Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Ame...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	18 April 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,602,274		0.09%		43,139,743		0.61%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		38,580,124		0.54%		4,343,494		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,182,398		0.64%		47,483,237		0.67%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,900,000		0.08%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				1,900,000		0.08%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,000,000		113.2500 USD
ORD		Purchase		100		3.1755 GBP
ORD		Purchase		100		37.8000 HKD
ORD		Purchase		210		3.1367 GBP
ORD		Purchase		500		3.1375 GBP
ORD		Purchase		2,200		37.7000 HKD
ORD		Purchase		5,262		3.1929 GBP
ORD		Purchase		5,728		3.1658 GBP
ORD		Purchase		6,432		3.1400 GBP
ORD		Purchase		9,232		3.1725 GBP
ORD		Purchase		12,399		3.1633 GBP
ORD		Purchase		19,016		3.1820 GBP
ORD		Purchase		20,015		3.1889 GBP
ORD		Purchase		21,877		3.1751 GBP
ORD		Purchase		24,100		37.5358 HKD
ORD		Purchase		31,305		3.1565 GBP
ORD		Purchase		32,016		3.1345 GBP
ORD		Purchase		47,026		3.1688 GBP
ORD		Purchase		52,202		3.1884 GBP
ORD		Purchase		60,046		3.1400 GBP
ORD		Purchase		61,638		3.1854 GBP
ORD		Purchase		97,175		3.1851 GBP
ORD		Purchase		144,201		3.1732 GBP
ORD		Purchase		177,638		3.1814 GBP
ORD		Purchase		443,076		3.1654 GBP
ORD		Sale		100		37.1500 HKD
ORD		Sale		100		37.3500 HKD
ORD		Sale		169		3.1385 GBP
ORD		Sale		500		37.0500 HKD
ORD		Sale		700		37.7500 HKD
ORD		Sale		900		37.3000 HKD
ORD		Sale		1,000		37.7000 HKD
ORD		Sale		1,010		3.1371 GBP
ORD		Sale		1,100		37.6500 HKD
ORD		Sale		1,300		37.5000 HKD
ORD		Sale		1,700		37.2000 HKD
ORD		Sale		2,300		37.7043 HKD
ORD		Sale		2,800		38.0000 HKD
ORD		Sale		3,000		37.1000 HKD
ORD		Sale		5,828		3.1660 GBP
ORD		Sale		9,232		3.1725 GBP
ORD		Sale		10,900		37.6000 HKD
ORD		Sale		17,891		3.1332 GBP
ORD		Sale		20,000		3.2061 GBP
ORD		Sale		20,752		3.1668 GBP
ORD		Sale		21,139		3.1635 GBP
ORD		Sale		21,381		3.1683 GBP
ORD		Sale		24,109		3.1510 GBP
ORD		Sale		32,562		3.1605 GBP
ORD		Sale		81,683		3.1734 GBP
ORD		Sale		82,803		3.1400 GBP
ORD		Sale		107,819		3.1612 GBP
ORD		Sale		113,693		3.1690 GBP
ORD		Sale		138,368		3.1712 GBP
ORD		Sale		218,263		3.1590 GBP
ORD		Sale		399,684		3.1640 GBP
ORD		Sale		525,750		3.1682 GBP
ORD (traded as ADR)		Purchase		1,400		9.6300 USD
ORD (traded as ADR)		Purchase		3,400		9.5935 USD
ORD (traded as ADR)		Sale		1,400		9.6300 USD
ORD (traded as ADR)		Sale		3,400		9.5935 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		210		3.1928 GBP
ORD		SWAP		Long		1,014		3.1874 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	22 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.