Form 8.5 (EPT/NON-RI) Glencore International

Form 8.5 (EPT/NON-RI) Glencore International

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		28 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		4,167,547		0.06%		48,946,114		0.69%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		44,557,403		0.63%		2,115,929		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				48,724,950		0.69%		51,062,043		0.72%
				Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,900,000		0.30%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				6,900,000		0.30%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		200		3.8100 GBP
ORD		Purchase		400		45.5000 HKD
ORD		Purchase		856		3.8200 GBP
ORD		Purchase		1,165		3.8126 GBP
ORD		Purchase		1,422		3.8156 GBP
ORD		Purchase		1,847		3.8366 GBP
ORD		Purchase		1,929		3.8250 GBP
ORD		Purchase		2,128		3.8319 GBP
ORD		Purchase		5,300		45.5500 HKD
ORD		Purchase		7,211		3.8750 GBP
ORD		Purchase		8,765		3.8643 GBP
ORD		Purchase		11,991		3.8410 GBP
ORD		Purchase		16,082		3.8328 GBP
ORD		Purchase		48,195		3.8572 GBP
ORD		Purchase		50,122		3.8300 GBP
ORD		Purchase		134,022		3.8292 GBP
ORD		Purchase		185,985		3.8309 GBP
ORD		Purchase		250,000		3.8161 GBP
ORD		Purchase		945,637		3.8417 GBP
ORD		Purchase		1,599,557		3.8607 GBP
ORD		Sale		2,682		3.8519 GBP
ORD		Sale		4,697		3.8224 GBP
ORD		Sale		5,679		3.8294 GBP
ORD		Sale		5,700		45.5464 HKD
ORD		Sale		10,612		3.8594 GBP
ORD		Sale		21,777		3.8600 GBP
ORD		Sale		25,397		3.8333 GBP
ORD		Sale		26,418		3.8549 GBP
ORD		Sale		27,879		3.8260 GBP
ORD		Sale		28,131		3.8194 GBP
ORD		Sale		39,916		3.8191 GBP
ORD		Sale		58,717		3.8223 GBP
ORD		Sale		78,052		3.8200 GBP
ORD		Sale		92,553		3.8173 GBP
ORD		Sale		104,671		3.8404 GBP
ORD		Sale		159,056		3.8280 GBP
ORD		Sale		210,000		3.8169 GBP
ORD		Sale		222,243		3.8291 GBP
ORD		Sale		266,279		3.8748 GBP
ORD		Sale		317,564		3.8322 GBP
ORD		Sale		439,933		3.8750 GBP
ORD (traded as ADR)		Purchase		130		11.5400 USD
ORD (traded as ADR)		Sale		130		11.5400 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		13,028		3.8446 GBP
ORD		CFD		Long		16,783		3.8215 GBP
ORD		CFD		Long		144,240		3.8225 GBP
ORD		CFD		Long		210,000		3.8169 GBP
ORD		CFD		Long		258,240		3.8330 GBP
ORD		CFD		Short		3,643		3.8157 GBP
ORD		SWAP		Short		70,836		3.9782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		1 Mar 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.