Form 8.5 (EPT/NON-RI) Glencore International

Form 8.5 (EPT/NON-RI) Glencore International

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		20 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		3,376,329		0.05%		44,894,844		0.63%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,081,416		0.56%		1,378,402		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,457,745		0.61%		46,273,246		0.65%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,800,000		0.16%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,800,000		0.16%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Sale		700,000		119.1000 USD
ORD		Purchase		46		3.6491 GBP
ORD		Purchase		1,867		3.7508 GBP
ORD		Purchase		3,229		3.6517 GBP
ORD		Purchase		3,261		3.7013 GBP
ORD		Purchase		3,618		3.7374 GBP
ORD		Purchase		7,891		3.6682 GBP
ORD		Purchase		9,200		43.6239 HKD
ORD		Purchase		11,536		3.6697 GBP
ORD		Purchase		16,372		3.6634 GBP
ORD		Purchase		17,166		3.6556 GBP
ORD		Purchase		22,101		3.6656 GBP
ORD		Purchase		22,256		3.6708 GBP
ORD		Purchase		29,727		3.6852 GBP
ORD		Purchase		40,978		3.6760 GBP
ORD		Purchase		76,309		3.6532 GBP
ORD		Purchase		85,813		3.6832 GBP
ORD		Purchase		127,611		3.6848 GBP
ORD		Purchase		238,775		3.6761 GBP
ORD		Purchase		375,046		3.6743 GBP
ORD		Sale		251		3.7215 GBP
ORD		Sale		800		43.6500 HKD
ORD		Sale		924		3.7155 GBP
ORD		Sale		1,000		3.6425 GBP
ORD		Sale		1,000		43.7000 HKD
ORD		Sale		1,069		3.7136 GBP
ORD		Sale		1,100		43.9500 HKD
ORD		Sale		1,300		43.5500 HKD
ORD		Sale		2,354		3.7188 GBP
ORD		Sale		2,600		43.6000 HKD
ORD		Sale		3,147		3.7472 GBP
ORD		Sale		3,653		3.7150 GBP
ORD		Sale		4,036		3.6612 GBP
ORD		Sale		4,620		3.7103 GBP
ORD		Sale		5,000		3.6430 GBP
ORD		Sale		6,047		3.6641 GBP
ORD		Sale		8,583		3.6534 GBP
ORD		Sale		8,900		43.5000 HKD
ORD		Sale		8,947		3.6733 GBP
ORD		Sale		9,863		3.6646 GBP
ORD		Sale		11,437		3.7034 GBP
ORD		Sale		11,719		3.7259 GBP
ORD		Sale		11,942		3.6555 GBP
ORD		Sale		15,249		3.6589 GBP
ORD		Sale		75,458		3.6703 GBP
ORD		Sale		78,751		3.6782 GBP
ORD		Sale		111,607		3.6515 GBP
ORD		Sale		123,599		3.6762 GBP
ORD		Sale		136,069		3.6519 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		2,020		3.6736 GBP
ORD		SWAP		Long		2,500		3.7529 GBP
ORD		SWAP		Long		2,600		3.7385 GBP
ORD		SWAP		Long		3,147		3.7472 GBP
ORD		CFD		Long		4,036		3.7214 GBP
ORD		CFD		Long		5,434		3.7160 GBP
ORD		CFD		Long		6,500		43.4477 HKD
ORD		CFD		Short		2,435		3.6383 GBP
ORD		CFD		Short		3,793		3.6487 GBP
ORD		CFD		Short		6,500		3.7003 GBP
ORD		CFD		Short		9,725		3.7360 GBP
ORD		SWAP		Short		10,038		3.6651 GBP
ORD		SWAP		Short		10,590		3.6793 GBP
ORD		CFD		Short		22,768		3.6492 GBP
ORD		SWAP		Short		52,514		3.6746 GBP
ORD		CFD		Short		184,701		3.6782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		21 Mar 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.