Form 8.5 (EPT/NON-RI) Glencore International

Form 8.5 (EPT/NON-RI) Glencore International

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		5 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
				Interests			Â	Short Positions
Â				Number	Â	(%)		Number	Â	(%)
(1)	Â	Relevant securities owned
		and/or controlled:		4,302,855		0.06%		42,852,018		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		38,170,173		0.54%		2,338,281		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				42,473,028		0.60%		45,190,299		0.64%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,100,000		0.18%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,100,000		0.18%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		800,000		115.1250 USD
ORD		Purchase		411		3.4712 GBP
ORD		Purchase		522		3.3593 GBP
ORD		Purchase		916		3.3842 GBP
ORD		Purchase		1,100		40.9000 HKD
ORD		Purchase		1,400		40.8500 HKD
ORD		Purchase		1,482		3.3990 GBP
ORD		Purchase		2,427		3.4420 GBP
ORD		Purchase		3,000		41.1500 HKD
ORD		Purchase		3,847		3.4094 GBP
ORD		Purchase		4,232		3.4907 GBP
ORD		Purchase		4,765		3.4089 GBP
ORD		Purchase		5,297		3.4080 GBP
ORD		Purchase		28,742		3.4142 GBP
ORD		Purchase		39,894		3.3857 GBP
ORD		Purchase		41,399		3.3655 GBP
ORD		Purchase		89,013		3.3806 GBP
ORD		Purchase		96,935		3.3887 GBP
ORD		Purchase		108,442		3.3945 GBP
ORD		Purchase		130,916		3.4018 GBP
ORD		Purchase		259,861		3.4086 GBP
ORD		Purchase		646,877		3.3913 GBP
ORD		Purchase		707,084		3.3967 GBP
ORD		Purchase		970,000		3.3765 GBP
ORD		Sale		411		3.4712 GBP
ORD		Sale		500		40.9000 HKD
ORD		Sale		1,000		40.2500 HKD
ORD		Sale		1,000		40.3000 HKD
ORD		Sale		1,200		40.8000 HKD
ORD		Sale		1,200		40.9500 HKD
ORD		Sale		1,327		3.3762 GBP
ORD		Sale		1,601		3.3722 GBP
ORD		Sale		2,200		40.5000 HKD
ORD		Sale		2,251		3.3805 GBP
ORD		Sale		3,954		3.3681 GBP
ORD		Sale		4,400		41.0545 HKD
ORD		Sale		5,293		3.3708 GBP
ORD		Sale		5,470		3.3508 GBP
ORD		Sale		10,086		3.3764 GBP
ORD		Sale		12,312		3.3890 GBP
ORD		Sale		19,884		3.4571 GBP
ORD		Sale		26,085		3.3699 GBP
ORD		Sale		66,774		3.4206 GBP
ORD		Sale		67,471		3.3781 GBP
ORD		Sale		73,000		3.3631 GBP
ORD		Sale		79,301		3.3978 GBP
ORD		Sale		87,819		3.3735 GBP
ORD		Sale		88,412		3.4876 GBP
ORD		Sale		216,500		3.3754 GBP
ORD		Sale		707,084		3.3967 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		1,600		3.4775 GBP
ORD		CFD		Long		2,000		3.3721 GBP
ORD		CFD		Long		7,100		40.5427 HKD
ORD		CFD		Long		10,670		3.3487 GBP
ORD		CFD		Long		40,912		3.3742 GBP
ORD		SWAP		Long		115,900		3.4155 GBP
ORD		CFD		Short		1,100		40.9490 HKD
ORD		CFD		Short		7,200		3.4368 GBP
ORD		SWAP		Short		12,200		3.3551 GBP
ORD		CFD		Short		14,663		3.4306 GBP
ORD		SWAP		Short		49,046		3.3843 GBP
ORD		SWAP		Short		64,752		3.3811 GBP
ORD		SWAP		Short		136,829		3.3878 GBP
ORD		CFD		Short		206,237		3.3698 GBP
ORD		CFD		Short		427,038		3.3988 GBP
ORD		CFD		Short		970,000		3.3765 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		8 Apr 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.