ORD		Purchase		153,415		3.8529 GBP
ORD		Purchase		543,774		3.8522 GBP
ORD		Purchase		1,060,263		3.8496 GBP
ORD		Sale		500		47.4000 HKD
ORD		Sale		947		3.8425 GBP
ORD		Sale		1,675		3.8475 GBP
ORD		Sale		1,700		3.8540 GBP
ORD		Sale		2,063		3.8750 GBP
ORD		Sale		2,633		3.8596 GBP
ORD		Sale		6,802		3.8508 GBP
ORD		Sale		8,615		3.8585 GBP
ORD		Sale		11,482		3.8380 GBP
ORD		Sale		15,600		47.1980 HKD
ORD		Sale		18,489		3.8537 GBP
ORD		Sale		20,149		3.8724 GBP
ORD		Sale		34,036		3.8548 GBP
ORD		Sale		34,760		3.8549 GBP
ORD		Sale		83,837		3.8459 GBP
ORD		Sale		111,505		3.8547 GBP
ORD		Sale		114,461		3.8551 GBP
ORD		Sale		167,750		3.8600 GBP
ORD		Sale		1,841,845		3.8506 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		500		47.3394 HKD
ORD		CFD		Long		1,675		3.8473 GBP
ORD		CFD		Long		4,999		3.8347 GBP
ORD		CFD		Long		6,257		3.8619 GBP
ORD		CFD		Long		13,892		3.8765 GBP
ORD		CFD		Long		167,750		3.8600 GBP
ORD		CFD		Short		656		3.8494 GBP
ORD		SWAP		Short		4,090		3.8475 GBP
ORD		SWAP		Short		22,337		3.8643 GBP
ORD		CFD		Short		13,708		3.8398 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		24 Jan 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.